Winner v. Tryko Partners, LLC
This text of 333 F. Supp. 3d 250 (Winner v. Tryko Partners, LLC) is published on Counsel Stack Legal Research, covering District Court, W.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
HON. FRANK P. GERACI, JR., Chief Judge
DECISION AND ORDER
INTRODUCTION
On December 12, 2017, Plaintiff Alexandra Cimino Winner brought this action for sex-based discrimination and retaliation against Defendant Tryko Partners, LLC pursuant to Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000e - 2000e-17, and the New York State Human Rights Law ("NYSHRL"),
For the reasons that follow, Defendant's Motion to Dismiss (ECF No. 8) is DENIED in all respects, and this case will remain in the Western District of New York.
BACKGROUND1
Plaintiff alleges that, on or about March 6, 2016, she accepted an offer to serve as Defendant's Director of Marketing.2 Defendant is based in New Jersey, but Plaintiff received and executed the offer letter at her home in Rochester, New York, and Defendant expressly agreed to Plaintiff "continuing to live and work [in Rochester, New York]" in her capacity as Director of Marketing. Plaintiff only visited Defendant's offices in New Jersey "two (2) - three (3) times during [her] entire employment"-Plaintiff claims that, although she requested to visit once a month, she was repeatedly told that she "did not need to come." ECF No. 10, at 2-3.
To facilitate Plaintiff's work in New York, Defendant provided her with a company laptop, which she used to "regularly perform all of [her]...job duties...including emails, reports, spreadsheets, telephone and conference calls."
Plaintiff alleges that, during the course of her employment, she was subjected to sex-based discrimination. She maintains that, from March 2016 through July 2016, her immediate supervisor-Ryan Baker, Defendant's Vice President of Asset Management-engaged in a number of discriminatory activities. Plaintiff claims that, because she is a woman, Mr. Baker "prohibited her from visiting the corporate office," "routinely push[ed] his responsibilities onto" her, and "refused to reimburse [her] for business-related travel expenses." ECF No. 1, at 3. In addition, she alleges that Mr. Baker called her " 'sparkle' and brought her to business meetings to 'please' the male bankers."
Plaintiff claims that, "[o]n many occasions," she was present when Mr. Baker and others "made sexually denigrating comments about female colleagues."
Plaintiff recounts additional instances of male employees making sexual comments about female co-workers, along with "sexually derogatory and inappropriate comments" from other employees.
Plaintiff additionally alleges that Defendant's failure to investigate and address the situation in or around July 2016 allowed George Lewis, Defendant's Director of Asset and Quality Service, to subject her to further discrimination.
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HON. FRANK P. GERACI, JR., Chief Judge
DECISION AND ORDER
INTRODUCTION
On December 12, 2017, Plaintiff Alexandra Cimino Winner brought this action for sex-based discrimination and retaliation against Defendant Tryko Partners, LLC pursuant to Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000e - 2000e-17, and the New York State Human Rights Law ("NYSHRL"),
For the reasons that follow, Defendant's Motion to Dismiss (ECF No. 8) is DENIED in all respects, and this case will remain in the Western District of New York.
BACKGROUND1
Plaintiff alleges that, on or about March 6, 2016, she accepted an offer to serve as Defendant's Director of Marketing.2 Defendant is based in New Jersey, but Plaintiff received and executed the offer letter at her home in Rochester, New York, and Defendant expressly agreed to Plaintiff "continuing to live and work [in Rochester, New York]" in her capacity as Director of Marketing. Plaintiff only visited Defendant's offices in New Jersey "two (2) - three (3) times during [her] entire employment"-Plaintiff claims that, although she requested to visit once a month, she was repeatedly told that she "did not need to come." ECF No. 10, at 2-3.
To facilitate Plaintiff's work in New York, Defendant provided her with a company laptop, which she used to "regularly perform all of [her]...job duties...including emails, reports, spreadsheets, telephone and conference calls."
Plaintiff alleges that, during the course of her employment, she was subjected to sex-based discrimination. She maintains that, from March 2016 through July 2016, her immediate supervisor-Ryan Baker, Defendant's Vice President of Asset Management-engaged in a number of discriminatory activities. Plaintiff claims that, because she is a woman, Mr. Baker "prohibited her from visiting the corporate office," "routinely push[ed] his responsibilities onto" her, and "refused to reimburse [her] for business-related travel expenses." ECF No. 1, at 3. In addition, she alleges that Mr. Baker called her " 'sparkle' and brought her to business meetings to 'please' the male bankers."
Plaintiff claims that, "[o]n many occasions," she was present when Mr. Baker and others "made sexually denigrating comments about female colleagues."
