1 UNITED STATES DISTRICT COURT 2 SOUTHERN DISTRICT OF CALIFORNIA 3 Aparna VASHISHT-ROTA, Case No.: 20-cv-0959-AGS-KSC 4 Plaintiff, ORDER GRANTING IN PART AND DENYING IN PART DEFENDANT’S 5 v. MOTION TO DISMISS (ECF 49), 6 OTTAWA UNIVERSITY, CLOSING CASE, AND GRANTING LEAVE TO AMEND 7 Defendant. 8 9 Plaintiff originally sued Ottawa University for disclosing to her former employer a 10 confidential complaint she made about that employer. She amended her complaint to add 11 claims that Ottawa helped her former employer harass her. Ottawa moves to dismiss, 12 arguing that her new claims are late and that her complaint does not state a claim. 13 BACKGROUND 14 Plaintiff Dr. Aparna Vashisht-Rota alleges she works in the “niche market” of 15 international student recruitment through “curricular practical training” programs. 16 (ECF 48, at 3.) That is, students who “are in between visa classes (student to work)” “enroll 17 in these so-called CPT programs that allow a university to issue work authorization at the 18 university level while the students await their work visas.” (Id. at 4.) Through her then- 19 employer “Main Agent,”1 Vashisht-Rota helped found a CPT program at Ottawa 20 University. In 2017, after she and Main Agent had a falling out, Main Agent “prohibited 21 Plaintiff,” refused to pay her, and sued her. (Id. at 5.) 22 Years later, in November 2019, she filed a “confidential complaint” against Main 23 Agent with Ethics Point, a third-party vendor retained by Ottawa to process such 24 25 26 1 In the second amended complaint, Vashisht-Rota repeatedly refers to her employer 27 only as “Main Agent,” which does not appear to be that entity’s actual name. (See ECF 52, at 5 (referring to the employer as Howell Management Services).) The Court will 28 1 grievances. (ECF 25, at 3.) Ethics Point’s website “stresses repeatedly that communication 2 is anonymous, confidential, and private.” (Id. at 4.) Nevertheless, an Ottawa employee 3 contacted Main Agent and “revealed, without Plaintiff’s permission, her confidential and 4 private mental health information” and the content of her complaint. (Id. at 5.) So, she sued 5 Ottawa in May 2020, shortly thereafter amending her complaint in August 2020, based on 6 breaches of fiduciary duty and privacy, infliction of emotional distress, and negligence. 7 (See ECF 1 & 25.) 8 After her first amended complaint was dismissed, Vashisht-Rota filed a second 9 amended complaint that explained the sensitive content of the Ethics Point grievance: Main 10 Agent had not paid her for “two years of work” and subjected her to “harassment,” 11 including “grooming” and “unwanted sexual advances.” (ECF 48, at 5, 10.) She claims two 12 Ottawa employees—DeWald and Stevens—passed along this information and other secret 13 complaints she’d made to Main Agent. (Id. at 6.) 14 Ottawa now seeks to dismiss the second amended complaint. (See ECF 49.) Ottawa 15 argues that most of her claims are untimely because the statute of limitations has run, and 16 the claims do not relate back. (Id.) In addition, Ottawa contends that the new complaint 17 fails to state a claim. (See id.) 18 DISCUSSION 19 A. Timeliness 20 Ottawa asserts that counts 2 to 4 and 7 to 9 are untimely based on their statute of 21 limitations. (See ECF 62, at 8, 8 n.2.) “Under California law, a statute of limitations runs 22 from the moment a claim accrues.” Wu v. Sunrider Corp., 793 F. App’x 507, 509 (9th Cir. 23 2019). But even “[a]n otherwise time-barred claim in an amended pleading” can be 24 “deemed timely if it relates back to the date of a timely original pleading.” ASARCO, LLC 25 v. Union Pac. R. Co., 765 F.3d 999, 1004 (9th Cir. 2014). A new claim “relates back” if it 26 arises “out of the conduct, transaction, or occurrence set out in the original pleading.” Id. 27 (cleaned up). The relation-back doctrine, which must be “liberally applied,” looks to 28 1 whether the pleadings “share a common core of operative facts so that the adverse party 2 has fair notice of the transaction, occurrence, or conduct called into question.” Id. 3 1. Non-Sexual Harassment Claims (Counts 2, 4, 7–9) 4 Most of Vashisht-Rota’s claims have two important deadlines for statute-of- 5 limitations purposes. First, there is an initial deadline for filing a “verified complaint” with 6 the California Department of Fair Employment and Housing. See Cal. Gov’t Code 7 § 12960(b). Second, after DFEH finishes its investigation and issues a right-to-sue letter, 8 “plaintiff may file a lawsuit in court within one year.” Lopez-Rodriguez v. Kern Med. 9 Surgery Ctr., LLC, No. 120CV01187ADACDB, 2022 WL 17904540, at *4 (E.D. Cal. 10 Dec. 23, 2022); see also Cal. Gov’t Code § 12965(c)(1)(C). 