United States v. Joseph Adam McIlwain

Court of Appeals for the Eleventh Circuit·Decided November 25, 2014·No. 14-10735·Published

Opinion

[PUBLISH]

IN THE UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT

No. 14-10735

D.C. Docket No. 1:13-cr-00081-KD-N-1

UNITED STATES OF AMERICA, Plaintiff-Appellee,

versus

JOSEPH ADAM MCILWAIN, Defendant-Appellant.

Appeal from the United States District Court for the Southern District of Alabama

(November 25, 2014)

Before HULL, MARCUS, and DUBINA, Circuit Judges. HULL, Circuit Judge:

On November 7, 2012, and after an evidentiary hearing, the Probate Court of Choctaw County, Alabama, ordered Joseph Adam McIlwain committed to the custody of the Alabama State Department of Mental Health. On April 25, 2013, a federal grand jury indicted McIlwain for possession of a firearm by a prohibited person under 18 U.S.C. § 922(g). Section 922(g)(4) criminalizes the possession of a firearm by any person “who has been committed to a mental institution.” 18 U.S.C. § 922(g)(4).

This appeal concerns what constitutes a commitment to a mental institution under § 922(g)(4) and whether McIlwain’s prior commitment by an Alabama probate court satisfies that element. After review and with the benefit of oral argument, we conclude McIlwain’s prior commitment fell within § 922(g)(4) and affirm the district court’s denial of McIlwain’s motion to dismiss the indictment.

I. BACKGROUND

A. The November 2012 Commitment On November 1, 2012, Chief Paul Johnson of the Pennington, Alabama Police Department arrested McIlwain on an outstanding felony warrant for possession of marijuana. In attempting to make the arrest, Johnson was initially unable to get McIlwain to stop his vehicle. According to Johnson, each time he approached the vehicle, McIlwain would state that he knew Johnson was there to shoot or kill McIlwain.

McIlwain stopped his vehicle at his parents’ home. There, McIlwain continued to express fear that Johnson intended to harm him. Johnson reported that McIlwain shouted, “Just go ahead and shoot me. I know what you’re here for. Just kill me.” When Johnson and another officer, who had arrived at the scene, noticed McIlwain had a knife on his lap, McIlwain reportedly stated: “It shouldn’t be a knife that you’re worried about. It should be guns. Y’all are here to kill me. I’m going to kill y’all.”

Eventually, McIlwain’s mother entered the vehicle and a brief struggle ensued over a firearm in McIlwain’s possession. Johnson used his taser on McIlwain, who was then taken into custody. McIlwain was taken by ambulance to a hospital, but refused medication prescribed to him, protesting the quantity of the medication and again stating the fear that others were attempting to harm or kill him. On November 1, McIlwain was then taken to the Choctaw County Jail. The record reveals no charges filed against McIlwain related to this incident, other than the already outstanding marijuana possession charge.

On November 6, 2012, Choctaw County Sheriff Tom Abate filed a petition with the Probate Court of Choctaw County seeking commitment of McIlwain to the custody of the Alabama Department of Mental Health.1 The petition stated that

1 The Sheriff’s petition is dated November 6, 2012, but the probate court order indicates that it may have been filed on November 7, 2012, the day of McIlwain’s commitment hearing.

Choctaw County was McIlwain’s home county and that, at the time the petition was filed, McIlwain was being held at the Choctaw County Jail.

As grounds for commitment, the petition alleged: (1) that “McIlwain [was]

mentally ill with a diagnosis of Altered Mental Status, Bi-Polar Disorder with extreme Paranoia tendencies, [and] Manic Depression”; (2) that McIlwain posed a “real and present threat of substantial harm” to himself and others; (3) that McIlwain, if not treated, would “continue to suffer mental distress and . . . experience mental deterioration of his ability to function independently”; (4) that McIlwain was “unable to make a rational or informed decision as to whether or not treatment was desirable or needed”; and (5) that the danger McIlwain posed to others was evidenced by the fact that he was not “eating or sleeping properly,” had “exhibited episodes of violent and irrational behavior,” and had “a history of increased confusion, [ ] agitation, [and] verbal and physical threats to his parents and others . . . .”

As to the relief sought by the petition, involuntary commitment, the Sheriff alleged: (1) that treatment was available for McIlwain’s illness; (2) that “confinement [was] necessary for his and the community’s safety and well-being”; and (3) that commitment was “the least restrictive alternative necessary and available for treatment of his illness.”

The order of commitment details the events of November 7, 2012. The probate court appointed an attorney, James Abston, to represent McIlwain and serve as guardian ad litem during the proceedings. Abston received notice of the hearing scheduled for that day. “[D]eclar[ing] that an emergency existed,” Abston waived the preliminary hearing along with McIlwain’s presence in court and “advised the Court that he was ready to proceed with the Final Hearing.”

At that final hearing, the probate court heard testimony from three parties before hearing from McIlwain himself. First, the court heard from Sheriff Tom Abate, who testified as to his own observation of McIlwain’s symptoms of mental illness during his confinement in the Choctaw County Jail. Abate testified that the jail administrator contacted him after McIlwain made an attempt at suicide in his jail cell. Abate testified that McIlwain was placed on suicide watch and, after McIlwain’s attempts at self-harm continued, he was placed in restraints so he could not harm himself. Abate stated that McIlwain was a threat to himself and to others, and that his behavior in the Choctaw County Jail caused Abate to file the petition for involuntary civil commitment.

Second, the court heard testimony from Chief Paul Johnson regarding the events of November 1, 2012. Johnson testified to McIlwain’s disturbed mental state at the time of his arrest, as well as the danger to himself and others created by McIlwain’s agitation and disturbance and his possession of firearms at the time. In

addition, Johnson testified that McIlwain’s mother reported that she had “fought [McIlwain] over a gun four or five times in the past two weeks.”

Third, the court heard testimony from Deborah Wilson, an employee of West Alabama Mental Health acting as liaison to the state probate court. Wilson testified to serving as the court liaison for two years and to twelve years of experience, as well as an unspecified educational background, in mental health care and treatment. Wilson was offered as an expert without objection. Wilson testified that she evaluated McIlwain earlier in the day, in advance of the hearing. She testified to knowledge that McIlwain had been diagnosed as suffering from mental illness. In addition, she testified that treatment was available, that commitment was the least restrictive alternative, and that her recommendation was that McIlwain be committed for treatment. On cross-examination, Wilson was asked if McIlwain would receive treatment on his own. Wilson indicated McIlwain would not, citing the testimony of the other witnesses as well as McIlwain’s previous failure to seek treatment and at least one instance where he scheduled an appointment at West Alabama Mental Health but had not followed through on that appointment.

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