Lisa Demaree v. John Krause
Opinions
Concurrence by Judge Berzon;
Partial Concurrence and Partial Dissent by Judge Zouhary;
Dissent by Judge N.R. Smith
OPINION
PER CURIAM:1
As this court has stated repeatedly, families have a “well-elaborated constitutional right to live together without governmental interference.” Wallis v. Spencer,
[1070] I. Background
A.J. Demaree dropped off some family-photos to be printed at á Wal-Mart in Arizona on Friday, August 29, 2008. While developing the pictures, an employee noticed that several pictures portrayed nude children. Wal-Mart called the police. Detective John Krause came and collected the pictures. On Saturday, he photocopied the ones that concerned the Wal-Mart employee and went to the Deraarees’ home.
Once there, he and his partner separately interviewed parents Lisa and A.J. De-maree. Both parents looked at the pictures, identified their daughters—five-year-old T.D., four-year-old J.D., and one- and-a-half-year-old L.D.—and said the pictures had been taken “in the last couple of months” by one or both parents. When asked what he would do with one photo, which portrayed his three children lying down on a towel nude, focusing on then-exposed buttocks but with some genitalia showing, he responded, “I’m not going' to do anything with that one. That’s not going in a photo album; that’s just one we have.” Krause said, “Obviously you’re not going to share it with somebody, I would hope,” to which A.J. responded, “No, absolutely not!” Krause then asked why he would take the photo in the first place, and A.J. responded, “So when we look back on em years later, look at their cute little butts.”
None of the photographs portrayed children engaged in sexual activity. None portrayed the children’s genitalia frontally.
After the interviews, the detectives took T.D., J.D., arid L.D. to forensic' and medical exams to investigate possible sexual abuse. The physical exams came back normal for all- three children. After the interviews were finished, Krause’s partner dropped the children back off with their parents. Krause wrote in his report, “[a]p-parently after the forensic interviews and medical exams were completed,, [Child Protective Services] declined to remove the children from the parent’s custody, and had directed [his partner] to return the girls to Lisa and A. J.”2
While the exams were in progress, the police department requested arid received a warrant to search the Demarees’ home. Executing the warrant, the department seized all the evidence that might be relevant to a child pornography investigation: computers, printers, photographs, cell phones, undeveloped film, floppy discs, DVDs, CDs, VHS tapes, and cameras.
As the home search was nearing its end, and after the children had been returned to their parents, Child Protective Services (“CPS”) investigating officer Laura Peder-son called one of the. police officers to discuss the case. After the conversation, she decided to drive over to the house. There,. Pederson discussed with .Krause the evidence seized, the content of the pictures, and Krause’s expectation that felony child sexual exploitation charges would be brought against both parents.
After reviewing the evidence Krause showed her, Pederson- decided to take the children into emergency temporary custody, without obtaining a court order or a warrant. She later said, “I was relying on the fact that ... at the time there was a pending criminal investigation with both parents named, as suspects. I was relying on information that Krause obtained during the investigation ,.. his opinion of the criminal acts that were committed, my viewing of the pictures and the fact that the—all of this suggested these children were at risk of further exploitation.” She [1071] discussed her recommendation with her supervisor, Amy Van Ness, who agreed.
Pederson gave the parents a “Temporary Custody Notice.” In that notice, in the space provided for investigators to “[c]heck the circumstances (imminent risk factor) that most clearly describes the reason temporary custody was necessary,” Pederson checked “[o]ther,” and wrote, “mother & father have taken sexually explicit pictures of all three children.” She did not check the box for situations where “[t]he child’s caregiver has engaged in sexual conduct with a child, or has allowed the child to participate in sexual activity with others.” On the next page, in the space provided for investigators to inform parents of the “complaint or allegation concerning [their] family [that] is currently under investigation,” she wrote, “Sexual Abuse—child pornography/exploitation.”
Pederson then drove T.D. and J.D. to one foster home and L.D. to another. Two days later, Pederson brought the children to their grandparents’ home, where all three stayed for about a month, after which they were returned to their parents. The juvenile court never adjudicated the children abused or neglected, and neither A.J. nor Lisa were arrested or charged with any crime.
A.J. and Lisa later filed the instant, action on behalf of themselves and their children, alleging violations of various constitutional rights. The district court dismissed the claims against all defendants except Krause, Pederson, and Van Ness. The Demarees later settled their claims against Krause.
