Texas Statutes
§ 4004.052 — REGISTRATION OF INVESTMENT ADVISERS REQUIRED.
Texas § 4004.052
JurisdictionTexas
Code GVGovernment Code
This text of Texas § 4004.052 (REGISTRATION OF INVESTMENT ADVISERS REQUIRED.) is published on Counsel Stack Legal Research, covering Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
Tex. Government Code Code Ann. § 4004.052 (2026).
Text
Sec. 4004.052. REGISTRATION OF INVESTMENT ADVISERS REQUIRED. Except as provided by Subchapter A , Chapter 4005 , a person may not, directly or through the person's investment adviser representative, render services as an investment adviser in this state unless the person:
(1)is registered under this chapter;
(2)submits a notice filing as provided by Subchapter G; or
(3)is otherwise exempt under this title.
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Legislative History
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171 ), Sec. 1.01, eff. January 1, 2022.
Nearby Sections
15
§ 4004.051
REGISTRATION OF DEALERS REQUIRED.§ 4004.053
APPLICATION FOR REGISTRATION.§ 4004.054
ISSUANCE OF REGISTRATION CERTIFICATE.§ 4004.057
AMENDMENT OF REGISTRATION CERTIFICATE.§ 4004.058
POSTING REGISTRATION CERTIFICATES.§ 4004.101
REGISTRATION OF AGENTS.§ 4004.103
APPLICATION FOR REGISTRATION.§ 4004.104
ISSUANCE OF EVIDENCE OF REGISTRATION.Cite This Page — Counsel Stack
Bluebook (online)
Texas § 4004.052, Counsel Stack Legal Research, https://law.counselstack.com/statute/tx/GV/4004.052.