Plaintiff recounts additional instances of male employees making sexual comments about female co-workers, along with "sexually derogatory and inappropriate comments" from other employees.
Plaintiff additionally alleges that Defendant's failure to investigate and address the situation in or around July 2016 allowed George Lewis, Defendant's Director of Asset and Quality Service, to subject her to further discrimination. She claims that, "[o]n or about August 23, 2016, Mr. Lewis apologized...for not attending her wedding, stating that she was 'very important to him' and that he had feelings for her and 'could not see [her] marry someone else.' "
Plaintiff maintains that, in sum, the alleged misconduct created "a particularly difficult and stressful work environment."
I. Motion to Dismiss for Lack of Personal Jurisdiction
The plaintiff bears the burden of demonstrating that personal jurisdiction exists over a defendant. E.g. , MacDermid, Inc. v. Deiter ,
In resolving a motion to dismiss for lack of personal jurisdiction under Rule 12(b)(2), "a district court has considerable procedural leeway. It may determine the motion on the basis of affidavits alone; or it may permit discovery in aid of the motion; or it may conduct an evidentiary hearing on the merits of the motion." E.g. , Dorchester Fin. Sec., Inc. v. Banco BRJ, S.A. ,
*258See id. at 85 (quoting Ball ,
Typically, a defendant will dispute the jurisdictional facts alleged
in one of three ways: (1) by a Rule 12(b)(2) motion, which assumes the truth of the plaintiff's factual allegations for purposes of the motion and challenges their sufficiency, (2) by a Rule 56 motion, which asserts that there are undisputed facts demonstrating the absence of jurisdiction, or (3) by a request for an adjudication of disputed jurisdictional facts, either at a hearing on the issue of jurisdiction or in the course of trial on the merits.
For the Court to determine that it has personal jurisdiction over Defendant, two things must be true: (1) the long-arm statute of the forum state-here, New York-must permit the exercise of personal jurisdiction over Defendant; and (2) the exercise of personal jurisdiction over Defendant must comport with the Due Process Clause of the U.S. Constitution. See, e.g. , Chloé v. Queen Bee of Beverly Hills, LLC ,
A. New York's Long-Arm Statute
Section 302(a)(1) of the New York Civil Practice Law and Rules provides that,
[a]s to a cause of action arising from any of the acts enumerated in this section, a court may exercise personal jurisdiction over any non-domiciliary[ ]...who in person or through an agent[ ] transacts any business within the state or contracts anywhere to supply goods or services in the state.
N.Y. C.P.L.R. 302(a)(1) (McKinney 2008). Thus, pursuant to section 302(a)(1), the Court must assess (1) whether Defendant "transacts any business" in New York; and (2) whether Plaintiff's claims "aris[e] from" that transaction of business. See, e.g. , Best Van Lines, Inc. v. Walker ,
1. Transaction of Business in New York
A defendant "transacts business" within New York by engaging in purposeful activity within the state-specifically, there must be "some act by which the defendant purposefully avails itself of the privilege of conducting activities within [New York], thus invoking the benefits and protections of its laws."
Defendant argues that it "did not hire Plaintiff, has no offices or employees in New York, and conducts no activity in New York." ECF No. 8-1, at 12. Indeed, Defendant contends that Plaintiff's actual employer was "First Accounting Property Services, LLC," and that "Tryko Partners is merely a trade name." See ECF No. 11, at 5. Plaintiff, however, maintains otherwise: throughout her Complaint and Affidavit, Plaintiff names Defendant as her employer, and her allegations reference only Defendant, not "First Accounting Property Services, LLC." See ECF No. 1, at 2; ECF No. No. 10, at 1-4.
By the Court's reading, Plaintiff clearly and repeatedly identifies Defendant as her sole employer. If Defendant sought to present evidence to the alternative, its choice to file a pre-discovery Rule 12(b)(2) motion with no request for an evidentiary hearing means that-as discussed supra -it is limited to challenging the sufficiency of Plaintiff's allegations, not their veracity. Defendant may elect to raise the proper-employer issue again, but-at this stage- Plaintiff's factual allegations must be credited as true, "notwithstanding any controverting presentation by Defendant," Dorchester ,
Where an out-of-state employer contemplates and creates an ongoing relationship with a New York employee to further its own business in the state, such proactive efforts may suffice as "transacting business" within the purview of New York's long-arm statute. See, e.g. , Williams v. Preeminent Protective Servs., Inc. ,
Considering Plaintiff's submissions in the light most favorable to her, she has sufficiently alleged that Defendant "transacted business" in New York within the scope of section 302(a)(1). Plaintiff claims that Defendant hired her with the express agreement, "from the outset[,] that [she] would work from New York." ECF No. 10, at 2. Moreover, per Plaintiff's account, Defendant provided a company laptop for Plaintiff to use from her home in New York to conduct business on Defendant's behalf.