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Concurrence by Judge Berzon;
Partial Concurrence and Partial Dissent by Judge Zouhary;
Dissent by Judge N.R. Smith
OPINION
PER CURIAM:1
As this court has stated repeatedly, families have a “well-elaborated constitutional right to live together without governmental interference.” Wallis v. Spencer,
[1070] I. Background
A.J. Demaree dropped off some family-photos to be printed at á Wal-Mart in Arizona on Friday, August 29, 2008. While developing the pictures, an employee noticed that several pictures portrayed nude children. Wal-Mart called the police. Detective John Krause came and collected the pictures. On Saturday, he photocopied the ones that concerned the Wal-Mart employee and went to the Deraarees’ home.
Once there, he and his partner separately interviewed parents Lisa and A.J. De-maree. Both parents looked at the pictures, identified their daughters—five-year-old T.D., four-year-old J.D., and one- and-a-half-year-old L.D.—and said the pictures had been taken “in the last couple of months” by one or both parents. When asked what he would do with one photo, which portrayed his three children lying down on a towel nude, focusing on then-exposed buttocks but with some genitalia showing, he responded, “I’m not going' to do anything with that one. That’s not going in a photo album; that’s just one we have.” Krause said, “Obviously you’re not going to share it with somebody, I would hope,” to which A.J. responded, “No, absolutely not!” Krause then asked why he would take the photo in the first place, and A.J. responded, “So when we look back on em years later, look at their cute little butts.”
None of the photographs portrayed children engaged in sexual activity. None portrayed the children’s genitalia frontally.
After the interviews, the detectives took T.D., J.D., arid L.D. to forensic' and medical exams to investigate possible sexual abuse. The physical exams came back normal for all- three children. After the interviews were finished, Krause’s partner dropped the children back off with their parents. Krause wrote in his report, “[a]p-parently after the forensic interviews and medical exams were completed,, [Child Protective Services] declined to remove the children from the parent’s custody, and had directed [his partner] to return the girls to Lisa and A. J.”2
While the exams were in progress, the police department requested arid received a warrant to search the Demarees’ home. Executing the warrant, the department seized all the evidence that might be relevant to a child pornography investigation: computers, printers, photographs, cell phones, undeveloped film, floppy discs, DVDs, CDs, VHS tapes, and cameras.
As the home search was nearing its end, and after the children had been returned to their parents, Child Protective Services (“CPS”) investigating officer Laura Peder-son called one of the. police officers to discuss the case. After the conversation, she decided to drive over to the house. There,. Pederson discussed with .Krause the evidence seized, the content of the pictures, and Krause’s expectation that felony child sexual exploitation charges would be brought against both parents.
After reviewing the evidence Krause showed her, Pederson- decided to take the children into emergency temporary custody, without obtaining a court order or a warrant. She later said, “I was relying on the fact that ... at the time there was a pending criminal investigation with both parents named, as suspects. I was relying on information that Krause obtained during the investigation ,.. his opinion of the criminal acts that were committed, my viewing of the pictures and the fact that the—all of this suggested these children were at risk of further exploitation.” She [1071] discussed her recommendation with her supervisor, Amy Van Ness, who agreed.
Pederson gave the parents a “Temporary Custody Notice.” In that notice, in the space provided for investigators to “[c]heck the circumstances (imminent risk factor) that most clearly describes the reason temporary custody was necessary,” Pederson checked “[o]ther,” and wrote, “mother & father have taken sexually explicit pictures of all three children.” She did not check the box for situations where “[t]he child’s caregiver has engaged in sexual conduct with a child, or has allowed the child to participate in sexual activity with others.” On the next page, in the space provided for investigators to inform parents of the “complaint or allegation concerning [their] family [that] is currently under investigation,” she wrote, “Sexual Abuse—child pornography/exploitation.”
Pederson then drove T.D. and J.D. to one foster home and L.D. to another. Two days later, Pederson brought the children to their grandparents’ home, where all three stayed for about a month, after which they were returned to their parents. The juvenile court never adjudicated the children abused or neglected, and neither A.J. nor Lisa were arrested or charged with any crime.
A.J. and Lisa later filed the instant, action on behalf of themselves and their children, alleging violations of various constitutional rights. The district court dismissed the claims against all defendants except Krause, Pederson, and Van Ness. The Demarees later settled their claims against Krause.
As relevant here, the district court granted summary judgment in favor of Pederson and Van Ness based oh qualified immunity. It ordered the parties to propose appropriate redactions to the summary judgment order, which was temporarily filed under seal on April 23, 2014. On May 21, the Demarees requested leave to file under seal a motion to alter or amend the judgment under Federal Civil Rule 59. Six days later, the district court denied the motion for leave to file under seal, and also denied the Demarees’ request to seal the summary judgment order in its entirety. The Demarees filed this appeal on June 23.
