Whelen Engineering Co. v. Tomar Electronics, Inc.

672 F. Supp. 659, 1987 U.S. Dist. LEXIS 10115
CourtDistrict Court, D. Connecticut
DecidedOctober 26, 1987
DocketCiv. H-87-470 (AHN)
StatusPublished
Cited by9 cases

This text of 672 F. Supp. 659 (Whelen Engineering Co. v. Tomar Electronics, Inc.) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Whelen Engineering Co. v. Tomar Electronics, Inc., 672 F. Supp. 659, 1987 U.S. Dist. LEXIS 10115 (D. Conn. 1987).

Opinion

RULING ON DEFENDANT’S MOTION TO DISMISS AND MOTION TO TRANSFER

NEVAS, District Judge.

This is an action for trademark infringement and unfair competition, brought under federal and state law by a Connecticut manufacturer of electric strobe warning light equipment against an Arizona-based manufacturer of electric strobe warning light equipment, alleging wrongful use of five registered trademarks and one unregistered trademark owned by the plaintiff, and seeking injunctive relief and money damages. The defendant has moved to dismiss for lack of personal jurisdiction and for improper venue under Rules 12(b)(2) and 12(b)(3), Fed.R.Civ.P., and to transfer the case to Arizona, pursuant to 28 U.S.C. Section 1406(a). The plaintiff opposes both dismissal and transfer. Both parties have supported their positions with affidavits and exhibits. Having heard oral argument on October 14, 1987, the court now denies the defendant’s motion to dismiss for lack of personal jurisdiction and for improper venue. Accordingly, the request to transfer under 28 U.S.C. Section 1406(a) is also denied. However, for the convenience of the parties and witnesses, in the interest of justice, the matter is transferred to the District of Arizona pursuant to 28 U.S.C. Section 1404(a).

Background

The plaintiff, Whelen Engineering Company (“Whelen”), incorporated and head *661 quartered in Connecticut, manufactures electric strobe warning light systems under five trademarks registered with the United States Patent Office: Whelen, Strobe II, Max Beam, Mini-Max Beam, and Universal. Whelen also asserts rights to an unregistered mark, Flat-Pak, claiming that through use it has taken on a secondary and distinctive trademark meaning in Whelen’s trade territory. Whelen markets its strobe light products nationally to specialized customers such as utilities and police and fire departments, for use on emergency vehicles, school buses, motorcycles and the like. The six marks appear on products and packaging, on letterheads and bills, and on advertising by direct mail and in telephone directories, catalogs and periodicals distributed throughout the United States.

The defendant, Tomar Electronics, Inc. (“Tomar”), is wholly owned by Thomas Sikova, who is also its president, and by his wife; it is incorporated under the laws of Illinois but located entirely in a single facility in Arizona. It, too, manufactures emergency strobe lighting equipment; at least some of its products and advertising bear marks identical or very similar to those registered by Whelen. Tomar maintains no office, address or telephone number in Connecticut, and has no manufacturing or sales representative or agent residing or located in Connecticut. Tomar products are marketed nationally through advertising in catalogs and periodicals, many of which circulate in Connecticut. In response to reader inquiries during 1986 and 1987 to date, Tomar mailed catalogs to 30 potential customers in Connecticut, none of whom purchased Tomar products or received any subsequent mailings. During 1986, Tomar did make two sales in Connecticut of $1,800 and $48, amounting to 0.09% of its gross sales. In 1987 to date, Tomar has made Connecticut sales of $1,798 to a single customer, representing 0.01% of gross sales. None of those sales involved products bearing an allegedly infringing trademark. However, in June 1987 a Connecticut resident initiated an order and purchase from Tomar of its Minimax II and Maxi Strobe II strobe lights costing $325.51; subsequently, he was solicited for additional business by Tomar’s Arizona-based director of marketing. 1 Distribution of Tomar products is handled by Maxi-Signal Products Company, of Illinois, whose sales territory Tomar knows to include Connecticut. Maxi-Sales has at least one Connecticut-based agent who has represented himself to potential customers as a Tomar sales representative.

Shortly after the infringing sales were made, Whelen instituted this suit, charging that Tomar used Whelen’s trademarks or colorable imitations of them in marketing, selling and distributing Tomar products in Connecticut, and that Tomar falsely represented that Tomar products are substantially the same as Whelen’s, in violation of federal trademark law, 15 U.S.C. Section 1051 et seq. (“Lanham Act”); of the Connecticut Unfair Trade Practices Act (“CUT-PA”), Conn.Gen.Stat. Sections 42-110a et seq.; and of the common law of unfair competition and trademark protection. The defendant was served with process under Connecticut’s stock corporation long-arm statute, Conn.Gen.Stat. Section 33-411.

Discussion

I. Personal Jurisdiction 2

When personal jurisdiction is challenged through a motion to dismiss under Rule 12(b)(2), Fed.R.Civ.P., the plaintiff has the burden of making a prima facie showing that the court has jurisdiction over the defendant. United States v. Montreal Trust Co., 358 F.2d 239, 242 (2d Cir.), cert. denied, 384 U.S. 919, 86 S.Ct. 1366, 16 L.Ed.2d 440 (1966). See McNutt v. Gener *662 al Motors Acceptance Corp., 298 U.S. 178, 189, 56 S.Ct. 780, 785, 80 L.Ed. 1135 (1936). The plaintiff must do so through actual proof, Bowman v. Grolsche Bierbrouwerij B.V., 474 F.Supp. 725, 728 (D.Conn.1979), which may include affidavits and supporting materials. See Shaw v. American Cyanamid Co., 534 F.Supp. 527, 528 (D.Conn.1982); In re Connecticut Asbestos Litigation, C.M.L. No. 10, slip op. at 3 (D.Conn. Oct. 2,1986) (Nevas, J.).

Personal jurisdiction in a trademark infringement and unfair competition action against a foreign stock corporation defendant is subject to Conn.Gen.Stat. Section 33-411. Marvel Products, Inc. v. Fantastics, Inc., 296 F.Supp. 783, 785 (D.Conn.1968). Subsection 33-411(c), on which this plaintiff relies, specifically does not require the foreign corporation to have ever transacted business in Connecticut; however, the court must find a “nexus between the cause of action alleged and [the] conduct of the defendant within the state as specified in its various clauses.” In re Connecticut Asbestos Litigation, slip op. at 5; Fuehrer v. Owens-Corning Fiberglass Corp., 673 F.Supp. 1150, 1154 (D.Conn.1986) (Blumenfeld, J.).

Whelen alleges that Tomar’s actions giving rise to this suit satisfy three alternative statutory grounds for long-arm jurisdiction. First, that Tomar repeatedly solicited business in Connecticut, by mail or otherwise (Subsection 33-411(c)(2)).

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672 F. Supp. 659, 1987 U.S. Dist. LEXIS 10115, Counsel Stack Legal Research, https://law.counselstack.com/opinion/whelen-engineering-co-v-tomar-electronics-inc-ctd-1987.