Miller v. Gammie

335 F.3d 889, 2003 WL 21540416
Court of Appeals for the Ninth Circuit·Decided July 9, 2003·No. No. 01-15491·Published·Cited by 1,564 cases

Opinions

Opinion by Chief Judge SCHROEDER; Concurrence by Judge KOZINSKI, Concurrence by Judge O’SCANNLAIN, Concurrence by Judge TASHIMA.

SCHROEDER, Chief Judge.

I. OVERVIEW

We took this case en banc to clarify the narrow scope of absolute immunity after Supreme Court decisions have taken an approach that is fundamentally inconsistent with the reasoning of our earlier circuit authority involving immunity for family-service social workers. Compare Babcock v. Tyler, 884 F.2d 497, 502-03 (9th Cir.1989), with Kalina v. Fletcher, 522 U.S. 118, 127-29, 118 S.Ct. 502, 139 L.Ed.2d 471 (1997), and Antoine v. Byers & Anderson, Inc., 508 U.S. 429, 432-37, 113 S.Ct. 2167, 124 L.Ed.2d 391 (1993).

The three-judge panel felt itself bound by Babcock and therefore held that the social worker and the therapist in this case enjoyed absolute rather than qualified immunity for all their actions “taken in connection with, and incident to, ongoing child dependency proceedings.” Miller v. Gammie, 292 F.3d 982, 989 (9th Cir.2002) (emphasis omitted) (quoting Babcock, 884 F.2d at 503). The Supreme Court adopted a different analysis in Antoine and Kalina^ however, that makes absolute immunity depend on the particular function performed rather than on whether the state officer’s position had a general relationship to a judicial proceeding.

We are asked to review a district court order that deferred a ruling, pending limited discovery, on the defendants’ motion to dismiss on grounds of absolute immunity. Because we conclude that the order is not appealable, we construe this notice of appeal as a petition for a writ of mandamus. See Cordoza v. Pac. States Steel Corp., 320 F.3d 989, 996-98 (9th Cir.2003). We review the merits of the district court’s order on the scope of absolute immunity within the framework of the five factors set out in Bauman v. United States District Court, 557 F.2d 650, 654-55 (9th Cir.1977), which include whether the district court clearly erred.

The three-judge panel, in reversing the district court, felt itself bound by our prior circuit law and held that the district court should have dismissed the case on immunity grounds. We now clarify our law concerning the sometimes very difficult question of when a three-judge panel may reexamine normally controlling circuit precedent in the face of an intervening United States Supreme Court decision, or an [893]*893intervening decision on controlling state law by a state court of last resort. We hold that in circumstances like those presented here, where the reasoning or theory of our prior circuit authority is clearly irreconcilable with the reasoning or theory of intervening higher authority, a three-judge panel should consider itself bound by the later and controlling authority, and should reject the prior circuit opinion as having been effectively overruled. We hold that Antoine and Kalina effectively overruled Babcock to the extent its reasoning is inconsistent with them and that the district court did not err in ordering limited discovery as to the functions performed by the defendants. We remand to the district court to apply the appropriate analysis to the facts developed after further discovery.

II. FACTUAL BACKGROUND

The facts are not complex. At this stage of the litigation, we must' accept them as they were set forth' in the com: plaint. See Mitchell v. Forsyth, 472 U.S. 511, 528 & n. 9, 105 S.Ct. 2806, 86 L.Ed.2d 411 (1985). They are recited in more detail in the panel opinion. See Miller, 292 F.3d at 983-86.

In December 1996, the Nevada Division of Child and Family Services (DCFS) removed twelve-year-old Earl Doe and his older brother from their home to protect them from the horrific physical and sexual abuse they had suffered, and to prevent them from inflicting abuse on other children. DCFS placed them in an emergency foster-care facility. Defendant-Appellant Nancy Gammie, a DCFS social worker, was responsible for Earl’s case, and Defendant-Appellant Fran Zito, a DCFS, social therapist, provided therapy to Earl.

Soon after removing Earl from his home, DCFS petitioned the Nevada Juvenile Court to declare Earl a ward of the State and to grant DCFS custody. The juvenile court approved the removal and placed Earl into the custody of DCFS. A clearly troubled youth, Earl stumbled through foster care and eventually came to live in a Volunteers of America (VOA) emergency shelter.

In her six-month report to the juvenile court, Gammie elaborated on the extent of Earl’s sexual-abuse history, informed the court, of his current placement, and óf her plan to place Earl “into a more homelike setting within the next few weeks.” The juvenile court approved Gammie’s recommendations.

On December 2, 1997, Gammie placed Earl into John and Jane Roe’s home as a foster child. John and Jane were the parents of two young children, but Gammie did not tell the Roes about Earl’s abusiveness. The next day, Gammie submitted her second six-month report to the juvenile court. In it, she reported Earl’s placement in the Roes’ home; however, she did not mention the Roes’ young children. Gammie noted that Earl still required extensive therapy in order to deal with his past sexual abuse “and to reach the point of being safe with other children.”

Zito treated Earl during his placement with John and Jane, who accompanied him to therapy sessions. It was revealed to Zito that Earl had both suffered sexual abuse in prior placements and had sexually abused others. Jane asked Zito if her natural children were safe with Earl in their home. Zito assured Jane that she had nothing to worry about.

According to the complaint, Earl’s placement with John and Jane Roe was tragically unsuccessful. Only two months after Earl’s placement,-the Roes’ son, Joe, informed his parents that Earl had molested him. Two days later, Earl was arrested [894]*894and admitted to sodomizing Joe three to five times.

III. PROCEDURAL BACKGROUND

On June 16, 1999, Tonnie Savage, as guardian ad litem for Earl Doe, the real party in interest, filed a complaint in Nevada state court alleging civil-rights violations under 42 U.S.C. § 1983 and various state-law claims in connection with Earl’s placement in John and Jane Roe’s home. The defendants included DCFS, Gammie, Zito, and VOA. Joe Roe, through his guardian ad litem, Christine Miller, also filed suit against the defendants but has since settled. The claims against VOA were settled as well.

After removal'to federal district court, DCFS, Gammie, and Zito moved for dismissal on the pleadings. The district court dismissed the claims against DCFS and the claims against Gammie and Zito in their official capacities on Eleventh Amendment grounds. The court remanded the state-law claims to Nevada state court. Those rulings have not been appealed.

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Miller v. Gammie, 335 F.3d 889, 2003 WL 21540416 (9th Cir. 2003).

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