Texas § 4004.055 FORM AND CONTENTS OF REGISTRATION CERTIFICATE.

Texas Statutes

§ 4004.055 — FORM AND CONTENTS OF REGISTRATION CERTIFICATE.

Texas § 4004.055

Code GVGovernment Code

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Bluebook

Tex. Government Code Code Ann. § 4004.055 (2026).

Text

Sec. 4004.055. FORM AND CONTENTS OF REGISTRATION CERTIFICATE. The registration certificate must be in the form the commissioner prescribes and must state:

(1)the principal place of business and address of the dealer or investment adviser;

(2)the name and business address of each person interested in the business as a principal, officer, director, or managing agent of the dealer or investment adviser; and

(3)that the dealer or investment adviser has been registered for a current calendar year as a dealer in securities or as an investment adviser, as appropriate.

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Sec. 4004.055. FORM AND CONTENTS OF REGISTRATION CERTIFICATE. The registration certificate must be in the form the commissioner prescribes and must state:
(1) the principal place of business and address of the dealer or investment adviser;
(2) the name and business address of each person interested in the business as a principal, officer, director, or managing agent of the dealer or investment adviser; and
(3) that the dealer or investment adviser has been registered for a current calendar year as a dealer in securities or as an investment adviser, as appropriate.