11 Vashisht-Rota claims she filed her complaint with DFEH on “January 5, 2020,” and 12 received her right-to-sue letter the same day.2 (See ECF 48, at 2.) She then filed an 13 “amended complaint” with DFEH in March 2020, which DFEH “deemed to have the same 14 filing date of the original complaint and the original Right to Sue letter dated January 5, 15 2020.” (Id.) So, the Court will use the January 5, 2020 date to gauge the timeliness of the 16 claims under the Fair Employment and Housing Act and the Unruh Civil Rights Act. 17 a. FEHA (Counts 2 & 4) 18 At the time of the alleged actions, FEHA had a one-year statute of limitations for 19 filing a verified complaint with DFEH. See Cal. Gov’t Code § 12960(d) (effective 20 January 1, 2018, to December 31, 2019). But starting January 1, 2020, California extended 21 that period to three years. See Cal. Gov’t Code § 12960(e) (effective January 1, 2020, to 22 December 31, 2021). Although the Act “shall not be interpreted to revive lapsed claims,” 23
24 25 2 The Court seriously doubts that DFEH completed its usually months-long investigation and issued a right-to-sue letter the very same day Vashisht-Rota filed her 26 complaint with that agency. But at this stage, the Court must accept all facts pleaded in the 27 complaint as true, even if they seem unlikely. See Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007). At any rate, neither party attached the relevant right-to-sue letter—or the 28 1 no 2019 claims had yet lapsed on its effective date of January 1, 2020. See A.B. No. 9 § 3, 2 2019-20 Sess. (Cal. 2019). Because California’s normal rule is that an enlarged statute of 3 limitations applies to claims that have not yet expired, “the current three-year period 4 applies to any FEHA claim that accrued . . . on or after January 1, 2019.” Gillespie v. 5 Centerra Servs. Int’l, Inc., No. EDCV212028JGBSHKX, 2022 WL 16964007, at *8 (C.D. 6 Cal. Sept. 7, 2022), motion to certify appeal granted, No. EDCV 21-2028 JGB (SHKx), 7 2022 WL 18584762 (C.D. Cal. Oct. 26, 2022). 8 According to Vashisht-Rota, each of these claims accrued when an Ottawa employee 9 “forwarded the messages to the implicated party putting him on notice about Plaintiff[’s] 10 complaint which resulted [in] Main Agent doubling the severity of its harassing and 11 retaliatory actions against Plaintiff.” (ECF 48, at 8.) It’s unclear whether Vashisht-Rota is 12 referring to “messages” she sent in “Jan-Feb 2019” or the complaint filed “around 13 November 22, 2019.” (See id. at 5–6.) But the earliest accrual date appears to be in January 14 2019. In any event, she was well within the three-year period to file her DFEH grievance. 15 The next issue is whether she brought her FEHA claims to court within one year of 16 receiving DFEH’s right-to-sue letter. That letter was issued on January 5, 2020, and over a 17 year later, on January 11, 2021, she filed her second amended complaint, which first 18 mentioned her FEHA-related causes of action.
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1 UNITED STATES DISTRICT COURT 2 SOUTHERN DISTRICT OF CALIFORNIA 3 Aparna VASHISHT-ROTA, Case No.: 20-cv-0959-AGS-KSC 4 Plaintiff, ORDER GRANTING IN PART AND DENYING IN PART DEFENDANT’S 5 v. MOTION TO DISMISS (ECF 49), 6 OTTAWA UNIVERSITY, CLOSING CASE, AND GRANTING LEAVE TO AMEND 7 Defendant. 8 9 Plaintiff originally sued Ottawa University for disclosing to her former employer a 10 confidential complaint she made about that employer. She amended her complaint to add 11 claims that Ottawa helped her former employer harass her. Ottawa moves to dismiss, 12 arguing that her new claims are late and that her complaint does not state a claim. 13 BACKGROUND 14 Plaintiff Dr. Aparna Vashisht-Rota alleges she works in the “niche market” of 15 international student recruitment through “curricular practical training” programs. 16 (ECF 48, at 3.) That is, students who “are in between visa classes (student to work)” “enroll 17 in these so-called CPT programs that allow a university to issue work authorization at the 18 university level while the students await their work visas.” (Id. at 4.) Through her then- 19 employer “Main Agent,”1 Vashisht-Rota helped found a CPT program at Ottawa 20 University. In 2017, after she and Main Agent had a falling out, Main Agent “prohibited 21 Plaintiff,” refused to pay her, and sued her. (Id. at 5.) 