II. Discussion
A, Timeliness of the Appeal
Before we address the merits, we consider whether this appeal is timely. Three court rules are pertinent to our inquiry here: First, Federal Rule of Appellate Procedure 4(a)(4)(A) tolls the deadline to file a notice of appeal upon the timely filing of certain motions, including a motion to alter or amend the judgment under Federal Rule of Civil Procedure 59, such that the time to appeal—here, 30 days— runs “from the entry of the order disposing of the last such remaining motion.” Second, Federal Rule of Civil Procedure 5(d)(2) provides that “[a] paper is filed by delivering it ... to the clerk.” And third, Arizona Local Rule 5.6(c) requires a document meant to be filed under seal first to “be lodged with the Court in electronic form” using the electronic filing system.
The Demarees accordingly “lodged” a copy of their Rule 59 motion and requested leave to file it under seal. The district court denied the request. But its order, although in form a denial of the request to file the motion under seal, did not refer to or discuss any of the factors relevant to filing documents under seal. Cf. Foltz v. State Farm Mut. Auto. Ins. Co.,
(i) Jurisdiction versus mandatory claim-processing
The parties describe the timeliness issue as jurisdictional. Under a recent Supreme Court case, it is not.
“[A]n appeal filing deadline prescribed by statute will be regarded as ‘jurisdictional’ .... But a time limit prescribed only in a court-made rule ... is not jurisdictional; it is, instead, a mandatory claim-processing rule. ...” Hamer v. Neighborhood Hous. Servs. of Chi., — U.S. —,
Before Hamer, we held the timeliness rule at issue here jurisdictional. See United States v. Comprehensive Drug Testing, Inc.,
Hamer,
Comprehensive Drug Testing recognized the absence of a statutory basis for Rule 4(a)(4) but—understandably, as Hamer recognizes—tripped over the very language in Bowles that Hamer disavows. Comprehensive Drug Testing's holding that all timeliness issues in notices of appeal are jurisdictional, even where, as here, the Rule’s provision is not statutorily mandated, is thus flatly irreconcilable with Hamer. See Miller v. Gammie,
The defendants challenged the timeliness of this appeal in their brief before us, so we must address that question, even though not jurisdictional. See, e.g., Amalgamated Transit Union Local 1309 v.
[1073]
Laidlaw Transit Servs., Inc.,
(ii) This appeal was timely
Turning to the particular application of Rule 4(a)(4) before us: We recently addressed a similar issue in Escobedo v. Applebees, a sex discrimination case. There, Escobedo delivered her complaint to the clerk’s office sixty-nine days after receiving her right-to-sue letter from the EEOC. 787 F.3d at 1227. She also filed an in forma pauperis application, which was later denied, and she paid her filing fee by the deadline imposed by the court, which fell 133 days after she received the right-to-sue letter. Id. at 1230. The defendant argued that the complaint was time-barred because it was “filed” after the ninety-day statutory deadline, even though it was originally submitted to the clerk within the time limit.
The district court dismissed the lawsuit, and we reversed, holding that “[a]s with other pleadings and papers, a complaint is filed ‘by delivering it ... to the clerk.’ ” Id. at 1232-33 (quoting Fed. R. Civ. P. 5(d)(2)). Though Escobedo advanced “constructive filing” and equitable tolling theories, we based our decision on other grounds. We noted that “scant justification exists to invoke” the “legal fiction” inherent in those theories because “[i]t is undisputed that the complaint was actually, physically delivered to the clerk....” Id. at 1231-32.
Similarly, in Ordonez v. Johnson,
Likewise, in Klemm v. Astrue,
In this case, the Demarees’ Rule 59 motion was “actually, physically” delivered to the clerk when it was timely lodged in conjunction with the request to file under seal. Escobedo, 787 F.3d at 1232. And the district court treated the motion as filed, as it ruled on the merits of the motion.4 Accordingly, the time to file an appeal began running from May 27, 2014, the date of the district court’s final order, and the Demarees timely filed their Notice of Appeal, on June 23, 2014.
Judge N.R. Smith’s dissent cites to several cases that distinguish between lodged and filed documents for purposes of determining whether a document is included in the record under Federal Rule of Appel[1074] late Procedure 10(a), Dissenting Opn. of Smith, N.R., C.J., at 42-44 (citing Nicholson v. Hyannis Air Serv., Inc.,
We therefore hold that this appeal is timely.
B. Qualified Immunity
We next consider whether Peder-son and Van Ness were entitled to qualified immunity when they removed T.D., J.D., and L.D. from their home without judicial authorization..