2. Claims Arising from the Transaction of Business in New York
Claims "arise from" the transaction of business "when there is 'some articulable nexus between the business transacted and the cause of action sued upon,' or when 'there is a substantial relationship between the transaction and the claim asserted.' " Best Van Lines ,
As a preliminary matter, the Court observes that-by definition-Plaintiff's claims of discrimination and retaliation would appear to "relate" to her employment, which was contemplated to, and did, occur in New York. Put simply, Defendant reached into New York to create and maintain an ongoing employment relationship with Plaintiff, and Plaintiff's claims *261against Defendant emerged from that relationship. Indeed, within the scope of employing Plaintiff in New York for the provision of her marketing services in, among other states, New York, Defendant allegedly subjected her to discrimination and, ultimately, retaliation for complaining of that discrimination.4 It would seem to the Court that, by their terms, Plaintiff's claims of discrimination and retaliation against Defendant cannot be characterized as "unmoored" from the course of employment during which they occurred (and from which, as employment claims, they necessarily derive). See Vodopia v. Koninklijke Philips Elecs., N.V. ,
Defendant attempts to distinguish Plaintiff's reliance on Williams ,
Defendant is correct that Plaintiff does not specifically identify the state in which each instance of alleged misconduct occurred. If Plaintiff had expressly alleged that all of the communications and conduct at issue occurred in New York, Defendant's concerns would likely be alleviated. But to require such an exacting showing would appear to, in effect, require the direct causality that New York courts have rejected with respect to section 302(a)(1). See Licci IV ,
Moreover, as to Defendant's arguments, the Court is satisfied that a number of Plaintiff's factual allegations do, as pleaded, appear to relate to Defendant's transaction of business in New York. For example, in describing the alleged discrimination, Plaintiff specifically maintains that Mr. Baker "referred to [her] as 'sparkle' and brought her to business meetings to 'please' the male bankers," ECF No. 1, at 3-she elaborates that "a key meeting [she attended] in New York, New York with an investment bank" and other representatives of Defendant "was the meeting Mr. Baker asked [her] to attend to provide 'sparkle,' " ECF No. 10, at 3. Per that allegation, the meeting at which Plaintiff was supposed to "provide sparkle" occurred in New York.
In addition, Plaintiff claims that Mr. Baker "prohibited [her] from visiting [Defendant's] corporate office [in New Jersey] because she is a woman." ECF No. 1, at 3. As alleged, that sort of ongoing, discriminatory prohibition would necessarily continue to be imposed upon Plaintiff in New York, her regular place of work. Indeed, Plaintiff describes her continuing at-home work in New York as a partial function of the fact that Defendant "affirmatively did not want [her] in New Jersey," evidenced by repeated communications "that [she] did not need to come to the New Jersey offices after [she] expressed a desire to be there once a month." ECF No. 10, at 2-3.
Finally, the fact that Plaintiff alleges a hostile work environment reflects that her ongoing work conditions-not just isolated incidents-are at issue. Cf. Sletten v. LiquidHub, Inc. , No. 13 Civ. 1146(NRB),
With respect to retaliation, Plaintiff references three occasions on which she complained to Defendant, but she only identifies a location for the first-in July 2016, she traveled to Defendant's corporate offices in New Jersey to make the complaint. The latter two complaints are described without reference to location. In addition, Plaintiff claims that she worked from home until she was fired, but she does not provide additional context for the termination. Nevertheless, the Court finds it pertinent that the complained-of conduct spurring Plaintiff's complaints occurred-as discussed-to some degree in New York. If Plaintiff was fired for complaining of discrimination she experienced in New York, her resulting retaliation claim cannot be characterized as "completely unmoored" from that New York discrimination. Cf. Launer ,
In addressing its New York contacts, Defendant focuses only on Plaintiff's phone calls with Mr. Kohn, arguing that they "are insufficient to confer jurisdiction," see ECF No. 11, at 5. But Plaintiff has not sued Mr. Kohn individually-the question is not what Mr. Kohn, alone, did. Rather, the proper inquiry looks to the nexus between Defendant's transaction of business in New York, viewed in its totality, and the claims Plaintiff asserts. As previously discussed, Defendant's alleged transaction of business within New York clearly encompassed more than phone calls by Mr. Kohn into the state.5 Accordingly, for the reasons discussed, New York's long-arm statute permits the exercise of personal jurisdiction over Defendant.
