United States v. Tucker

82 F.3d 1423, 1996 WL 225986
CourtCourt of Appeals for the Eighth Circuit
DecidedMay 6, 1996
DocketNo. 95-3268EA
StatusPublished
Cited by5 cases

This text of 82 F.3d 1423 (United States v. Tucker) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Tucker, 82 F.3d 1423, 1996 WL 225986 (8th Cir. 1996).

Opinion

MCMILLIAN, Circuit Judge,

dissenting, with whom MURPHY, Circuit Judge, joins.

Neither law nor fact supports the panel’s decision to disqualify Judge Henry Woods from presiding at the trial of United States v. Jim, Guy Tucker. Judge Woods is one of this circuit’s most experienced and respected trial judges. He has served his community, his state, and his nation with distinction for more than fifty-six years. For a panel of this court to disqualify Judge Woods “to preserve the appearance of impartiality” is a disservice to the federal judiciary. To do so on the basis of newspaper and magazine articles and without the issue having been raised in district court, giving Judge Woods an opportunity to respond, compounds the indignity.

Because we believe that this decision not only demeans the reputation of an honorable member of the federal judiciary, but incorrectly applies the clearly established procedural, evidentiary, and substantive standards required by 28 U.S.C. § 455(a), we believe that this court should rehear this case en bane and reverse the panel’s decision. Therefore, we dissent from its decision to deny the suggestion for the petition for rehearing en banc.1

The panel concedes that there are no past or present political or social relationships between Judge Woods and defendant Tucker. Yet, based on the allegations printed in various newspaper articles, the panel concludes that the reported friendship between Judge Woods and the Clintons in conjunction with the Clintons’ occasional political association with defendant Tucker creates an “unmistakable appearance” of bias or partiality. As a consequence of this conclusion, the panel disqualifies Judge Woods and remands the case for reassignment. This standard lacks any precedential or statutory foundation and establishes an unworkable guideline defining what constitutes the appearance of partiality.

Although this court has on occasion invoked its power to reassign a case, it has done so sparingly and only where our court was presented with unusual circumstances. See, e.g., Reserve Mining Co. v. Lord, 529 F.2d 181 (8th Cir.1976). By contrast, the panel’s exercise of its supervisory power in response to the Independent Counsel’s request, which failed to present a basis for procedural exemption, deviates from our court’s precedent both with respect to the disqualification standard as well as the process by which disqualification requests must be made. More importantly, the panel’s venture into unchartered waters establishes a dangerous precedent that is not only difficult to reconcile with this court’s past decisions, but will return to haunt us in the future. In particular, we object to the unusual procedural departure employed by the panel to reach the merits of a request not first brought before the district court in a timely fashion. We also protest the evidentiary foundation on which the panel concludes that an “unmistakable appearance” of partiality exists and the unusual process by which that evidence was introduced. Finally, we reject the standard applied to Judge Woods — i.e., a friend of a friend creates an impermissible appearance of bias — as without precedential support and unworkable. Because of the importance of the issues, we address the grounds for each of our objections below.

A The Procedural Requirements for Section 455

This court has repeatedly held that section [1425]*14254552 recusal motions must be raised first with the district court; the appellate court then reviews the district court’s determination for an abuse of discretion. See, e.g., Pope v. Federal Express Corp., 974 F.2d 982, 985 (8th Cir.1992); In re Hale, 980 F.2d 1176, 1178 (8th Cir.1992); accord United States v. Yonkers Bd. of Educ., 946 F.2d 180, 183 (2d Cir.1991). Judge Bowman, the author of the panel opinion, has previously made this point:

Relief under section 144 is expressly conditioned on the timely filing of a legally sufficient affidavit_ In addition, although section 455 has no express timeliness requirement, this Court has held that claims under this section will not be considered unless timely made.

Holloway v. United States, 960 F.2d 1348, 1355 (8th Cir.1992).

Parties are required to apply for recusal “at the earliest possible moment after obtaining knowledge of facts demonstrating the basis for such a claim,” Apple v. Jewish Hosp. & Medical Ctr., 829 F.2d 326, 333 (2d Cir.1987), for two reasons: 1) a prompt application affords the district judge an opportunity to assess its mente, and 2) a prompt application avoids the risk that a party is holding back a recusal motion as a fail-back position in the face of an adverse ruling. See In re International Business Machines Corp., 45 F.3d 641, 643 (2d Cir.1995); accord In re Cargill, Inc., 66 F.3d 1256, 1262-63 (1st Cir.1995) (“In the real world, recusal motions are sometimes driven more by litigation strategies than by ethical concerns.”); Phillips v. Amoco Oil Co., 799 F.2d 1464, 1472 (11th Cir.1986) (“Counsel, knowing the facts claimed to support a § 455(a) recusal for appearance of partiality may not lie in wait, raising the recusal issue only after learning the court’s ruling on the merits.”), cert. denied, 481 U.S. 1016, 107 S.Ct. 1893, 95 L.Ed.2d 500 (1987).

The Independent Counsel’s tardy request confronts this court with-just such considerations. The Independent Counsel was undoubtedly aware of the connections he cited as the basis- for his request prior to the hearing before Judge Woods.3 Yet, he did not bring the matter to the attention of Judge Woods, or to any court, until after Judge Woods had made his unfavorable ruling. The failure to move for a judge’s recusal in a timely fashion is grounds for its denial. See In re Apex Oil Co., 981 F.2d 302, 304 (8th Cir.1992). Moreover, the timing of the motion to recuse Judge Woods, after the [1426]*1426Independent Counsel suffered the adverse ruling, renders the request suspect as a litigation strategy rather than an ethical concern. To this extent, observers could feel the Independent Counsel has politicized this case in an effort to draw a different judge.

In the face of overwhelming precedent, the panel distinguishes the present case by asserting that the timeliness requirement is limited to motions made pursuant to section 455(b). The panel cites no authority for this proposition. Although distinctions between sections 455(a) and 455(b) exist, see Liteky v. United States, 510 U.S. 540,-, 114 S.Ct. 1147, 1163, 127 L.Ed.2d 474 (1994) (Kennedy, J.

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82 F.3d 1423, 1996 WL 225986, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-tucker-ca8-1996.