22 Years later, in November 2019, she filed a “confidential complaint” against Main 23 Agent with Ethics Point, a third-party vendor retained by Ottawa to process such 24 25 26 1 In the second amended complaint, Vashisht-Rota repeatedly refers to her employer 27 only as “Main Agent,” which does not appear to be that entity’s actual name. (See ECF 52, at 5 (referring to the employer as Howell Management Services).) The Court will 28 1 grievances. (ECF 25, at 3.) Ethics Point’s website “stresses repeatedly that communication 2 is anonymous, confidential, and private.” (Id. at 4.) Nevertheless, an Ottawa employee 3 contacted Main Agent and “revealed, without Plaintiff’s permission, her confidential and 4 private mental health information” and the content of her complaint. (Id. at 5.) So, she sued 5 Ottawa in May 2020, shortly thereafter amending her complaint in August 2020, based on 6 breaches of fiduciary duty and privacy, infliction of emotional distress, and negligence. 7 (See ECF 1 & 25.) 8 After her first amended complaint was dismissed, Vashisht-Rota filed a second 9 amended complaint that explained the sensitive content of the Ethics Point grievance: Main 10 Agent had not paid her for “two years of work” and subjected her to “harassment,” 11 including “grooming” and “unwanted sexual advances.” (ECF 48, at 5, 10.) She claims two 12 Ottawa employees—DeWald and Stevens—passed along this information and other secret 13 complaints she’d made to Main Agent. (Id. at 6.) 14 Ottawa now seeks to dismiss the second amended complaint. (See ECF 49.) Ottawa 15 argues that most of her claims are untimely because the statute of limitations has run, and 16 the claims do not relate back. (Id.) In addition, Ottawa contends that the new complaint 17 fails to state a claim. (See id.) 18 DISCUSSION 19 A. Timeliness 20 Ottawa asserts that counts 2 to 4 and 7 to 9 are untimely based on their statute of 21 limitations. (See ECF 62, at 8, 8 n.2.) “Under California law, a statute of limitations runs 22 from the moment a claim accrues.” Wu v. Sunrider Corp., 793 F. App’x 507, 509 (9th Cir. 23 2019). But even “[a]n otherwise time-barred claim in an amended pleading” can be 24 “deemed timely if it relates back to the date of a timely original pleading.” ASARCO, LLC 25 v. Union Pac. R. Co., 765 F.3d 999, 1004 (9th Cir. 2014). A new claim “relates back” if it 26 arises “out of the conduct, transaction, or occurrence set out in the original pleading.” Id. 27 (cleaned up). The relation-back doctrine, which must be “liberally applied,” looks to 28 1 whether the pleadings “share a common core of operative facts so that the adverse party 2 has fair notice of the transaction, occurrence, or conduct called into question.” Id. 3 1. Non-Sexual Harassment Claims (Counts 2, 4, 7–9) 4 Most of Vashisht-Rota’s claims have two important deadlines for statute-of- 5 limitations purposes. First, there is an initial deadline for filing a “verified complaint” with 6 the California Department of Fair Employment and Housing. See Cal. Gov’t Code 7 § 12960(b). Second, after DFEH finishes its investigation and issues a right-to-sue letter, 8 “plaintiff may file a lawsuit in court within one year.” Lopez-Rodriguez v. Kern Med. 9 Surgery Ctr., LLC, No. 120CV01187ADACDB, 2022 WL 17904540, at *4 (E.D. Cal. 10 Dec. 23, 2022); see also Cal. Gov’t Code § 12965(c)(1)(C). 11 Vashisht-Rota claims she filed her complaint with DFEH on “January 5, 2020,” and 12 received her right-to-sue letter the same day.2 (See ECF 48, at 2.) She then filed an 13 “amended complaint” with DFEH in March 2020, which DFEH “deemed to have the same 14 filing date of the original complaint and the original Right to Sue letter dated January 5, 15 2020.” (Id.) So, the Court will use the January 5, 2020 date to gauge the timeliness of the 16 claims under the Fair Employment and Housing Act and the Unruh Civil Rights Act. 17 a. FEHA (Counts 2 & 4) 18 At the time of the alleged actions, FEHA had a one-year statute of limitations for 19 filing a verified complaint with DFEH. See Cal. Gov’t Code § 12960(d) (effective 20 January 1, 2018, to December 31, 2019). But starting January 1, 2020, California extended 21 that period to three years. See Cal. Gov’t Code § 12960(e) (effective January 1, 2020, to 22 December 31, 2021). Although the Act “shall not be interpreted to revive lapsed claims,” 23
