United States v. Stephens

25 M.J. 171, 1987 CMA LEXIS 6824
United States Court of Military Appeals·Decided November 23, 1987·No. No. 52,145; NMCM 83 3570·Published·Cited by 5 cases

Opinion

PER CURIAM:

Pursuant to his pleas, appellant was convicted of larceny of government money, filing false claims, and bribery, in violation of Articles 121,132, and 134, Uniform Code of Military Justice, 10 U.S.C. §§ 921, 932, and 934, respectively. He was sentenced by members to confinement for 2 months, forfeiture of $366.00 pay per month for 2 months, reduction to E-l, and a bad-conduct discharge. The convening authority approved the sentence but deferred and suspended confinement pursuant to a pretrial agreement. The supervisory authority disapproved the findings of guilty of larceny pursuant to the recommendation of his staff judge advocate, but upon his reassessment, he approved the sentence except for confinement. The Court of Military Review affirmed. Appellant now complains that the conduct of his civilian counsel and his appointed military counsel denied him a fair trial.1

The events that led up to appellant’s arrest are fairly simple. He approached a disbursing clerk and offered him a bribe of $200 to process a false claim for $1,200. The clerk immediately reported the incident to his superiors, who in turn contacted the Naval Investigative Service (NIS) to observe the forthcoming illegal transaction. NIS agents witnessed the crime, and appellant was apprehended after he paid the clerk the $200.

Appellant sought the services of Major C. L. Lowder, USMC, the senior defense counsel on base. Eventually, Major Lowder was appointed defense counsel for appellant. After awhile, appellant became interested in employing civilian counsel and retained a civilian attorney, Mr. Terence L. Lewis. The record of trial and the allied papers support the conclusion that both Major Lowder and Mr. Lewis competently represented appellant. The charges were fully investigated; and, based on the overwhelming evidence against him, counsel recommended that he negotiate a plea of guilty. Appellant insisted that he was not guilty of the larceny charge because he would have paid back the money if the false claim had been detected by finance auditors. Efforts were made by counsel on behalf of appellant to persuade the Government to accept a plea to wrongful appropriation of government funds, instead of larceny, to accommodate his insistence that he did not intend to permanently deprive the Government of the funds.

Notwithstanding counsels’ efforts, the Government would not reduce the charges. [173] The offenses were referred to a special court-martial, and despite his earlier objections to the larceny charge, appellant entered pleas of guilty thereto as well as to the false-claim charges. The military judge carefully and fully explored the elements of the larceny guilty plea and accepted it as provident.

Appellant now claims that he was innocent of larceny and that he was coerced into pleading guilty by Major Lowder. He ascribes as a motive for the coercion a convoluted scenario in which he asserts that Major Lowder convinced him to plead guilty so he would receive a discharge from the service; if he got the discharge, he would then need a job; Major Lowder then solicited him to become a dealer of Amway products, a venture that would result in great profit to Major Lowder as his sponsor. Hence, according to appellant, Major Lowder placed him in the vulnerable position of having to accept the opportunity.

He also claims he agreed to plead guilty because Major Lowder allegedly told him he could face a general court-martial and 9 years’ confinement at Fort Leavenworth if he refused to do so.

While we find that Major Lowder’s conduct in using his superior position to attempt to influence appellant into becoming an Amway dealer highly improper conduct (see SECNAVINST 5370.3g, 4 Aug 77), the record is devoid of any causal connection between the Amway deal and appellant’s decision to plead guilty. Indeed, all evidence in support of appellant’s assertion shows that the solicitation of him took place “after the fact” of the court-martial.

The staff judge advocate promptly investigated appellant’s claims of coercion and wrongdoing by both military and civilian counsel. He reported appellant’s allegations and the conclusions of the investigation in an addendum to his Staff Judge Advocate’s Review to the Commanding General, Marine Corps Development and Education Command, the supervisory authority. He concluded that appellant’s "contentions concerning the adequacy of his detailed and civilian counsel ... [were] without merit.” He was “convinced, however, that the advice given ... [appellant] by the detailed defense counsel concerning the possibility of trial by general court-martial amounted to misinformation and, under the circumstances of this case, constituted undue pressure upon the accused to enter a plea of guilty to Charge I” (the larceny charge). He then recommended that the findings of guilty to Charge I be set aside. He also advised that “a separate investigation” into the Amway solicitation was underway. Based upon this recommendation, the supervisory authority set aside the larceny charge but approved the bad-conduct discharge.

Appellant is not satisfied with the remedy, asking now “that all charges and specifications be dismissed” but citing no authority for such an extraordinary remedy.

This Court has been ever vigilant to claims of ineffective assistance of counsel. United States v. Scott, 24 M.J. 186 (C.M.A.1987). “In order to prevail on an ineffectiveness of counsel claim, an accused must establish both incompetence and prejudice.” Id. at 188. We are reluctant to conclude that an attorney is “incompetent” for trying to persuade his client to enter into a favorable plea bargain. This is particularly true in a case such as this where the Government enjoys an overwhelming case and is willing to permit an accused to walk away with no confinement in the face of a possible lengthy period of confinement and a dishonorable discharge.

In this case, however, we agree with the staff judge advocate that defense counsel used improper techniques to convince appellant to accept the deal, if in fact defense counsel knew that there was no possibility the charges would be referred to a general court-martial.2

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United States v. Stephens, 25 M.J. 171, 1987 CMA LEXIS 6824 (cma 1987).

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