Dyas v. Lockhart

705 F.2d 993, 1983 U.S. App. LEXIS 28667
CourtCourt of Appeals for the Eighth Circuit
DecidedApril 21, 1983
DocketNo. 82-2016
StatusPublished
Cited by51 cases

This text of 705 F.2d 993 (Dyas v. Lockhart) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dyas v. Lockhart, 705 F.2d 993, 1983 U.S. App. LEXIS 28667 (8th Cir. 1983).

Opinion

FLOYD R. GIBSON, Senior Circuit Judge.

In 1975, habeas petitioner Jimmie Lee Dyas was convicted of capital felony murder by a jury in the Little River (Arkansas) Circuit Court. Dyas was sentenced to life imprisonment without possibility of parole. The presiding judge at Dyas’ trial was the now deceased Judge Bobby Steele, who was the uncle of the Prosecuting Attorney and the brother and father of the two Deputy Prosecuting Attorneys who participated in the prosecution of Dyas. Before trial, Judge Steele sua sponte wrote Dyas’ trial counsel and offered to disqualify himself because of his relationships with the Prosecuting Attorneys. Dyas’ counsel refused Judge Steele’s offer to disqualify.

In his pro se direct appeal to the Arkansas Supreme Court, Dyas claimed inter alia Judge Steele was disqualified from trying the case given his relationship with the Prosecuting Attorneys. Dyas alleged that he was not personally aware of Judge Steele’s disqualification offer because trial counsel had not communicated the offer of recusal to him. The Arkansas Supreme Court, addressing this allegation stated: “The actual record is deficient on this point and appellant’s complaint is too late and cannot be raised for the first time on appeal. We note that the identical surnames of the judge and the prosecuting attorney were obviously known.” Dyas v. State, 260 Ark. 303, 323, 539 S.W.2d 251, 263 (1976).

In 1981, after Dyas had exhausted his Arkansas post-conviction remedies, he filed his habeas petition in the United States District Court, Eastern Division. Dyas alleged that Judge Steele’s refusal to disqualify himself violated Arkansas constitutional and statutory law, the Code of Judicial Conduct adopted by the Arkansas Supreme Court, and the due process clause of the fifth and fourteenth amendments. The case was assigned to District Judge Elsijane T. Roy, who, in turn, assigned the case to U. S. Magistrate Henry Jones for a proposed recommendation for disposition of the case. Judge Roy had served as an associate justice of the Arkansas Supreme Court when Dyas’ conviction was affirmed by that Court on direct appeal.

Judge Roy, adopting Magistrate Jones’ recommendation, dismissed Dyas’ petition without a hearing, concluding that Dyas’ disqualification claim stated no due process violation because there was no specific showing of prejudice or unfairness in the trial. Judge Roy also noted that Dyas’ counsel had failed to accept Judge Steele’s recusal offer.

On appeal, Dyas contends he was denied his due process right to a fair trial by Judge Steele’s presiding over his criminal trial. Dyas suggests that, absent a showing that he personally waived Judge Steele’s disqualification offer, this court should conclusively presume actual bias and, hence, actual prejudice from Judge Steele’s relationship to the Prosecuting Attorneys.

Certainly, a fair trial in a fair tribunal is a basic requirement of due process. In re Murchison, 349 U.S. 133, 136, 75 S.Ct. 623, 625, 99 L.Ed. 942 (1955). And the right to a fair trial necessarily requires that the trial judge be neutral, detached, and free from actual bias. Id., Ward v. Monroeville, 409 U.S. 57, 61-2, 93 S.Ct. 80, 83-4, 34 L.Ed.2d 267 (1972). However, before determining whether Judge Steele’s relationship with the Prosecuting Attorneys necessarily suggests unconstitutional bias, we need to address the threshold question of whether Dyas personally waived Judge Steele’s disqualification offer. If Dyas knew of Judge Steele’s disqualification offer and nevertheless declined to accept it, he cannot now be heard to claim that he was denied due process by Judge Steele’s presiding at his criminal trial. Johnson v. United States, 318 [996]*996U.S. 189, 201, 63 S.Ct. 549, 555, 87 L.Ed. 704 (1943).

Unfortunately, neither the Arkansas Supreme Court nor the district court addressed whether Dyas was given an opportunity to accept Judge Steele’s recusal offer. The Arkansas Supreme Court simply found that Dyas could not raise the disqualification issue for the first time on appeal. The district court noted that Dyas’ counsel was aware of Judge Steele’s offer, but did not address whether Dyas was aware of that offer. During oral argument before this court, however, counsel for the State of Arkansas indicated that two of Dyas’ four trial counsels had told Dyas about the disqualification offer.

Under the circumstances, we conclude it is appropriate to remand this case to the federal district court for a hearing on the question of whether Dyas knew about and nevertheless declined to accept Judge Steele’s recusal offer. Townsend v. Sain, 372 U.S. 293, 313, 83 S.Ct. 745, 757, 9 L.Ed.2d 770 (1963). See also Blackwell v. Brewer, 562 F.2d 596, 600 (8th Cir.1977) (remand to district court for hearing on whether petitioner waived objection to alleged constitutional error in conduct of trial, where neither state court nor district court had addressed waiver issue).1

Assuming that the district court determines after a hearing that Dyas did not personally waive Judge Steele’s disqualification offer, Dyas contends the district court must grant his petition. Dyas suggests that, absent his personal waiver, he was denied due process because Judge Steele is conclusively presumed to be biased given his relationship to the Prosecuting Attorney; Dyas claims that he need not demonstrate Judge Steele’s actual bias or actual prejudice.

Generally, a habeas petitioner seeking reversal of his conviction on due process grounds because of the trial judge’s alleged bias must demonstrate that the judge was actually biased or prejudiced against the petitioner. See Corbett v. Bordenkirder, 615 F.2d 722, 723-24 (6th Cir. 1980); Brinlee v. Crisp, 608 F.2d 839, 852-53 (10th Cir.1979); compare Smith v. Phillips, 455 U.S. 209, 215-220, 102 S.Ct. 940, 944-947, 71 L.Ed.2d 78, 85-87 (1982) (petitioner alleging juror bias must prove actual bias to establish due process claim). However, as the Supreme Court has recognized, “[n]ot only is a biased decisionmaker constitutionally unacceptable but ‘our system of law has always endeavored to prevent even the probability of unfairness.’ ” Withrow v. Larkin, 421 U.S. 35, 47, 95 S.Ct. 1456, 1464, 43 L.Ed.2d 712 (1975), quoting In re Murchison, 349 U.S. at 136, 75 S.Ct. at 625. Accordingly, there are cases where “experience teaches that the probability of actual prejudice on the part of the judge or decisionmaker is too high to be constitutionally tolerable.” Id. For example, experience teaches that the probability of actual bias is too high where the judge has a pecuniary interest in the outcome of a trial2 or where the judge has been the target of personal abuse or criticism from the party before him.

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Bluebook (online)
705 F.2d 993, 1983 U.S. App. LEXIS 28667, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dyas-v-lockhart-ca8-1983.