24 25 2 The Court seriously doubts that DFEH completed its usually months-long investigation and issued a right-to-sue letter the very same day Vashisht-Rota filed her 26 complaint with that agency. But at this stage, the Court must accept all facts pleaded in the 27 complaint as true, even if they seem unlikely. See Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007). At any rate, neither party attached the relevant right-to-sue letter—or the 28 1 no 2019 claims had yet lapsed on its effective date of January 1, 2020. See A.B. No. 9 § 3, 2 2019-20 Sess. (Cal. 2019). Because California’s normal rule is that an enlarged statute of 3 limitations applies to claims that have not yet expired, “the current three-year period 4 applies to any FEHA claim that accrued . . . on or after January 1, 2019.” Gillespie v. 5 Centerra Servs. Int’l, Inc., No. EDCV212028JGBSHKX, 2022 WL 16964007, at *8 (C.D. 6 Cal. Sept. 7, 2022), motion to certify appeal granted, No. EDCV 21-2028 JGB (SHKx), 7 2022 WL 18584762 (C.D. Cal. Oct. 26, 2022). 8 According to Vashisht-Rota, each of these claims accrued when an Ottawa employee 9 “forwarded the messages to the implicated party putting him on notice about Plaintiff[’s] 10 complaint which resulted [in] Main Agent doubling the severity of its harassing and 11 retaliatory actions against Plaintiff.” (ECF 48, at 8.) It’s unclear whether Vashisht-Rota is 12 referring to “messages” she sent in “Jan-Feb 2019” or the complaint filed “around 13 November 22, 2019.” (See id. at 5–6.) But the earliest accrual date appears to be in January 14 2019. In any event, she was well within the three-year period to file her DFEH grievance. 15 The next issue is whether she brought her FEHA claims to court within one year of 16 receiving DFEH’s right-to-sue letter. That letter was issued on January 5, 2020, and over a 17 year later, on January 11, 2021, she filed her second amended complaint, which first 18 mentioned her FEHA-related causes of action. (See ECF 48.) So, unless those claims relate 19 back to her August 2020 first amended complaint, they are late. 20 The relation-back inquiry turns on whether these claims share a “common core of 21 operative facts” with the earlier pleading. The first amended complaint involved privacy 22 claims arising from an Ottawa employee disclosing Vashisht-Rota’s “confidential” Ethics 23 Point report to her former employer. (See ECF 25, at 5–11.) Similarly, in her second 24 amended complaint, the basis of Vashisht-Rota’s FEHA claims is that an Ottawa employee 25 “forwarded” her complaints to her former employer, who then “doubl[ed] the severity” of 26 its harassment towards her. (See ECF 48, at 8.) Although the second amended complaint’s 27 FEHA claims are slightly broader that the allegations in the first amended complaint, 28 encompassing a few messages before the Ethics Point report, they nonetheless arise from 1 the same general “occurrence or transaction” and “share a common core of operative facts.” 2 See ASARCO, 765 F.3d at 1004. Applying the relation-back doctrine liberally, as this Court 3 must, these claims relate back to the August 2020 amended complaint, which was filed the 4 same year as the right-to-sue letter. (See ECF 25.) Thus, the request to dismiss the FEHA 5 claims as time-barred is denied. 6 b. Unruh and Section 51.5 (Counts 7–9) 7 A one-year statute of limitations for alerting DFEH applies to Vashisht-Rota’s 8 Unruh Act and California Civil Code § 51.5 claims. See Cal. Gov’t Code § 12960(e); Cal. 9 Gov’t Code § 12960(d) (effective Jan. 1, 2018, to December 31, 2019). 10 For count 7, it is impossible to determine from Vashisht-Rota’s conclusory 11 allegations when Ottawa “fail[ed] to accommodate and discriminated against Plaintiff 12 based on Plaintiff’s gender and race.” (See ECF 48, at 15.) Regardless, when a plaintiff 13 does not plead enough information to determine the accrual date, the court cannot dismiss 14 based on the statute of limitations. See Supermail Cargo, Inc. v. United States, 68 F.3d 15 1204, 1207 (9th Cir. 1995) (noting that motions to dismiss are a disfavored way to 16 adjudicate timeliness unless “it appears beyond doubt that the plaintiff can prove no set of 17 facts that would establish the timeliness of the claim”); see also Ortega v. Santa Clara 18 Cnty. Jail, No. 19-17547, 2021 WL 5855066, at *1 (9th Cir. Dec. 9, 2021) (“Plaintiffs are 19 generally not required to plead around affirmative defenses.” (cleaned up)). 20 But counts 8 and 9 are a different matter. Both arise from the November 2019 Ethics 21 Point report. So, when Vashisht-Rota filed her DFEH complaint a couple months later on 22 January 5, 2020, she was well within the one-year deadline for complaining to DFEH. And, 23 like the FEHA-only claims discussed earlier, the relation-back doctrine brings these counts 24 within the one-year court-filing deadline. So, the timeliness attack fails here, too. 25 2. Sexual Harassment (Count 3) 26 A two-year statute of limitations applies for normal California Civil Code 27 section 51.9 sexual-harassment claims. See W. Shield Investigations & Sec. Consultants v. 28 Super. Ct., 98 Cal. Rptr. 2d 612, 624 (Cal. 2000) (holding that section 51.9 claims use the 1 “limitations period for personal injury actions”); Avalos v. Kirchen-Rolph, No. 2 121CV00084CDBPC, 2023 WL 5935698, at *4 (E.D. Cal. Sept. 12, 2023) (noting the 3 two-year “statute of limitations for personal injury claims” (citing Cal. Civ. Proc. Code 4 § 335.1)). But Vashisht-Rota doesn’t bring a standard section 51.9 claim. That is, she 5 doesn’t contend that Ottawa made sexual advances or the like, but instead that it “aid[ed] 6 and abett[ed]” Main Agent’s sexual harassment of her. (ECF 48, at 9.) Section 51.9 does 7 not mention aider-or-abettor liability. But FEHA does. See Cal. Gov’t Code § 12940(i) 8 (prohibiting “aid[ing]” or “abet[ting]” sexual harassment). 