B. The Due Process Clause
Beyond its permissibility under New York's long-arm statute, the exercise of personal jurisdiction must also comport with the Due Process Clause of the U.S. Constitution. See, e.g. , Chloé ,
1. Minimum Contacts
The minimum-contacts inquiry looks to "whether the defendant has sufficient contacts with the forum state to justify the court's exercise of personal jurisdiction."
Specific jurisdiction exists when the claim at issue relates to the defendant's conduct with the forum.6 See, e.g. , Chloé ,
*264Here, as discussed, Defendant allegedly employed Plaintiff from her home in New York to provide marketing services in New York, communicated with her regularly in New York, and enlisted her representation at various business meetings in New York. In the course of engaging with and providing those services for Defendant in New York, Plaintiff allegedly experienced discrimination and, ultimately, retaliation by Defendant-thus, Defendant's New York contacts "are not the kind of 'random, fortuitous, or attenuated contacts' or 'unilateral activity of another party or a third person' that the purposeful availment requirement is designed to eliminate as a basis for jurisdiction." Bank Brussels ,
2. Reasonableness
The reasonableness inquiry asks "whether the assertion of personal jurisdiction comports with 'traditional notions of fair play and substantial justice.' " Chloé ,
(1) the burden that the exercise of jurisdiction will impose on the defendant; (2) the interests of the forum state in adjudicating the case; (3) the plaintiff's interest in obtaining convenient and effective relief; (4) the interstate judicial system's interest in obtaining the most efficient resolution of the controversy; and (5) the shared interest of the states in furthering substantive social policies.
Id. at 164-65. "[T]he exercise of jurisdiction is favored where the plaintiff has made a threshold showing of minimum contacts...[but] it may be defeated where the defendant presents 'a compelling case that the presence of some other considerations would render jurisdiction unreasonable.' " Id. at 165 (quoting Burger King ,
In balancing these factors, Plaintiff maintains that the first "cuts both ways," the second and third favor New York, and the fourth and fifth are neutral. ECF No. 10-3, at 8. Defendant does not walk through the same analysis-instead, it relies on not having minimum contacts, and then simply states that the exercise of personal jurisdiction "would be inconsistent with notions of 'fair play and substantial *265justice.' " ECF No. 8-1, at 15. Defendant's conclusory statement is no better than "generalized complaints of inconvenience," which "do not add up to 'a compelling case that the presence of some other considerations would render jurisdiction unreasonable.' "7 See Chloé ,
II. Motion to Dismiss for Improper Service of Process
Defendant argues that, because it is not subject to personal jurisdiction in New York, Plaintiff's service of process upon the New York Secretary of State was improper. ECF No. 8-1, at 15. Consequently, it seeks to have the Complaint dismissed under Rule 12(b)(5) for improper service.
III. Motion to Dismiss for Improper Venue
Defendant maintains that, if this case is not dismissed on one of the foregoing grounds, it should be dismissed for improper venue. ECF No. 8-1, at 15-16. From the outset, the Court notes that neither party cites the correct standard for assessing venue in a Title VII action. Defendant repeatedly cites the general venue statute,
[A]n action [brought under this subchapter] may be brought in any judicial district in the State in which the unlawful employment practice is alleged to have been committed, in the judicial district in which the employment records relevant to such practice are maintained and administered, or in the judicial district in which the aggrieved person would have worked but for the alleged unlawful employment practice, but if the respondent is not found within any such district, such an action may be brought within the judicial district in which the respondent has his principal office.
42 U.S.C. § 2000e-5(f)(3) ; see also Bolar v. Frank ,
IV. Request to Transfer Venue
As an alternative to dismissal, Defendant seeks to have this case transferred to the District of New Jersey. ECF No. 8-1, at 17.
Typically, if the first inquiry is resolved favorably for the moving party, the Court would then have to look to a number of factors to resolve the second inquiry, including
(1) the convenience of the witnesses, (2) the convenience of the parties, (3) the location of relevant documents and the relative ease of access to sources of proof, (4) the locus of operative facts, (5) the availability of process to compel the attendance of unwilling witnesses, (6) the relative means of the parties, (7) the forum's familiarity with governing law, (8) the weight accorded to [P]laintiff's choice of forum, and (9) trial efficiency *267and the interests of justice, based on the totality of the circumstances.
CONCLUSION
For the reasons stated, Defendant's Motion to Dismiss (ECF No. 8) is DENIED in all respects, and Defendant's alternative request to transfer this action (ECF No. 8) is also DENIED.
IT IS SO ORDERED.
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