Lewis v. United States

445 U.S. 55, 100 S. Ct. 915, 63 L. Ed. 2d 198, 1980 U.S. LEXIS 85
Supreme Court of the United States·Decided February 27, 1980·No. 78-1595·Published·Cited by 839 cases

Opinion

Mr. Justice Blackmun

delivered the opinion of the Court.

This ease presents the question whether a defendant’s extant prior conviction, flawed because he was without counsel, as required by Gideon v. Wainwright, 372 U. S. 335 (1963), may constitute the predicate for a subsequent conviction under § 1202 (a) (1), as amended, of Title VII of the Omnibus Crime Control and Safe Streets Act of 1968, 18 U. S. C. App. § 1202 (a)(1). 1

I

In 1961, petitioner George Calvin Lewis, Jr., upon his plea of guilty, was convicted in a Florida state court of a felony *57 for breaking and entering with intent to commit a misdemeanor. See Fla. Stat. § 810.05 (1961). He served a term of imprisonment. That conviction has never been overturned, nor has petitioner ever received a qualifying pardon or permission from the Secretary of the Treasury to possess a firearm. See 18 U. S. C. App. § 1203 (2) and 18 U. S. C. § 925 (c).

In January 1977, Lewis, on probable cause, was arrested in Virginia, and later was charged by indictment with having knowingly received and possessed at that time a specified firearm, in violation of 18 U. S. C. App. § 1202 (a)(1). 2 He waived a jury and was given a bench trial. It was stipulated that the weapon in question had been shipped in interstate commerce. The Government introduced in evidence an exemplified copy of the judgment and sentence in the 1961 Florida felony proceeding. App. 10.

Shortly before the trial, petitioner’s counsel informed the court that he had been advised that Lewis was not represented by counsel in the 1961 Florida proceeding. 3 He claimed that under Gideon v. Wainwright, supra, a violation of § 1202 *58 (a)(1) could not be predicated on a prior conviction obtained in violation of petitioner’s Sixth and Fourteenth Amendment rights. The court rejected that claim, ruling that the constitutionality of the outstanding Florida conviction was immaterial with respect to petitioner’s status under § 1202 (a)(1) as a previously convicted felon at the time of his arrest. Petitioner, accordingly, offered no evidence as to whether in fact he had been convicted in 1961 without the aid of counsel. We therefore assume, for present purposes, that he was without counsel at that time.

On appeal, the United States Court of Appeals for the Fourth Circuit, by a divided vote, affirmed. 591 F. 2d 978 (1979). It held that a defendant, purely as a defense to a prosecution under § 1202 (a)(1), could not attack collaterally an outstanding prior felony conviction, and that the statutory prohibition applied irrespective of whether that prior conviction was subject to collateral attack. The Court of Appeals also rejected Lewis’ constitutional argument to the effect that the use of the prior conviction as a predicate for his prosecution under § 1202 (a)(1) violated his rights under the Fifth and Sixth Amendments.

Because of conflict among the Courts of Appeals, 4 we granted certiorari. 442 U. S. 939 (1979).

*59 II

Four cases decided by this Court provide the focus for petitioner’s attack upon his conviction. The first, and pivotal one, is Gideon v. Wainwright, supra, where the Court held that a state felony conviction without counsel, and without a valid waiver of counsel, was unconstitutional under the Sixth and Fourteenth Amendments. That ruling is fully retroactive. Kitchens v. Smith, 401 U. S. 847 (1971).

*60 The second case is Burgett v. Texas, 389 U. S. 109 (1967). There the Court held that a conviction invalid under Gideon could not be used for enhancement of punishment under a State’s recidivist statute. The third is United States v. Tucker, 404 U. S. 443 (1972), where it was held that such a conviction could not be considered by a court in sentencing a defendant after a subsequent conviction. And the fourth is Loper v. Beto, 405 U. S. 473 (1972), where the Court disallowed the use of the conviction to impeach the general credibility of the defendant. The prior conviction, the plurality opinion said, “lacked reliability.” Id., at 484, quoting Linkletter v. Walker, 381 U. S. 618, 639, and n. 20 (1965).

We, of course, accept these rulings for purposes of the present case. Petitioner’s position, however, is that the four cases require a reversal of his conviction under § 1202 (a)(1) on both statutory and constitutional grounds.

Ill

The Court has stated repeatedly of late that in any case concerning the interpretation of a statute the “starting point” must be the language of the statute itself. Reiter v. Sonotone Corp., 442 U. S. 330, 337 (1979). See also Touche Ross & Co. v. Redington, 442 U. S. 560, 568 (1979); Southeastern Community College v. Davis, 442 U. S. 397, 405 (1979). An examination of § 1202 (a)(1) reveals that its proscription is directed unambiguously at any person who “has been convicted by a court of the United States or of a State ... of a felony.” No modifier is present, and nothing suggests any restriction on the scope of the term “convicted.” “Nothing on the face of the statute suggests a congressional intent to limit its coverage to persons [whose convictions are not subject to collateral attack].” United States v. Culbert, 435 U. S. 371, 373 (1978); see United States v. Naftalin, 441 U. S. 768, 772 (1979). The statutory language is sweeping, and its plain meaning is that the fact of a felony conviction imposes a firearm disability until the conviction is vacated or the felon is *61 relieved of his disability by some affirmative action, such as a qualifying pardon or a consent from the Secretary of the Treasury. 5 The obvious breadth of the language may well reflect the expansive legislative approach revealed by Congress’ express findings and declarations, in 18 U. S. C. App. § 1201, 6

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Lewis v. United States, 445 U.S. 55, 100 S. Ct. 915, 63 L. Ed. 2d 198, 1980 U.S. LEXIS 85 (1980).

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