United States v. Smith

135 F.3d 963
Procedural entryThis page is a short order in United States v. Smith. Read the opinion of the Court — 66 F.3d 319
Court of Appeals for the Fifth Circuit·Decided March 20, 1998·No. 97-30320·Published

Opinion

REVISED - March 20, 1998

IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT

No. 97-30320

UNITED STATES OF AMERICA, Plaintiff-Appellant,

versus FRANK SMITH, Defendant, TAYLOR HENRY; WDSU-TELEVISION INC., Movants-Appellees.

Appeal from the United States District Court for the Eastern District of Louisiana

February 23, 1998

Before POLITZ, Chief Judge, HIGGINBOTHAM and DeMOSS, Circuit Judges.

HIGGINBOTHAM, Circuit Judge:

The government appeals from a district court order quashing a

subpoena compelling the production at a criminal trial of a

videotape recording of an interview of the defendant by a local

television station. The district court held that the

newsreporters’ qualified privilege protected from disclosure to the

government of unaired portions of the interview conducted by Taylor

Henry on behalf of WDSU-Television, Inc. Finding that there is no

privilege under the circumstances of this case, we vacate the

district court’s order and remand for further proceedings.

I. On March 21, 1996, two successive fires destroyed the

MacFrugal’s Regional Distribution Center in New Orleans, Louisiana.

After federal agents spoke with him, Frank Smith, an employee at

the center, became aware that he was under suspicion for setting

the fires. On March 27, 1996, Smith contacted WDSU-TV and

represented that he had information regarding the cause of the

fires. That day, Taylor Henry, a reporter with WDSU-TV, videotaped

his interview with Smith. During the interview, Smith accused

others of burning down the structure.

Later that same day, Smith met with New Orleans Fire

Department Superintendent Warren McDaniels. Superintendent

McDaniels, with Smith’s consent, tape recorded their conversation.

Smith informed Superintendent McDaniels that after the first fire

occurred, he overheard the manager and assistant manager of the

distribution center plotting to set the second blaze, at the

direction of the MacFrugal’s Corporate Office in California.

Superintendent McDaniels later provided his tape recording to the

government.

The next day, the Bureau of Alcohol, Tobacco, and Firearms

also interviewed Smith. Again, Smith repeated his story about

overhearing a plot to set the second fire, but the version of

events he gave to the BATF differed slightly from the one he

provided to Superintendent McDaniels.

On April 2, 1996, the government arrested Smith on charges

that he had set the first of the two fires. Following his arrest,

WDSU-TV televised a small portion of its interview with Smith. In

2 the ten second segment aired on television, Smith claimed that he

overheard the manager and assistant manager of the distribution

center plotting to set the second fire. Smith’s face was obscured

in the footage, but he was identified by name. On April 26, 1996,

a grand jury indicted Smith and charged him with setting the first

of the two fires at the distribution center. By this time, the

BATF had determined that an electrical overload had caused the

second fire, not arson. The BATF’s conclusion, of course, rendered

suspicious Smith’s assertions that he had overheard a plot to set

the second fire.

The government decided that it wanted as evidence the entire

WDSU-TV interview, hoping that it would contain more of Smith’s

allegedly false accusations. On April 23, 1996, the government

requested that WDSU-TV provide it with a copy of both the televised

and untelevised portions of the interview. WDSU-TV expressed a

general willingness to cooperate with the prosecution, but it

refused to turn over any footage to the government absent a

subpoena. The government then obtained a subpoena for the aired

portion of the interview, with which WDSU-TV complied.

To procure a subpoena for the untelevised portions of the

videotape, the Attorney General’s Guidelines required the

prosecutors first to obtain the Attorney General’s authorization.

On May 16, 1996, after receiving the necessary approval, the

government filed a motion asking the district court to issue a Rule

17(c) subpoena to Taylor Henry and WDSU-TV (collectively WDSU-TV

hereinafter) for the untelevised portion of their interview

3 videotape. Believing that the videotape might contain exculpatory

evidence, Smith later joined the government’s subpoena request.

WDSU-TV responded by moving to quash the subpoena on First

Amendment grounds, claiming a newsreporters’ privilege. On July 2,

1996, the district court issued an order granting WDSU-TV’s motion,

citing WDSU-TV’s First Amendment rights. On July 24, 1996, the

government filed notice of interlocutory appeal from the court’s

order. However, on October 22, 1996, the government agreed to a

request by WDSU-TV to dismiss its appeal without prejudice, so that

the district court could inspect the videotaped interview in

camera. After doing so, the district court entered a second order

on February 25, 1997, confirming its initial decision to quash the

subpoena. The court ruled that the government’s interest in the

interview was not sufficient to defeat WDSU-TV’s qualified

privilege, as the videotape contained evidence that was cumulative

of what the government already possessed. On March 21, 1997, the

government reinstated its original appeal. Although Smith

originally joined in the government’s subpoena request, he neither

joined nor opposed any of its appeals.

II.

Before reaching the merits of the district court’s order, we

must first consider our jurisdiction. WDSU-TV asserts that the

government may not appeal from the district court’s order quashing

the subpoena. It argues both that the order was not an appealable

final order under 28 U.S.C. § 1291 and that the government may not

avail itself of the appellate route set forth in 18 U.S.C. § 3731.

4 We need not reach WDSU-TV’s § 1291 argument, however, because we

find jurisdiction to entertain this appeal pursuant to § 3731.

Title 18, U.S.C. § 3731, permits the United States to appeal

orders “suppressing or excluding” evidence in criminal cases so

long as the relevant United States Attorney “certifies to the

district court that the appeal is not taken for purpose of delay

and that the evidence is substantial proof of a fact material in

the proceeding.” 18 U.S.C. § 3731. The government must take its

appeal under § 3731 within thirty days of the district court order

being challenged. See id.

We have little difficulty concluding that § 3731 affords the

government a basis for an appeal. Section 3731 provides the

government with as broad a right to appeal as the Constitution will

permit. See United States v. Wilson, 420 U.S. 332, 337 (1975).

Here, the district court’s order quashing the WDSU-TV subpoena is

a ruling that effectively “suppress[es] or exclud[es] evidence . .

. in a criminal proceeding,” as the district court denied the

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