United States v. William O. Steele, Cross-Appellee

178 F.3d 1230, 1999 U.S. App. LEXIS 14018, 1999 WL 425906
Court of Appeals for the Eleventh Circuit·Decided June 25, 1999·No. 94-3139·Published·Cited by 70 cases

Opinion

BIRCH, Circuit Judge:

William O. Steele appeals his conviction for dispensing controlled substances in violation of 21 U.S.C. § 841(a)(1), and the government cross-appeals the district court’s application of the U.S. Sentencing Guidelines. Steele argues that his conviction must be vacated on three grounds: (1) the indictment was insufficient to allow him to prepare a defense and protect against double jeopardy; (2) the government improperly used its peremptory strikes based on gender; and (3) insufficient evidence existed to support his conviction. The government argues that the district court based its decision to depart downward from the sentence range on improper grounds. We affirm Steele’s conviction but vacate Steele’s sentence and remand for resentencing.

I. Background

Steele was a registered pharmacist at North Hill Pharmacy in Pensacola, Florida. During several months in 1993, Steele filled numerous prescriptions presented by Larry and Gloria Ellis for such drugs as Dilaudid, Xanax, Valium, and Percodan. The government alleged that Steele knew when dispensing these drugs that Larry Ellis had forged the prescriptions.

A four-count indictment charged Steele with knowingly dispensing controlled substances in violation of § 841(a)(1). Count One of the indictment stated:

That from on or about July 1, 1993, and continuously thereafter, up to and including on or about November 2, 1993, in the Northern District of Florida, ... *1233 Steele, did knowingly and intentionally dispense hydromorphone hydrochloride, a schedule II controlled substance, commonly known as Dilaudid, in violation of Title 21, United States Code, Section 841(a)(1).

Rl-1-1. Each of the remaining three counts contained identical language to Count One, except that the government substituted the three other controlled substances in the place of Dilaudid.

During the trial, the government’s main witness was Larry Ellis, who testified pursuant to a plea agreement. Ellis testified that he informed Steele that he was a drug addict and had phony prescriptions that he hoped Steele would fill. According to Ellis, Steele agreed to fill the prescriptions and specified a system by which Ellis and his wife, Gloria, could fill the prescriptions. Ellis further testified that under this system he and Steele communicated almost daily about what drugs would be dispensed, what the prescriptions should say, and how they should be presented to the pharmacy. Gloria Ellis also testified pursuant to a plea agreement about the steps she took to fill the prescriptions, but she stated that she did not know whether Steele was involved in the scheme. Among other witnesses, the government called another pharmacist and a clerk from the North Hill Pharmacy, who both testified that they were suspicious about the prescriptions and informed Steele about their suspicions, but that Steele filled the prescriptions anyway.

The jury convicted Steele on all four counts. The sentencing court determined that Steele’s sentence range under the Sentencing Guidelines was 151-188 months. Acting pursuant to section 5K2 of the Guidelines, the court ordered a downward departure in Steele’s offense level by eight levels, resulting in a sentence range of 63-78 months. The court then sentenced Steele to 63 months of imprisonment.

Steele appealed, and a panel of this court reversed Steele’s conviction. See United States v. Steele, 105 F.3d 603, 607 (11th Cir.1997) (“Steele I ”), superseded on reh’g, 117 F.3d 1231 (1997) (“Steele II”). The panel reasoned that the government failed to charge in the indictment that Steele’s conduct fell outside the statutory exception for dispensing controlled substances in the ordinary course of professional practice, as was required by the then-existing law of this circuit as stated in United States v. Outler, 659 F.2d 1306, 1309 (5th Cir. Unit B 1981). See Steele II, 117 F.3d at 1234-35. Rehearing the case en bane, however, the court overruled Out-ler as inconsistent with the plain text of § 841(a)(1) and 21 U.S.C. § 885(a)(1), and held that the indictment was sufficient despite its omission of the statutory exception. See United States v. Steele, 147 F.3d 1316, 1320 (11th Cir.1998) (en banc) (“Steele III”). The en banc court then remanded the case for a resolution of Steele’s remaining claims, which we now address in this opinion.

II. Sufficiency of the Indictment

Steele argues that, because the indictment does not specify the precise dates, locations, drug amounts, and purchasers with respect to each count, the indictment failed to permit him to prepare his defense as required by the Sixth Amendment and failed to protect him against a second prosecution for the same offenses as required by the Fifth Amendment. Whether an indictment sufficiently alleges a statutorily proscribed offense is a question of law that we review de novo. See United States v. Shotts, 145 F.3d 1289, 1293 (11th Cir.1998), cert. denied, — U.S. —, 119 S.Ct. 1111, 143 L.Ed.2d 108 (1999).

An indictment is sufficient “if it: (1) presents the essential elements of the charged offense, (2) notifies the accused of the charges to be defended against, and (3) enables the accused to rely upon a judgment under the indictment as a bar against double jeopardy for any subse *1234 quent prosecution for the same offense.” Steele III, 147 F.3d at 1320 (quoting United States v. Dabbs, 134 F.3d 1071, 1079 (11th Cir.1998)). We concluded in Steele III that the indictment in this case satisfies these three conditions, which implicitly rejects Steele’s present arguments regarding the omission of precise dates, locations, drug amounts, and purchasers. Nonetheless, because the en banc opinion expressly decided only the issue of whether the indictment needed to allege a statutory exception, we will comment briefly upon Steele’s arguments that additional information must have been alleged in the indictment.

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United States v. William O. Steele, Cross-Appellee, 178 F.3d 1230, 1999 U.S. App. LEXIS 14018, 1999 WL 425906 (11th Cir. 1999).

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