United States v. Dumas

36 M.J. 941, 1993 CMR LEXIS 95, 1993 WL 56263
CourtU.S. Army Court of Military Review
DecidedFebruary 25, 1993
DocketACMR 9102440
StatusPublished
Cited by10 cases

This text of 36 M.J. 941 (United States v. Dumas) is published on Counsel Stack Legal Research, covering U.S. Army Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Dumas, 36 M.J. 941, 1993 CMR LEXIS 95, 1993 WL 56263 (usarmymilrev 1993).

Opinion

OPINION OF THE COURT

WERNER, Senior Judge:

In accordance with his pleas, the appellant was found guilty of two specifications each of burglary and assault with intent to commit rape, in violation of Articles 129 and 134, Uniform Code of Military Justice, 10 U.S.C. §§ 929 and 934 (1982) [hereinafter UCMJ]. A general court-martial com[942]*942posed of officer and enlisted members adjudged a dishonorable discharge, confinement for seven years, forfeiture of all pay and allowances, and reduction to Private El. Pursuant to a pretrial agreement, the convening authority approved only sixty months of the confinement as well as the remainder of the sentence.

The appellant complains that his trial defense counsel’s representation was constitutionally defective in that he permitted the appellant to unconditionally plead guilty without first attempting to contest the admissibility of the only incriminating evidence against him — the appellant’s confession. We disagree that the defense counsel’s performance failed to meet constitutional standards of effectiveness.

I.

In order to establish ineffectiveness of counsel, an appellant has the burden of showing that his counsel’s performance was deficient and that he was prejudiced by such deficiency. Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984); United States v. Scott, 24 M.J. 186 (C.M.A.1987). As enumerated by the Supreme Court in Strickland, the standard is:

First, the defendant must show that counsel’s performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the “counsel” guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that the deficient performance prejudiced the defense. This requires showing that counsel’s errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.

Id. at 687, 104 S.Ct. at 2064.

In its first application of Strickland, the Court of Military Appeals elaborated on the criteria laid out by the Supreme Court.

The competence of counsel is presumed. To make out a claim of ineffective assistance of counsel, the accused must rebut this presumption by pointing out specific errors made by his defense counsel which were unreasonable under prevailing professional norms. United States v. Cronic, 466 U.S. 648, 104 S.Ct. 2039, 80 L.Ed.2d 657 (1984). The reasonableness of counsel’s performance is to be evaluated from counsel’s perspective at the time of the alleged error and in light of all the circumstances. “In making [the competence] determination, the court should keep in mind that counsel’s function, as elaborated in prevailing professional norms, is to make the adversarial testing process work in the particular case.” 466 U.S. at 690, 104 S.Ct. at 2066.
The purpose of guaranteeing effective assistance “of counsel is to ensure that a defendant has the assistance necessary to justify reliance on the outcome of the proceeding.” Id. at 691-92, 104 S.Ct. at 2067. Consequently, even unprofessional errors by counsel do not justify setting aside a conviction unless the deficient conduct “actually had an adverse effect on the defense.” Requiring an accused to affirmatively establish prejudice is justified because:
The government is not responsible for, and hence not able to prevent, attorney errors that will result in reversal of a conviction or sentence. Attorney errors come in an infinite variety and are as likely to be utterly harmless in a particular case as they are to be prejudicial. They cannot be classified according to likelihood of causing prejudice. Nor can they be defined with sufficient precision to inform defense attorneys correctly just what conduct to avoid. Representation is an art, and an act or omission that is unprofessional in one case may be sound or even brilliant in another.
Id. at 693, 104 S.Ct. at 2067.
The test for prejudice when a conviction is challenged on the basis of actual ineffectiveness of counsel “is whether there is a reasonable probability that, absent the errors, the factfinder would have had a reasonable doubt respecting guilt.” Strickland v. Washington, supra at 695, 104 S.Ct. at 2068-69. This [943]*943requires a court to consider the totality of the evidence before the factfinder.

Scott, 24 M.J. at 188-89 (C.M.A.1987).

Since Scott, the court has restated the standard more succinctly.

To show that his trial defense counsel was ineffective, an accused must demonstrate that his counsel was seriously deficient in some manner and that there is a reasonable probability that, but for this deficiency, the result of the proceeding would have been different____ In weighing such matters, we must give deference to counsel’s tactical judgment and not substitute our view with the benefit of hindsight.

United States v. Bono, 26 M.J. 240, 242 (C.M.A.1988) (citations omitted).

In United States v. Holt, 33 M.J. 400 (C.M.A.1991), the court also held:

Concerning the second component, prejudice, the question is whether “there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to undermine confidence in the outcome.” 466 U.S. at 694, 104 S.Ct. at 2068.
Clearly, the Sixth Amendment test for ineffectiveness is quite difficult to meet. Indeed, that is as it should be, for the concern is not to provide a windfall but, rather, to ensure that the result of the trial is reliable by, in turn, ensuring that the trial process was truly adversarial.

Id. at 409. Accord United States v. Tyler, 36 M.J. 641 (A.C.M.R.1992).

Most recently, the “but for” test for determining whether counsel’s ineffectiveness was prejudicial appears to have been modified by the Supreme Court. Lockhart v. Fretwell, — U.S. -, 113 S.Ct. 838, 122 L.Ed.2d 180 (1993). In that case, the Court reversed the court of appeals’ affirmance of a lower court’s vacation of a capital sentence on grounds that the defense counsel’s failure to object to aggravating evidence was prejudicially deficient representation. In commenting on the constitutional standard governing ineffectiveness of counsel, the Court opined:

Our decisions have emphasized that the Sixth Amendment right to counsel exists “in order to protect the fundamental right to a fair trial.” ... Thus, “the right to the effective assistance of counsel is recognized not for its own sake, but because of the effect it has on the ability of the accused to receive a fair trial. Absent some effect of challenged conduct on the reliability of the trial process, the Sixth Amendment guarantee is generally not implicated.” ...
The test formulated in Strickland

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Bluebook (online)
36 M.J. 941, 1993 CMR LEXIS 95, 1993 WL 56263, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-dumas-usarmymilrev-1993.