United States v. Wheeler

435 U.S. 313, 98 S. Ct. 1079, 55 L. Ed. 2d 303, 1978 U.S. LEXIS 72
CourtSupreme Court of the United States
DecidedMarch 22, 1978
Docket76-1629
StatusPublished
Cited by1,068 cases

This text of 435 U.S. 313 (United States v. Wheeler) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Wheeler, 435 U.S. 313, 98 S. Ct. 1079, 55 L. Ed. 2d 303, 1978 U.S. LEXIS 72 (1978).

Opinion

Mr. Justice Stewart

delivered the opinion of the Court.

The question presented in this case is whether the Double Jeopardy Clause of the Fifth Amendment bars the prosecution of an Indian in a federal district court under the Major Crimes Act, 18 U. S. C. § 1153, when he has previously been convicted in a tribal court of a lesser included offense arising out of the same incident.

I

On October 16, 1974, the respondent, a member of the Navajo Tribe, was arrested by a tribal police officer at the Bureau of Indian Affairs High School in Many Farms, Ariz., on the Navajo Indian Reservation. 1 He was taken to the *315 tribal jail in Chinle, Ariz., and charged with disorderly conduct, in violation of Title 17, § 351, of the Navajo Tribal Code (1969). On October 18, two days after his arrest, the respondent pleaded guilty to disorderly conduct and a further charge of contributing to the delinquency of a minor, in violation of Title 17, § 321, of the Navajo Tribal Code (1969). He was sentenced to 15 days in jail or a fine of $30 on the first charge and to 60 days in jail (to be served concurrently with the other jail term) or a fine of $120 on the second. 2

Over a year later, on November 19, 1975, an indictment charging the respondent with statutory rape was returned by a grand jury in the United States District Court for the District of Arizona. 3 The respondent moved to dismiss this *316 indictment, claiming that since the tribal offense of contributing to the delinquency of a minor was a lesser included offense of statutory rape, 4 the proceedings that had taken place in the Tribal Court barred a subsequent federal prosecution. See Brown v. Ohio, 432 U. S. 161. The District Court, rejecting the prosecutor’s argument that “there is not an identity of sovereignties between the Navajo Tribal Courts and the courts of the United States,” dismissed the indictment. 5 The Court of Appeals for the Ninth Circuit affirmed the judgment of dismissal, concluding that since “Indian tribal courts and United States district courts are not arms of separate sovereigns,” the Double Jeopardy Clause barred the respondent’s trial. 545 F. 2d 1255, 1258. We granted certiorari to resolve an intercircuit conflict. 434 U. S. 816. 6

II

In Bartkus v. Illinois, 359 U. S. 121, and Abbate v. United States, 359 U. S. 187, this Court reaffirmed the well-established *317 principle that a federal prosecution does not bar a subsequent state prosecution of the same person for the same acts, and. a state prosecution does not bar a federal one. 7 The basis for this doctrine is that prosecutions under the laws of separate sovereigns do not, in the language of the Fifth Amendment, “subject [the defendant] for the same offence to be twice put in jeopardy”:

“An offence, in its legal signification, means the transgression of a law. . . . Every citizen of the United States is also a citizen of a State or territory. He may be said to owe allegiance to two sovereigns, and may be liable to punishment for an infraction of the laws of either. The same act may be an offense or transgression of the laws of both. . . . That either or both may (if they see fit) punish such an offender, cannot be doubted. Yet it cannot be truly averred that the offender has been twice punished for the same offence; but only that by one act he has committed two offences, for each of which he is justly punishable.” Moore v. Illinois, 14 How. 13, 19-20.

It was noted in Abbate, supra, at 195, that the “undesirable consequences” that would result from the imposition of a double jeopardy bar in such circumstances further support the *318 “dual sovereignty” concept. Prosecution by one sovereign for a relatively minor offense might bar prosecution by the other for a much graver one, thus effectively depriving the latter of the right to enforce its own laws. 8 While, the Court said, conflict might be eliminated by making federal jurisdiction exclusive where it exists, such a “marked change in the distribution of powers to administer criminal justice” would not be desirable. Ibid.

The “dual sovereignty” concept does not apply, however, in every instance where successive cases are brought by nominally different prosecuting entities. Grafton v. United States, 206 U. S. 333, held that a soldier who had been acquitted of murder by a federal court-martial could not be retried for the same offense by a territorial court in the Philippines. 9 And Puerto Rico v. Shell Co., 302 U. S. 253, 264-266, reiterated that successive prosecutions by federal and territorial courts are impermissible because such courts are “creations emanating from the same sovereignty.” Similarly, in Waller v. Florida, 397 U. S. 387, we held that a city and the State of which it *319 is a political subdivision could not bring successive prosecutions for unlawful conduct growing out of the same episode, despite the fact that state law treated the two- as separate sovereignties.

The respondent contends, and the Court of Appeals held, that the “dual sovereignty” concept should not apply to successive prosecutions by an Indian tribe and the United States because the Indian tribes are not themselves sovereigns, but derive their power to punish crimes from the Federal Government. This argument relies on the undisputed fact that Congress has plenary authority to legislate for the Indian tribes in all matters, including their form of government., Winton v. Amos, 255 U. S. 373, 391-392; In re Heff, 197 U. S. 488, 498-499; Lone Wolf v. Hitchcock, 187 U. S. 553; Talton v. Mayes, 163 U. S. 376, 384. Because o-f this all-encompassing federal power, the respondent argues that the tribes are merely “arms of the federal government” 10 which, in the words of his brief, “owe their existence and vitality solely to the political department of the federal government.”

We think that the respondent and the Court of Appeals, in relying on federal control over Indian tribes, have misconceived the distinction between those cases in which the “dual sovereignty” concept is applicable and those in which it is not.

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Bluebook (online)
435 U.S. 313, 98 S. Ct. 1079, 55 L. Ed. 2d 303, 1978 U.S. LEXIS 72, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-wheeler-scotus-1978.