United States v. Soto

Procedural entryThis page is a short order in United States v. Soto. Read the opinion of the Court — 519 F.3d 927
Court of Appeals for the Ninth Circuit·Decided March 19, 2008·No. 07-30011·Published

Opinion

FOR PUBLICATION

UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

UNITED STATES OF AMERICA,  No. 07-30011 Plaintiff-Appellee, D.C. No. v.  CR-06-02076-AAM JOSE MARTIN SOTO, ORDER AND Defendant-Appellant.

 OPINION

Appeal from the United States District Court for the Eastern District of Washington Alan A. McDonald, District Judge, Presiding

Argued and Submitted

November 7, 2007—Seattle, Washington

Filed March 19, 2008

Before: William C. Canby, Jr., Susan P. Graber, and Ronald M. Gould, Circuit Judges.

Per Curiam;

Concurrence by Judge Graber; Concurrence by Judge Gould

UNITED STATES v. SOTO 2611

COUNSEL

Tracy A. Staab, Research & Writing Attorney, Federal Defenders of Eastern Washington & Idaho, Spokane, Washington , for the defendant-appellant.

2612 UNITED STATES v. SOTO Thomas J. Hanlon, Assistant United States Attorney, Yakima, Washington, for the plaintiff-appellee.

ORDER

The petition for panel rehearing is GRANTED. The memorandum disposition filed on November 28, 2007, is withdrawn and the Clerk is ordered to file the attached opinion in its place. New petitions for rehearing and petitions for rehearing en banc may be filed.

OPINION

PER CURIAM:

Defendant Jose Martin Soto appeals his conviction for possession of methamphetamine with intent to distribute, 21 U.S.C. § 841(a). He argues that the district court violated Carter v. Kentucky, 450 U.S. 288 (1981), and James v. Kentucky, 466 U.S. 341 (1984), by failing to give his requested instruction that the jury make no adverse inference from his constitutionally protected choice not to testify. We hold that any error was harmless beyond a reasonable doubt. We also reject Defendant’s other challenge to the jury instructions. We therefore affirm.

FACTUAL AND PROCEDURAL HISTORY

Police arrested Lenise Acevedo on drug charges. She agreed to help them arrest several of her suppliers, including Defendant. After a controlled sale of methamphetamine at Defendant’s house, police obtained and executed a search warrant. They arrested Defendant, who was asleep in bed, and searched his house. That search uncovered drugs hidden in the kitchen, in the bedroom where Defendant was sleeping, and

UNITED STATES v. SOTO 2613 in a nearby bedroom; two scales commonly used by drug distributors in a kitchen drawer; and $537 in cash.

Defendant was indicted on one count of distribution of methamphetamine, 21 U.S.C. § 841(a), and one count of possession of methamphetamine with intent to distribute, id. He pleaded not guilty. In addition to the results of the search of Defendant’s house, the primary evidence introduced by the government in the three-day jury trial was the testimony of Acevedo, who testified in exchange for a reduced sentence.

In a pretrial conference on August 12, 2006, the district court set a deadline of August 29—one week before trial—for proposed jury instructions to be submitted in writing by both parties. Neither party objected to the deadline or to the requirement of written proposals. Only the government submitted proposed jury instructions in writing; Defendant did not submit any proposed jury instructions, either orally or in writing.

At the close of trial and immediately before the parties’ closing arguments, Defendant’s counsel orally requested an instruction that the jury should not “hold . . . against him” the fact that Defendant had not testified. The court refused the instruction because no timely written request had been made.

After the parties gave their closing arguments, the court instructed the jury. The court charged the jury to consider the instructions “as a whole” and to presume Defendant’s innocence , explained that the burden of proof beyond a reasonable doubt rested with the government, and defined “reasonable doubt.” The instructions also included this statement: “Your sole interest is to seek the truth from the evidence in the case. You’ve been chosen and sworn as jurors in this case to try the issues of fact presented by the parties and determine the issue of guilt or innocence.” The post-trial instructions did not 2614 UNITED STATES v. SOTO include a statement that the jury should draw no adverse inference from the Defendant’s failure to testify.1

The jury convicted Defendant of possession, but acquitted him of distribution. The lower end of the Sentencing Guidelines range was 188 months, but the district court imposed a sentence of only 120 months—the statutory mandatory minimum . 21 U.S.C. § 841(b)(1)(A). Defendant timely appeals his conviction.

STANDARDS OF REVIEW

We review de novo whether the district court committed reversible error by refusing to instruct the jury that it should draw no adverse inference from a defendant’s failure to testify . United States v. Castaneda, 94 F.3d 592, 596 (9th Cir. 1996).

When a defendant fails to object at trial to jury instructions, we review for plain error. Fed. R. Crim. P. 52(b); United States v. Lopez, 477 F.3d 1110, 1113 (9th Cir.), cert. denied, 128 S. Ct. 131 (2007).

1 Pretrial, the court cautioned the jury pool:

[Defendant’s] not required to take the stand himself. . . . If he calls no witnesses, doesn’t testify, . . . you’re to draw no adverse presumption from that fact. . . .

.... He may not get on the stand for all kinds of reasons[,] . . . [many of which] don’t have anything really to do with this case. . . . You should simply remember that the burden lies over here [referring to the government].

UNITED STATES v. SOTO 2615 DISCUSSION

A. “No Adverse Inference” Instruction

[1] In Carter, 450 U.S. 288, the Supreme Court “held that a trial judge must, if requested to do so, instruct the jury not to draw an adverse inference from the defendant’s failure to take the stand.” James, 466 U.S. at 342. The government argues that harmless error analysis applies to Carter error and that, even if the district court erred, any error was harmless beyond a reasonable doubt. We agree.2

[2] The Supreme Court has recognized that some errors— known as structural errors—“defy analysis by harmless-error standards because they affect the framework within which the trial proceeds.” United States v. Gonzalez-Lopez, 126 S. Ct. 2557, 2564 (2006) (internal quotation marks and alteration omitted); see generally Arizona v. Fulminante, 499 U.S. 279, 307-10 (1991) (dividing errors into “trial errors” and “structural errors”). “If the defendant had counsel and was tried by an impartial adjudicator, there is a strong presumption that any other constitutional errors that may have occurred are subject to harmless-error analysis. Only in rare cases has [the Supreme] Court held that an error is structural . . . .” Washington v. Recuenco, 126 S. Ct. 2546, 2551 (2006) (citations, internal quotation marks, and alterations omitted). The Court has expressly reserved the question whether harmless error analysis applies to Carter error. James, 466 U.S. at 351; Carter , 450 U.S. at 304.

[3] We hold that failure to give a Carter instruction is not a structural error, because it does not “affect the framework within which the trial proceeds.” Gonzalez-Lopez, 126 S. Ct. at 2564 (alteration omitted). The types of errors deemed struc-

2 We therefore need not reach the government’s alternative argument that the district court did not err because it properly enforced the procedural requirements of Federal Rule of Criminal Procedure 30(a).

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