United Technologies Corp. v. Marshall

464 F. Supp. 845, 26 Cont. Cas. Fed. 83,547, 24 Fair Empl. Prac. Cas. (BNA) 929, 1979 U.S. Dist. LEXIS 14535
CourtDistrict Court, D. Connecticut
DecidedFebruary 8, 1979
DocketCiv. H-78-555
StatusPublished
Cited by10 cases

This text of 464 F. Supp. 845 (United Technologies Corp. v. Marshall) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United Technologies Corp. v. Marshall, 464 F. Supp. 845, 26 Cont. Cas. Fed. 83,547, 24 Fair Empl. Prac. Cas. (BNA) 929, 1979 U.S. Dist. LEXIS 14535 (D. Conn. 1979).

Opinion

RULING ON PLAINTIFF’S MOTION FOR A PRELIMINARY INJUNCTION AND ON DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT

CLARIE, Chief Judge.

The plaintiff has moved for a preliminary injunction to restrain the defendants from disclosing certain agency records to a third party, who has requested the records under the Freedom of Information Act, 5 U.S.C. § 552 (“FOIA”). The defendants have filed a motion for summary judgment. The Court finds that the plaintiff has failed to establish either a likelihood of success on the merits or a possibility of irreparable injury, and it therefore denies the plaintiff’s motion for a preliminary injunction. The Court also finds that there remain disputed issues of material fact, and consequently the defendants’ motion for summary judgment is also denied.

Statement of Facts

This freedom of information case arises in a reverse posture. While the bulk of freedom of information litigation is aimed at forcing the government to disclose information, the plaintiff in this suit seeks to compel the government to withhold the contested documents. The plaintiff, United Technologies Corporation, Pratt & Whitney Aircraft Group (“Pratt & Whitney”), is a corporation engaged in the research, development and manufacture of aircraft engines, engine parts, and other products of a highly sophisticated nature. Pratt & Whitney does a substantial amount of work for the government, and as a government contractor, it is required by Executive Order, 1 and regulations promulgated thereunder by the Secretary of Labor, 2 to employ and to treat all employees equally without regard to race, color, religion, sex or national origin. Responsibility for the enforcement of the Executive Order has been delegated by the Secretary of Labor to the Director of the Office of Federal Contract Compliance (“OFCC”). 41 C.F.R. § 60-1.2.

In order to insure lawful compliance with the goals of the Executive Order, government contractors are required to prepare and to file with the OFCC an annual Employer Information Report, known as an EEO-1 report. 41 C.F.R. § 60-1.7(a). This EEO-1 report contains statistics, on the numbers of women and minorities employed by the government contractor, broken down by job categories. Employers that are subject to the provisions of Title YII of the Civil Rights Act of 1964 must file EEO-1 *848 reports with the Equal Opportunity Commission (“EEOC”). Employers, such as Pratt & Whitney, which are subject to both the Executive Order and Title VII must file the reports with both the OFCC and the EEOC. In order to avoid duplication of filing requirements, the OFCC and the EEOC established the Joint Reporting Committee (“JRC”), which receives and processes the reports and then distributes a copy of each EEO-1 to both the OFCC and the EEOC. The Director of the OFCC has designated various federal agencies as “compliance agencies,” who assume primary responsibility for monitoring compliance with the Executive Order. The Defense Logistics Agency (“DLA”), an agency of the Department of Defense, is the designated compliance agency in the present case.

On June 13, 1978 Pratt & Whitney was informed by the DLA that Representative Boyd Hines, a Connecticut state legislator, had made a request under the FOIA for the most recent EEO-l’s filed with respect to Pratt & Whitney’s East Hartford, Middle-town, and North Haven, Connecticut facilities. The DLA further informed Pratt & Whitney that if it objected to the disclosure of the EEO-l’s, it should communicate its objection, and the basis therefor, to the DLA no later than June 19,1978. By letter dated June 16,1978 Pratt & Whitney registered its objection to the disclosure of the EEO-l’s, pressing the same arguments as have been made before this Court, which will be discussed in detail below. On July 14,1978 the DLA notified Pratt & Whitney of its decision to release the EEO-l’s, and informed the company of its right to an administrative appeal to the OFCC. Pratt & Whitney then appealed the DLA decision on July 25,1978, reiterating the grounds for nondisclosure which had been stated in the June 16 letter to the DLA. On October 10, 1978 the OFCC notified Pratt & Whitney that its appeal was denied, based on OFCC’s findings that the serious competitive injury which had been claimed by Pratt & Whitney had not been demonstrated and that none of the statutes or regulations invoked by Pratt & Whitney justified withholding the documents. The OFCC further informed Pratt & Whitney that the EEO-l’s would be released to the requestor on October 20, 1978.

Having exhausted its administrative remedies, Pratt & Whitney instituted suit in this Court on October 18, 1978 against the Secretary of the Department of Labor, the Secretary of the Department of Defense and the Director of the OFCC, seeking to restrain the defendants from making the threatened disclosures. The government agreed to withhold disclosure of the EEO-l’s until a decision could be reached on the present motions.

Jurisdiction

Since a reverse FOIA case involves the interpretation of a federal statute, and because the federal question statute has been amended to eliminate the minimum jurisdictional amount requirement when the defendant is the United States or one of its officers or agencies, this Court has subject matter jurisdiction pursuant to 28 U.S.C. § 1331. Westinghouse Electric Corp. v. Schlesinger, 542 F.2d 1190, 1209 (4th Cir. 1976), cert. den. sub nom. Brown v. Westinghouse, 431 U.S. 924, 97 S.Ct. 2199, 53 L.Ed.2d 239 (1977); Chrysler Corp. v. Schlesinger, 565 F.2d 1172, 1182 (3rd Cir. 1977), cert. granted sub nom. Chrysler Corp. v. Brown, 435 U.S. 914, 98 S.Ct. 1466, 55 L.Ed.2d 504 (1978); Sears, Roebuck & Co. v. Eckerd, 575 F.2d 1197, 1202 (7th Cir. 1978).

Based upon the Supreme Court’s teachings in Calif ano v. Sanders, 430 U.S. 99,107, 97 S.Ct. 980, 51 L.Ed.2d 192 (1977), the Administrative Procedure Act, 5 U.S.C. §§ 701-706, cannot be used as an independent basis for jurisdiction.

Discussion of the Law

Although the FOIA does not specifically provide for it, all courts which have addressed the issue agree that a submitter of information to the government has a cause of action to challenge the threatened disclosure of that information. There is, however, a divergence of opinion as to the standard to be applied by the court in reviewing *849 the agency’s decision to disclose. Courts in the Fourth and D. C. Circuits have ruled that a de novo hearing should be held when an agency’s decision to release information is challenged. Westinghouse Electric Corp. v. Schlesinger, supra, 542 F.2d at 1215;

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464 F. Supp. 845, 26 Cont. Cas. Fed. 83,547, 24 Fair Empl. Prac. Cas. (BNA) 929, 1979 U.S. Dist. LEXIS 14535, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-technologies-corp-v-marshall-ctd-1979.