9 Either way, the sexual-harassment claim is timely. Vashisht-Rota reported this 10 harassment to Ottawa in November 2019, and she brought this claim in her second 11 amended complaint over a year later in January 2021. This falls within the standard 12 two-year deadline for section 51.9 claims. But even if the FEHA limitations period applies, 13 this claim would relate back in the same manner discussed earlier. 14 Therefore, based on the current evidence, Vashisht-Rota’s claims are all timely. 15 B. Motion to Dismiss for Failing to State a Claim 16 To survive a motion to dismiss, a complaint must contain enough facts to “state a 17 claim to relief that is plausible on its face.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009); 18 see also Fed. R. Civ. P. 12(b)(6). Facial plausibility requires more than mere “conclusions” 19 or a “formulaic recitation” of elements; it must be based on “factual allegations” that “raise 20 a right to relief above the speculative level.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 21 (2007) (cleaned up). 22 1. Vicarious Liability for Negligence (Count 1) 23 In count 1, Vashisht-Rota generally alleges that Ottawa is vicariously liable for 24 “Main Agent’s negligence,” on an agency theory. (ECF 48, at 7.) She also claims that 25 Ottawa is responsible for the actions of its employees, DeWald and Stevens, who failed to 26 “appropriately handle protected activity by a minority woman” and who “shared private 27 information with the implicated party,” respectively. (Id.) Ottawa responds that there are 28 1 insufficient allegations that it is in an agency relationship with Main Agent or these 2 employees. Moreover, it argues that there are no plausible negligence allegations. 3 a. Agency Relationship 4 Vicarious liability or “respondeat superior” imposes liability on a “principal” 5 (typically an employer) for the actions of its “agents” (typically employees). Jones v. Royal 6 Admin. Servs., Inc., 887 F.3d 443, 450 (9th Cir. 2018). “In determining whether vicarious 7 liability may be imposed, the extent of control exercised by the principal is the essential 8 ingredient.” Id. (cleaned up). To prove that Ottawa exercises that level of control over Main 9 Agent, Vashisht-Rota points to the following allegations: 10 Defendant has delegated the Main Agent [to] act . . . on its behalf for international recruitment. Defendant controls the activities of the Main Agent 11 with respect to Defendant’s recruitment due to US immigration laws. 12 Defendant decides recruitment and admissions policies that the Main Agent has to follow. Defendant has the right to control the activities of the alleged 13 Main Agent and controls the Main Agent. 14 (ECF 48, at 4.) 15 The problem is that this critical paragraph is entirely conclusory, save the assertion 16 that Ottawa “decides recruitment and admissions policies” that Main Agent must “follow.” 17 But that lone factual allegation is not enough to push the complaint beyond the speculative. 18 Vashisht-Rota must do more than establish that Ottawa has “some control” over Main 19 Agent, and even setting unrelated “guidelines and procedures” is not enough to trigger 20 vicarious liability. See Jones, 887 F.3d at 451. In short, there is nothing in the complaint to 21 plausibly suggest Ottawa is vicariously liable for Main Agent’s employment actions or 22 decisions. See Vashisht-Rota v. Harrisburg Univ., No. 3:20-cv-00967-RBM-KSC, 2023 23 WL 35216, at *8 (S.D. Cal. Jan. 4, 2023) (finding implausible Vashisht-Rota’s similar 24 allegations linking Harrisburg University and Main Agent). 25 DeWald and Stephens are another matter, however. Vashisht-Rota alleges they are 26 Ottawa’s direct employees, and she even provides their titles: “supervisor for international 27 recruitment” and “supervisor for compliance.” (ECF 48, at 7.) She also asserts that they 28 1 received details of complaints about a university contractor—which presumably are only 2 available to university employees—and then passed those details on to Main Agent. (See 3 id.) These facts plausibly allege that DeWald and Stephens were Ottawa’s employees and 4 “acting within the scope of [their] employment” when they engaged in the criticized 5 conduct. See Lee v. Bank of Am., N.A., No. 21-CV-07231-JSC, 2022 WL 595877, at *6 6 (N.D. Cal. Feb. 28, 2022). 