United States v. Thomas Francis King, (Two Cases)

482 F.2d 768, 157 U.S. App. D.C. 179
CourtCourt of Appeals for the D.C. Circuit
DecidedJuly 18, 1973
Docket71-1267
StatusPublished
Cited by29 cases

This text of 482 F.2d 768 (United States v. Thomas Francis King, (Two Cases)) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Thomas Francis King, (Two Cases), 482 F.2d 768, 157 U.S. App. D.C. 179 (D.C. Cir. 1973).

Opinion

*770 SPOTTSWOOD W. ROBINSON, III, Circuit Judge:

These appeals feature a dispute within one of the areas we recently explored in Coleman v. Burnett: 1 the right of the accused at a federal preliminary hearing to examine a witness whose testimony is potentially material to the issue of probable cause to bind the accused over for further prosecution. Asserting a denial of that right, appellant unsuccessfully sought from the District Court an order directing a post-indictment reopening of his preliminary hearing, which culminated in an affirmative determination of probable cause. We find that there was such a denial, but we also find Coleman controlling as to the avenue for remediation. We affirm the District Court’s disposition, but without prejudice to an appropriate invocation by appellant of Coleman-type corrective measures.

I

. Appellant was charged with rape and three days later he appeared before a judge of the District of Columbia Court of General Sessions, 2 sitting as a magistrate, 3 for his preliminary hearing. On his objection to a hearing in the absence of the rape-complainant, the judge granted his motion for a continuance and issued a subpoena commanding the complainant to appear on the new date set for the hearing. Despite her compliance with the subpoena and her apparent availability in other respects to testify, the Government rested its entire presentation at the resumed hearing on a hearsay version of the alleged offense by a police officer. 4 The presiding judge 5 rejected defense objections to the Government’s refusal to call the complainant as a witness for the prosecution, 6 and denied defense counsel leave to call her to the witness stand himself. 7 On the basis of the officer’s testimony, the judge found probable cause to hold appellant for grand jury action. 8

Subsequently, but before the return of an indictment, appellant moved in the District Court for a reopening of the preliminary hearing. The motion was denied, and one of the present appeals is from that denial. Somewhat later, appellant was indicted for rape 9 and robbery, 10 and thereafter he presented to the District Court a second motion seeking a supplemental preliminary hearing and, alternatively, a stay of proceedings or injunctive relief. The other appeal is from the denial of that motion. Still later, appellant was found incompetent to stand trial and was committed to a hospital, where he remains today.

II

We are met at the threshold by the Government’s challenge to our jurisdiction to entertain these appeals. Deeming the orders appealed from nonfinal, and pointing to finality as a prerequisite *771 to appealability, 11 the Government argues that the validity of the denials of appellant’s motions to reopen his preliminary hearing is a question not properly before us. By the Government’s theory, the only course open to appellant is to await a conviction, and in that event to test the denials on an appeal from the judgment of conviction. We do not agree.

To be sure, for familiar reasons, interlocutory orders in criminal cases are generally nonappealable. 12 And, again speaking generally, whether the case is civil or criminal in nature, “a ‘judgment’ or ‘decision’ is final for the purpose of appeal only ‘when it terminates the litigation between the parties on the merits of the case, and leaves nothing to be done but to enforce by execution what has been determined.’ ” 13 But not every order prior to judgment is nonappealable, 14 nor is every proceeding collateral to an ongoing criminal prosecution taboo. 15 We need not ponder the question whether the District Court’s orders denying appellant’s motions would be appealable as orders in such a prosecution, for we are satisfied that they were not of that character.

Nearly a decade ago, we laid down the principle that an accused deprived of a substantial right at his preliminary hearing could seek relief by way of habeas corpus or mandamus. 16 Certainly if appellant had pursued either of those remedies in the District Court separately from the criminal proceeding, he could have taken an immediate appeal from any adverse final decision. 17 Since, on careful analysis, the motions invoking appellant’s preliminary hearing entitlements emerge as lit *772 igation substantively apart from the prosecution, the same result must follow.

Each of the motions asked the District Court for an order directing the judge who conducted the preliminary hearing to reopen it for the purpose of permitting appellant’s counsel to examine the complainant as his witness. The common objective of the motions, then, was relief in the nature of mandamus. The only dissimilarity between appellant’s motions and other mandamus undertakings which, for comparable situations, our decisions have approved is that the others have been full-fledged actions for writs of mandamus. 18 While undoubtedly it was this dissimilarity that prompted the Government’s jurisdictional objection, it nevertheless is a distinction without legal difference.

The crucial fact of the matter is that the directive which appellant sought from the District Court was as readily available in an informal proceeding as in the most formal and elaborate suit in mandamus. In this age of increasing emphasis on simplicity, judicial procedures have shed much of their archaic formalism. 19 So, too, the austerity which in earlier times might have pervaded judicial treatment of preliminary hearing problems is largely out of fashion today. Thus a challenge to a magistrate’s determination of probable cause to detain the accused need not be confined within the strictures of habeas corpus, but may, and more probably should be, advanced by a motion in the district court. 20 Even more relevant is Holmes v. Unittd States, 21 in which we specifically held that an accused seeking rectification of a claimed deprivation of rights at his preliminary hearing may, in lieu of a separate action in mandamus, seek redress by a motion in the district court. 22

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Bluebook (online)
482 F.2d 768, 157 U.S. App. D.C. 179, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-thomas-francis-king-two-cases-cadc-1973.