Jones v. City of Indianapolis

216 F.R.D. 440, 2003 U.S. Dist. LEXIS 11071, 2003 WL 21501785
CourtDistrict Court, S.D. Indiana
DecidedJune 27, 2003
DocketNo. 02-1152 C Y/K
StatusPublished
Cited by34 cases

This text of 216 F.R.D. 440 (Jones v. City of Indianapolis) is published on Counsel Stack Legal Research, covering District Court, S.D. Indiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jones v. City of Indianapolis, 216 F.R.D. 440, 2003 U.S. Dist. LEXIS 11071, 2003 WL 21501785 (S.D. Ind. 2003).

Opinion

ENTRY ON DEFENDANTS’ MOTION FOR A PROTECTIVE ORDER AND FOR A LIMITED STAY OF DISCOVERY

BAKER, United States Magistrate Judge.

After being apprehended for fleeing from the Indianapolis Police Department (“IPD”) following a traffic stop, IPD transferred Calvin Cole, Jr. to the hospital in a paddy wagon. Upon his arrival to the hospital, Cole was pronounced dead. As a result, Cole’s mother, Luwana Jones, individually and as the personal representative of her late son (“Plaintiff’), filed suit against the city of Indianapolis and several officers from its police department in their individual capacities (collectively “Defendants”).

[442]*442In discovery, Plaintiff sought to depose IPD investigators, and obtain documents relating to the IPD investigation that followed Cole’s death. Defendants objected and moved for a protective order, claiming that this information is protected by the law enforcement investigatory privilege and the deliberative process privilege. Plaintiff claims that the information sought is factual rather than evaluative in nature, and is crucial in proving her case. Defendants have also moved for a limited stay in discovery pending the United States Department of Justice’s (“DOJ”) investigation into Cole’s death. For the reasons set forth below, Defendants’ motion for a protective order is GRANTED IN PART and DENIED IN PART, and Defendants’ motion for a limited stay of discovery is GRANTED.

I. Background

A. Nature of Action

The complaint alleges that on the evening of March 6, 2002, Defendant IPD officer Morton Gallagher observed Cole driving at a high rate of speed. [Compl. 1ÍH 9-11]. When Gallagher pulled Cole over, Cole exited his vehicle and fled. With the assistance of several IPD officers, including Defendants Allen Englert, Geoffrey Barbieri, and other unknown IPD officers, IPD arrested Cole. \Id. at H1111, 13, 16, 18-19]. Using a pair of handcuffs, one of the officers delivered at least two blows to Cole’s head and neck area. In addition, another unknown officer kneed Cole in the back as Cole pleaded for them to stop. [Id. at 1111 21-23]. Another officer “maced” Cole for four to five seconds. [Id. at If 25].

IPD placed Cole in a paddy wagon and transported him to Wishard Memorial Hospital. Upon arrival at the hospital, Cole was unconscious, and subsequently was pronounced dead. Cole suffered a blunt force injury to the head which contributed to his death. [Id. at HH 26-28].

Plaintiff filed suit against the city of Indianapolis, the above-named police officers, and other unknown police officers in their individual capacities asserting excessive force claims under 42 U.S.C. § 1983 for violations of the Fourth and Fourteenth Amendments, and asserting wrongful death claims under Indiana Code §§ 34-23-1-1 and 34-23-1-2.

B. Focus of the Discovery Dispute

On March 6, the same day as Cole’s death, IPD’s homicide branch initiated an internal investigation. [Foley Affid., H 4]. Sgt. Prater led the investigation, and Lt. Rice assisted. As is routine in any IPD homicide investigation, the officers collected evidence and took witness statements of fellow police officers and other witnesses. [Id. at HH 5-6]. However, approximately one month later, in April 2002, the DOJ initiated its own investigation, and ordered that IPD’s investigation cease. [Id. at 117]. The DOJ’s investigation is ongoing. While the outcome of this investigation cannot be predicted, it could result in the indictment of one or more of the individually named Defendants in this case. As part of its investigation, the DOJ interviewed Sgt. Prater, Lt. Rice, and several other IPD officers. [Id. at 118].

On January 21, 2003, Plaintiff sent to Defendants a notice of deposition and subpoena duces tecum requesting documents and the depositions of Sgt. Prater and IPD Officer Lossie Branscumb, the officer who drove the paddy wagon on the night of Cole’s death. Contending that Branscumb is a fact witness, Defendants did not object to Plaintiff taking his deposition. Plaintiff deposed Branscumb on February 5. However, on February 3 Defendants filed a motion to quash the subpoena with regard to the Prater deposition, claiming his testimony was protected by the law enforcement investigatory privilege. On February 5, the Court denied Defendants’ motion to quash, ordered Plaintiff to re-notice Sgt. Prater’s deposition on a date convenient to both parties, and ordered that Prater’s deposition be sealed for a 30-day period. [Docket No. 26, 28].

On February 10, Plaintiff sent to Defendants a subpoena duces tecum requesting the deposition of Sgt. Prater and requesting documents compiled by IPD in the course of its investigation of the Cole homicide. In response, on February 12, Defendants filed a motion to quash the subpoena claiming that the documents sought were protected by the [443]*443investigatory privilege. [Docket No. 29, 110]. In the meantime, Plaintiff served a request for production of documents. Defendants again objected, contending the requested documents are “official, confidential, deliberative, and/or investigatory in nature and thus are privileged from discovery.” [Defs.’ Br., p. 4]. This cause is before the Court on Defendants’ fully-briefed motion for a protective order and for a stay of discovery. The Court held oral argument on the pending motion on June 24,2003.

II. Discussion

A. Applicability of the Freedom of Information Act & Indiana Law

Before turning to the merits, the Court notes that in support of their respective positions, the parties rely on both the Freedom of Information Act (“FOIA”), 5 U.S.C. § 552 et. seq., and Indiana Code § 5-14-3-4. The FOIA defines “agency” in 5 U.S.C. § 552(f) as follows:

(f) For purposes of this section, the term—

(1) “agency” as defined in section 551(1) of this title includes any executive department, military department, Government corporation, Government controlled corporation, or other establishment in the executive branch of the Government (including the Executive Office of the President), or any independent regulatory agency.

Harrell v. Fleming, 285 F.3d 1292, 1293 (10th Cir.2002), quoting § 552(f). See also DeHarder Inv. Corp. v. Indiana Housing Finance Authority, 909 F.Supp. 606, 616 (S.D.Ind.1995). The term “agency” in the FOIA does not apply to municipal agencies such as IPD or its officers. See, e.g., Kerr v. United States District Court for the Northern District of California, 511 F.2d 192, 197-98 (9th Cir.1975) aff'd 426 U.S. 394, 96 S.Ct. 2119, 48 L.Ed.2d 725 (1976) (FOIA does not apply to municipal corporations); Esseily v. Giuliani 2000 WL 1154313, *1 (S.D.N.Y. 2000), citing Washington v. Police Dep't

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216 F.R.D. 440, 2003 U.S. Dist. LEXIS 11071, 2003 WL 21501785, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jones-v-city-of-indianapolis-insd-2003.