7 b. Negligence 8 Even if Ottawa is responsible for DeWald and Stephens’s actions, Ottawa objects 9 that it had no duty to Vashisht-Rota that they could have violated. To plausibly allege 10 negligence, plaintiffs must establish that “defendant had a duty to use due care, that he 11 breached that duty, and that the breach was the proximate or legal cause of the resulting 12 injury.” See Brown v. USA Taekwondo, 483 P.3d 159, 164 (Cal. 2021) (emphasis added). 13 In Count 1, Vashisht-Rota fails to explain what duty DeWald, Stephens, or Ottawa 14 owed her. There is no evidence that Ottawa ever employed her. Several years before this 15 lawsuit, she worked for an Ottawa contractor, but she doesn’t offer any explanation for 16 how a past relationship with another business created any duty for Ottawa. Although 17 Ottawa spent several pages arguing this point (see ECF 49-1, at 19–22), Vashisht-Rota 18 didn’t respond to it at all. (See generally ECF 52.) The closest she comes to any rebuttal is 19 in the “Factual Background” section of her opposition brief. There she lays out in more 20 detail3 the contact with DeWald and Stephens and then simply declares, without citation, 21
22 23 3 The Court has not considered these new details or the many documents attached to Vashisht-Rota’s responsive papers, as the second amended complaint must be judged on 24 its own merits without supplementation. “As a general rule, a district court may not 25 consider any material beyond the pleadings in ruling on a Rule 12(b)(6) motion.” Lee v. City of L.A., 250 F.3d 668, 688 (9th Cir. 2001) (cleaned up). The Court already explained 26 this legal principle once to Vashisht-Rota in a related case. See Vashisht-Rota, 2023 WL 27 35216, at *3. Similarly, defendant’s request to take judicial notice of 15 exhibits is DENIED. (See generally ECF 49-2.) To adjudicate the pending motion to dismiss, the 28 1 that Ottawa violated its “duty.” (Id. at 6–7.) “In most circumstances, failure to respond in 2 an opposition brief to an argument put forward in an opening brief constitutes waiver or 3 abandonment in regard to the uncontested issue.” Beaver v. Omni Hotels Mgmt. Corp., No. 4 20-CV-00191-AJB-KSC, 2021 WL 1174719, at *9 (S.D. Cal. Mar. 29, 2021). Because 5 Vashisht-Rota’s second amended complaint does not allege any violated duty that could 6 support a negligence claim—and her brief ignores the issue—the Court grants the motion 7 to dismiss Count 1 in its entirety. 8 2. FEHA (Counts 2–4) 9 Ottawa moves to dismiss the FEHA claims on the grounds that it was not 10 Vashisht-Rota’s boss and she has not plausibly alleged harassment or retaliation. 11 a. Employer 12 First, Ottawa contends that it “was not Plaintiff’s employer as defined under FEHA.” 13 (ECF 49-1, at 25.) In fact, the second amended complaint explicitly states that “Main 14 Agent”—not Ottawa—was Vashisht-Rota’s “former employer.” (ECF 48, at 3.) 15 But this is not a basic employment-discrimination case, which may “only” be 16 brought against “an employer.” See Reno v. Baird, 957 P.2d 1333, 1335 (Cal. 1998). 17 Rather, Vashisht-Rota alleges claims that reach a broader array of defendants. Under 18 FEHA, non-employers may be liable for retaliation (count 2), harassment (count 3), and 19 aiding and abetting (count 4). See Cal Gov’t Code § 12940(h) (forbidding retaliation by 20 “any employer, labor organization, employment agency, or person” (emphasis added)); id. 21 § 12940(i) (forbidding “any person to aid” or “abet” “any of the acts forbidden under this 22 part” (emphasis added)); id. § 12940(j)(1) (forbidding harassment by an “employer . . . or 23 any other person” (emphasis added)); see also id. § 12925 (defining “Person” broadly to 24 include “individuals, partnerships, associations, corporations, limited liability companies, 25 legal representatives, trustees, trustees in bankruptcy, and receivers or other fiduciaries”); 26 Reno, 957 P.2d at 1335 (explaining that FEHA treats discrimination and harassment 27 “differently,” as “only ‘an employer’” can be sued for discrimination, but “an employer 28 . . . or any other person” may be liable for harassing an employee” (emphasis added)). 1 So, Vashisht-Rota need not allege that Ottawa was her employer for counts 2 to 4. 