United States v. Winner

641 F.2d 825
CourtCourt of Appeals for the Tenth Circuit
DecidedJanuary 21, 1981
DocketNo. 80-2154
StatusPublished
Cited by55 cases

This text of 641 F.2d 825 (United States v. Winner) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Winner, 641 F.2d 825 (10th Cir. 1981).

Opinion

BARRETT, Circuit Judge.

This is an original proceeding in the nature of mandamus. Petitioner, United States of America, seeks an order compelling Respondent District Court to vacate orders commanding the presence of Deputy Attorney General Charles B. Renfrew and Assistant Attorney General Philip B. Heymann at post-conviction proceedings in a pending criminal case.

Real Party in Interest James Feeney was convicted by a jury of defrauding federally insured financial institutions through the use of false banking instruments.1 These instruments originated from several British West Indies banks established to facilitate the fraud.

Prior to trial, Feeney sought disclosure of a series of tape-recorded conversations in which he participated while acting as a confidential informant to the United States Attorney for the Southern District of New York. Feeney’s informant activities centered around an alleged plot orchestrated by financier Robert L. Vesco, and others, designed to ensure the release of military and commercial aircraft to Libya through bribes of senior officials in the executive branch and the Democratic National Committee.

Feeney also moved to dismiss the indictment on the grounds that the Southern District’s prosecutors had promised him immunity from prosecution, or in the alternative, that the Southern District’s personnel condoned and encouraged his illegal activities.2

Judge Sherman G. Finesilver, who handled the matter during the pre-trial phases of the proceedings, held an in camera evidentiary hearing on the motions during which extensive testimony was presented. Approximately sixty hours of tapes and several hundred pages of documents concerning Feeney’s involvement in the Vesco matter were submitted to the Court in camera. Based on this comprehensive review, Judge Finesilver denied the request for disclosure on relevancy grounds; concluded Feeney had not been promised immunity; and held that personnel in the Southern District’s office neither knew of or condoned Feeney’s fraudulent activities in Colorado.3

At trial, Feeney contended he lacked criminal intent in that his actions were simply governmentally sponsored informant activities taken in connection with the Southern District’s investigation of Robert Vesco and others. On the basis of Judge Finesil[828]*828ver’s in camera pre-trial order, Chief Judge Fred M. Winner, the presiding judge at trial,4 denied disclosure of the requested materials and restricted Feeney’s cross-examination of government witnesses designed to elicit his informant efforts and their connection with this case. Frustrated in his attempts, Feeney rested without presenting a defense. He was convicted of submitting materially false statements to federally insured financial institutions for the purpose of influencing credit decisions in violation of 18 U.S.C. §§ 1014 and 2; wire fraud in violation of 18 U.S.C. §§ 1343 and 2; interstate transportation of fraudulent securities in violation of 18 U.S.C. §§ 2314 and 12; and conspiring to commit acts proscribed by 18 U.S.C. §§ 1014 and 2314, in violation of 18 U.S.C. §§ 371.

On July 28,1980, Feeney filed a post-trial motion for production seeking documentary information concerning conversations he participated in during the course of his informant activities. As authority, Feeney relied on Rule 16, Fed.Rules Crim.Proc., 18 U.S.C., and Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963). Feeney argued that access to the documents, earlier denied by Judge Finesilver, was essential to post-conviction arguments for new trial or in mitigation of sentence.

The Court held that the Government’s interest in preventing disclosure failed to outweigh Feeney’s constitutional right to exculpatory evidence in mitigation of punishment. Chief Judge Winner granted access to the tapes: “Brady v. Maryland says that all material ‘favorable to an accused ... when the evidence is material either to guilt or to punishment, irrespective of the good faith or bad faith of the prosecution ’ must be supplied to defendant and his counsel. Thus, worthy prosecutorial motive in secreting tapes and notes doesn’t have anything to do with a defendant’s rights to disclosure of something which may lessen his sentence...”5

A subsequent motion to schedule an evidentiary hearing concerning the Government’s compliance with the disclosure order was also granted. Feeney claimed certain tapes were not produced, certain telephone records were incomplete, and that at least one tape had been altered.

In contemplation of the October 1, 1980 hearing, Assistant Attorney General Philip B. Heymann was subpoenaed to appear and bring any documents “pertaining to communications by you with any employee of the Department of Justice concerning the existence or delivery of tape recorded conversations or notes of conversations to which James Feeney was a party as an informant for the government and any recordations in any form concerning communications to which you are a party pertaining to the undercover activities of James Feeney in cooperation with the U. S. Attorney’s Office for the S. D. of New York... ,”6 United States v. Krown, supra (subpoena duces tecum, September 25, 1980).

The Government responded to the subpoena by filing a motion to quash its enforcement. No ruling on the motion was made before the scheduled hearing date. Heymann failed to appear. Instead the Government called Assistant United States Attorney Raymond Levites and Investigator Thomas Doonan, of the Southern Dis[829]*829trict of New York — both of whom dealt with Feeney during his covert activities.

Prior to the hearing, each witness received a letter from Deputy Attorney General Charles B. Renfrew concerning their forthcoming testimony. Renfrew wrote:

In connection with your appearance as a witness in the post conviction proceedings involving James Feeney in the District of Colorado you are authorized to answer questions concerning Mr. Feeney’s cooperation with the Government, the completeness of the Feeney tapes previously furnished to the court, the Department’s awareness of his other activities and directly related matters. In the event the questioning goes beyond these areas and you are asked about ongoing investigations you should respectfully decline to answer and advise the Court you must seek further instructions from the Department of Justice pursuant to 28 C.F.R.

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Bluebook (online)
641 F.2d 825, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-winner-ca10-1981.