Texas § 4004.057 AMENDMENT OF REGISTRATION CERTIFICATE.

Texas Statutes

§ 4004.057 — AMENDMENT OF REGISTRATION CERTIFICATE.

Texas § 4004.057

Code GVGovernment Code

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Bluebook

Tex. Government Code Code Ann. § 4004.057 (2026).

Text

Sec. 4004.057. AMENDMENT OF REGISTRATION CERTIFICATE.

(a)A dealer or investment adviser shall immediately certify under oath to the commissioner any change in the personnel of a partnership or in the principals, officers, directors, or managing agents of the dealer or investment adviser.

(b)A change in the registration certificate required as the result of a change described by Subsection (a) may be made at any time by submitting to the commissioner a written application that specifies the reason for the change.

(c)On the issuance of an amended registration certificate, the dealer or investment adviser shall promptly surrender the original certificate and any outstanding certified copies of the original certificate to the commissioner.

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Sec. 4004.057. AMENDMENT OF REGISTRATION CERTIFICATE. (a) A dealer or investment adviser shall immediately certify under oath to the commissioner any change in the personnel of a partnership or in the principals, officers, directors, or managing agents of the dealer or investment adviser.
(b) A change in the registration certificate required as the result of a change described by Subsection (a) may be made at any time by submitting to the commissioner a written application that specifies the reason for the change.
(c) On the issuance of an amended registration certificate, the dealer or investment adviser shall promptly surrender the original certificate and any outstanding certified copies of the original certificate to the commissioner.