2 b. Harassment and Retaliation 3 Next, Ottawa protests that Vashisht-Rota fails to plausibly plead she faced either 4 harassment or retaliation. In each of counts 2 through 4, she alleges that Main Agent 5 harassed her and that Ottawa, in various ways, bolstered or aided that harassment in 6 retaliation for her complaint. (See ECF 48, at 8 (Count 2: “[Ottawa’s employee] forwarded 7 the messages to the implicated party putting him on notice about Plaintiff[’s] complaint 8 which resulted [in] Main Agent doubling the severity of its harassing and retaliatory actions 9 against Plaintiff.”); id. at 10 (Count 3: “Main Agent made unwelcome sexual advances 10 towards Plaintiff,” and Ottawa “aided [the] harassment and abuse of power by Main 11 Agent.”); id. at 12 (Count 4: “Defendant knew and should have known of the conduct given 12 the complaints and failed to take immediate and corrective action.”).) 13 The problem with Vashisht-Rota’s factual allegations is that they are devoid of 14 details about the harassment’s severity. The second amended complaint instead simply— 15 and repeatedly—declares it severe and pervasive. (See, e.g., id. at 5 (“Plaintiff alleges she 16 faced harassment.”); id. at 11 (“Plaintiff alleges that a reasonable person in Plaintiff’s 17 circumstances would have considered the environment with the Defendant and the Main 18 Agent hostile, intimidating, abusive, oppressive, coercive, and offensive.”); id. at 12 (“The 19 harassment is severe and pervasive lasting 5 years.”).) That will not do. These are mere 20 “conclusions” or “formulaic recitation[s]” of elements, which are insufficient to state a 21 claim. See Twombly, 550 U.S. at 555. Thus, counts 2 to 4 must also be dismissed. 22 3. Unfair Competition (Count 5) 23 Vashisht-Rota’s Unfair Competition Law claim also falls, as it is derivative of other 24 claims that are now dismissed. California prohibits unfair competition by means of “any 25 unlawful, unfair or fraudulent business act or practice.” Cal. Bus. & Prof. Code § 17200 26 (emphasis added). “Because the statute is written in the disjunctive, it is violated where a 27 defendant’s act or practice violates any of the foregoing prongs.” Davis v. HSBC Bank 28 Nevada, N.A., 691 F.3d 1152, 1168 (9th Cir. 2012). Vashisht-Rota contends that she meets 1 the “unlawful” prong with allegations of “retaliating,” “aiding and abetting harassment,” 2 and “failing to prevent harassment.” (ECF 48, at 12.) In other words, she links her 3 “unlawful prong” proof to counts 2 to 4. Since those predicate FEHA claims are dismissed 4 for failing to state a claim, her Unfair Competition Law claim must meet the same fate. See 5 Hadley v. Kellogg Sales Co., 243 F. Supp. 3d 1074, 1094 (N.D. Cal. 2017). 6 4. Cartwright Act (Count 6) 7 Ottawa also attacks Vashisht-Rota’s Cartwright Act claim. In count 6, she asserts 8 that Ottawa and others “agreed to boycott Plaintiff with the purpose to restrain[] 9 competition and to ‘block her.’” (ECF 48, at 13.) Such a restraint-of-trade claim “must 10 allege (1) the formation and operation of the conspiracy, (2) the wrongful act or acts done 11 pursuant thereto, and (3) the damage resulting from such act or acts.” Kunert v. Mission 12 Fin. Servs. Corp., 1 Cal. Rptr. 3d 589, 605 n.15 (Ct. App. 2003). The pleading of such 13 violations “demands a high degree of particularity.” Starlight Cinemas v. Regal Ent. Grp., 14 No. CV 14-5463-R, 2014 WL 7781018, *1 (C.D. Cal. Oct. 23, 2014). “General allegations 15 of a conspiracy unaccompanied by a statement of facts constituting the conspiracy and 16 explaining its objectives and impact in restraint of trade will not suffice.” Id. 17 Other than conclusory allegations, however, Vashisht-Rota has not described any 18 conspiracy—or any agreement whatsoever—involving Ottawa. She offers some vague 19 assertions about how Main Agent restricted her trade by requiring her to get “approvals” 20 from it (ECF 48, at 14), but she never sufficiently alleges that Ottawa agreed with Main 21 Agent to do so. (See generally ECF 48, at 13–14.) This same failing was identified in one 22 of Vashisht-Rota’s related cases, and the criticism remains just as valid here: The operative 23 complaint “merely contains a conclusory allegation that Defendant and Main Agent 24 ‘agreed to boycott Plaintiff with the purpose to restrain[] competition and to block her.’ 25 The [complaint] offers no details as to a specific time, place, or person involved in how 26 Defendant allegedly ‘agreed to boycott Plaintiff.’ [It] therefore insufficiently shows the 27 formation and operation of a conspiracy.” Vashisht-Rota, 2023 WL 35216, at *7 (cleaned 28 up). Count 6 cannot stand. 