Section 1983 provides a remedy for the violation of constitutional rights by any person acting under color of state law.
This section 1983 action concerns parents’ and children’s “well-elaborated constitutional right to live together without governmental interference.” Burke v. Cty. of Alameda,
There are narrow, circumstances .in which the government may constitutionally remove children from their families temporarily without judicial authorization. In an emergency, government officials may take a child out of her home and away from her parents without a court order “when officials have reasonable cause to belieye that the child is likely to experience serious bodily’ harm in the time that would be required to obtain a warrant.” Kirkpatrick,
(i) Constitutional violations
The Demarees, on behalf of themselves and their children, claim Pederson and Van Ness violated their clearly established constitutional rights when Pederson removed the children from the home without a court order and absent an emergency.5
[1075] We begin with the first step of our qualified immunity inquiry—whether the social workers acted constitutionally when they took the Demaree children from their parents without court.authorization. “Serious allegations of abuse that have been investigated and corroborated usually give rise to a ‘reasonable inference of imminent danger sufficient to justify taking children into temporary custody' if they might again be beaten or molested during the time it would take to get a warrant.” Rogers,
Viewing the facts in the light most favorable to the Demarees, the social workers did not have reasonable cause to believe the children were at risk of serious bodily harm or molestation. Pederson and Van Ness did not represent that the De-maree children might “again be beaten or molested,” Rogers,
It is helpful to identify what this stated risk did not include. The risk identified by the defendants did not include taking photos of a nude child in an exploitative situation and distributing them, because there was no allegation or indication that A.J. and Lisa had distributed, or were likely in the future to distribute, nude pictures of their children, to anyone.7 Nor did the identified risk include taking photos of a nude child engaging in sexual conduct, because there was no allegation A.J. and Lisa had ever taken, or were likely to take, photos of their children engaging in sexual conduct.8 And the risk was not that the De-marees would see. their own children, ages five, four, and one-and-a-half, nude, includ[1076] ing their genitalia, as caring for children of those ages necessitates doing so.
Most important, the articulated risk— taking sexually explicit photos—did not include any risk of physical sexual abuse. There was no allegation that A. J. and Lisa were likely to put their children at risk of sexual assault or abuse; indeed, after the children were professionally evaluated for signs of sexual abuse, Detective Krause reported that “neither could provide any information relevant to the investigation,” and Detective Shearer stated that “[T.D.] and [J.D.] did not make disclosures in the forensic interviews.” At the end of the evaluations, Detective Krause reported that “[Child Protective Services] declined to remove the children from the parent’s custody [sic], and ... directed Detective Shearer to return the girls to Lisa and A.J.”
Nor did Pederson act on fear of physical sexual abuse. Before removing the' children, Pederson filled out a “Temporary Custody Notice,” which included a space instructing investigators to “[c]heck the circumstances (imminent risk factor) that most clearly describes the reason temporary custody was necessary.” She did "not check the box for situations where “[t]he child’s caregiver has engaged in sexual conduct with a child, or has allowed the child to participate in sexual activity with others.” Instead, Pederson checked “[o]ther,” and wrote, “mother & father have taken sexually explicit pictures of all three children.”
Further, any cognizable risk could not have been imminent in the sense our case law requires—that the children “might again be beaten or molested during the time it would take to get a warrant.” Rogers,
Here, the parties agree that the juvenile court was not open on Labor Day weekend, when the events in this case occurred. We therefore consider imminence of harm in terms of days rather than hours.9
This consideration is straightforward. The defendants did not suggest that there was any possible harm of the requisite sort to the children before the juvenile courts would reopen after the holiday. Again, there was no evidence of sexual assault or abuse; the defendants did not and do not rely on the children’s forensic examination and interview as indicating otherwise. Because the defendants did not identify any risk of physical injury or molestation to [1077] the children, they did not identify the requisite risk of imminent physical injury or abuse.10
In sum, viewing the record most favorably to the Demarees, there was no suspected risk to the children of serious bodily harm, including molestation, imminent or otherwise. Therefore, viewing the record most favorably to the Demarees, the defendants acted unconstitutionally in taking the three children away from home without judicial authorization,
(ii) Whether the constitutional right was clearly established
We move to the second step of the qualified immunity inquiry—whether the relevant judicial precedents at the time of the incident clearly gave notice that what happened here violated the Demaree family’s Fourth and Fourteenth Amendment rights. We conclude that the applicable precedents did provide that notice.
In 2007, the year before the events in this case took place, Rogers held that a social worker violated a family’s clearly established federal rights by removing children with no warrant because of reports that a three-year-old and five-year-old “were not toilet-trained, were locked in their rooms at night and in a room at their parents’ business during the day, were not receiving medical or dental care, that [one] had lost his teeth due to bottle rot, that [the other] was still being fed with a bottle, that their home was dirty and maggot-infested, and that there were unsecured guns in the home.” Rogers,
Even in the face of this significant accumulation of neglect and bodily harm, which all parties agreed had resulted in bodily injury to the small children, we held that there was no reasonable cause to believe an exigency supported the children’s warrantless removal.
Here, there had been no actual or threatened physical harm to or physical sexual abuse of the Demarees’ children before they were taken from their home. So the likelihood that they would suffer such abuse in the days it would take to get a warrant was necessarily less than the likelihood of future physical injury to the Rogers’ children in the hours it would take to get a warrant.
[1078] Similarly, in Mabe v. San Bernardino Cty.,
Despite quite serious allegations of physical sexual assault and bodily injury in Mabe, we were unwilling to hold as a matter of law that there was reasonable cause to believe there would be “imminent danger of future harm” within the time it would take to get,, a warrant.
The defendants disagree with the. above analysis. They suggest that eases in the Ninth Circuit do not clearly establish the constitutional requirements for warrantless removals of children in the event of allegedly exploitative photos of nude children because those cases deal with other forms of sexual abuse and involve court orders available within a few hours rather than a few days.
When evaluating qualified immunity claims, “[w]e do" not require a case directly on point, but existing precedent must have placed the statutory or constitutional question beyond debate.” Ashcroft v. al-Kidd,
[1079] Put another way, to say a child can be removed only if x is likely to happen necessarily means she cannot be removed if there is no indication that x is likely to happen. That there is no case law concerning a situation in which y, but not x, may be likely to happen does not make the rule setting the standards for removal any less clear—the rule is that only a reasonable fear of x, not y, can provide a constitutional basis for exigent removal.
Here, the rule remains that there can be no removal without a court order “absent evidence that the child was in imminent danger of serious bodily injury.” Kirkpatrick,
Notably, unlike in Kirkpatrick, the issue here is not the level of risk in a particular circumstance. See
Further, the case law was clear in 2008 that it does not matter whether the warrant could be obtained in hours or days. What matters is whether there is an identifiable risk of serious harm or abuse during ivhatever the delay period is. See Rogers,
We note that at least one other federal court of appeal has dealt with facts similar to those before us. In Malik v. Arapahoe Cty. Dep’t of Soc. Servs.,
The Tenth Circuit held that the defendants were not entitled to qualified- immunity,
To recap: We do not here deal with a “general proposition, for example, that an unreasonable search or seizure violates the Fourth Amendment,” which “is of little help in determining whether the violative nature of particular conduct is clearly established.” al-Kidd,
We accordingly reverse the district court’s grant of qualified immunity to Ped-erson and Van Ness.
C. Motion to Seal
“[C]ourts of this country recognize a general right to inspect and copy public records and documents, including judicial records and documents.” Nixon v. Warner Commc’ns, Inc.,
The Demarees’ arguments can be summarized as follows: (1) sealing the summary judgment order is necessary “to protect[ ] the privacy and innocence of children”; (2) Arizona law provides that records related to CPS investigations are confidential; and (3) the unsealed order could be used for improper purposes, such as to provide “sexual[ ] stimulation].”
None of these are compelling reasons for sealing the order here. First, the district court properly protected the privacy of the children by maintaining under seal [1081] any motions or exhibits containing their full names or identifying information. Second, Arizona law prohibits the Department of Economic Security from releasing “files that contain information related to investigations conducted by child protective services.” Ariz. Rev. Stats. § 41-1959(A). It also provides that “records of ... dependency proceeding^] shall not be open to public inspection.”
Finally, the district court order employed clinical, anatomically correct language to briefly describe the nudity depicted in the photographs at issue. The unquantifiable odds that an unsavory individual might find this language titillating does not create a compelling reason for removing it from the public record—especially since the Demarées did not file their Complaint under seal, and in fact gave public interviews in which they, themselves, described the photos and the nudity depicted.
III. Conclusion
We affirm the district court order denying the Demarees’ motion to seal the summary judgment order. We reverse the district court order granting summary judgment in favor of Pederson and Van Ness based on qualified immunity. We remand for further proceedings consistent with this opinion.
AFFIRMED IN PART, REVERSED IN PART, AND REMANDED.
Footnotes
880 F.3d 1066 (Lisa Demaree v. John Krause) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.