1 5. Unruh Civil Rights Act (Counts 7 & 9) 2 In counts 7 and 9, Vashisht-Rota alleges violations of the Unruh Civil Rights Act 3 (California Civil Code section 51), but this law “has no application to employment 4 discrimination” or any other issue in this case. See Brennon B. v. Super. Ct., 513 P.3d 971, 5 988 (Cal. 2022). This statute is exclusively concerned with non-discriminatory access to 6 California businesses by that business’s “clients, patrons or customers.” Alcorn v. Anbro 7 Eng’g, Inc., 468 P.2d 216, 220 (Cal. 1970). It cannot serve as the basis for an 8 employment-discrimination claim, as that “would create an end-run around the 9 administrative procedures of FEHA.” Bass v. Cty. of Butte, 458 F.3d 978, 982 (9th Cir. 10 2006). Counts 7 and 9 are dismissed.4 11 6. Civil Code Section 51.5 (Count 8) 12 In count 8, Vashisht-Rota alleges a violation of California Civil Code section 51.5 13 that seems to be missing any allegations regarding the essential element of “intentional 14 discrimination.” See Long v. Playboy Enters. Int’l, Inc., 565 F. App’x 646, 647 (9th Cir. 15 2014). Section 51.5 requires, in pertinent part, that “no business establishment of any kind 16 whatsoever shall discriminate against, boycott or blacklist . . . any person in this state on 17 account of [gender].” Cal. Civ. Code § 51.5(a). Although Vashisht-Rota insists that Ottawa 18 has a gender animus, her allegations are conclusory. (See ECF 48, at 16 (“Based on 19 stereotypes and personal biases, Defendant created a harassment reporting policy that 20 treated Plaintiff less favorably than others.”).) 21 The nearest she comes to addressing this element is claiming that Ottawa treated her 22 differently than Main Agent. Specifically, she charges that, based “on misogyny” and 23 “gender roles,” Ottawa “failed to implement the same harassment policy for the Main 24 Agent.” (ECF 48, at 17.) But that’s not an apples-to-apples comparison. She has not alleged 25
26 27 4 In count 7, Vashisht-Rota also references a FEHA provision: California Government Code section 12948. To the extent she intends this as a FEHA claim, it is 28 1 that Main Agent—or any other male individual—used the Ethics Point complaint 2 procedure as she had, but was treated differently. Comparator allegations can establish the 3 necessary discriminatory motive, but those comparators must be “similarly situated” to 4 plaintiff “in all material respects.” Moran v. Selig, 447 F.3d 748, 755 (9th Cir. 2006). Since 5 Main Agent never utilized the complaint structure, it is not similarly situated to Vashisht- 6 Rota in this most crucial respect. And so that lone allegation doesn’t move the needle 7 towards plausibility, and count 8 fails, too. 8 C. Leave to Amend 9 Courts should not dismiss complaints by unrepresented plaintiffs, like 10 Vashisht-Rota, without offering them at least one opportunity to remedy identified defects, 11 “unless it is absolutely clear that the deficiencies of the complaint could not be cured by 12 amendment.” Akhtar v. Mesa, 698 F.3d 1202, 1212 (9th Cir. 2012). Vashisht-Rota has 13 already amended her complaint twice, and she even benefitted from a judicial critique of 14 the deficiencies in her prior complaint. (See ECF 38.) Nonetheless, in an abundance of 15 caution, the Court will offer Vashisht-Rota one last opportunity to cure the defects 16 identified above. If Vashisht-Rota’s next amended complaint is also dismissed for failure 17 to state a claim, the Court would plan to dismiss her case with prejudice. 18 CONCLUSION 19 Defendants’ motion to dismiss is GRANTED IN PART and DENIED IN PART. 20 By November 6, 2023, Vashisht-Rota may file a third amended complaint addressing the 21 deficiencies discussed in this order. Vashisht-Rota may not add new defendants nor new 22 causes of action to any such amended complaint; she may only add facts that address the 23 defects identified above. Any such amended complaint “must be complete in itself without 24 reference to” any prior complaints, see S.D. Cal. CivLR 15.1, and any claim not realleged 25 in the third amended complaint will be considered waived, see Lacey v. Maricopa Cty., 26 693 F.3d 896, 928 (9th Cir. 2012). 27 The Clerk is directed to close this case. If Vashisht-Rota files an amended complaint 28 by the deadline, the Clerk will reopen the case. If Vashisht-Rota affirmatively notifies the 1 Court that she will not amend, the Clerk may promptly issue a judgment. Otherwise, if 2 || Vashisht-Rota has not filed a new complaint by the deadline, the Clerk will issue a 3 ||judgment on November 7, 2023. 4 ||Dated: September 22, 2023
6 Hon. rew G. Schopler , United States District Judge
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