University of Pennsylvania v. Equal Employment Opportunity Commission

493 U.S. 182, 110 S. Ct. 577, 107 L. Ed. 2d 571, 1990 U.S. LEXIS 333, 15 Fed. R. Serv. 3d 369, 58 U.S.L.W. 4093, 52 Empl. Prac. Dec. (CCH) 39,539, 51 Fair Empl. Prac. Cas. (BNA) 1118
CourtSupreme Court of the United States
DecidedJanuary 9, 1990
Docket88-493
StatusPublished
Cited by603 cases

This text of 493 U.S. 182 (University of Pennsylvania v. Equal Employment Opportunity Commission) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
University of Pennsylvania v. Equal Employment Opportunity Commission, 493 U.S. 182, 110 S. Ct. 577, 107 L. Ed. 2d 571, 1990 U.S. LEXIS 333, 15 Fed. R. Serv. 3d 369, 58 U.S.L.W. 4093, 52 Empl. Prac. Dec. (CCH) 39,539, 51 Fair Empl. Prac. Cas. (BNA) 1118 (1990).

Opinion

Justice Blackmun

delivered the opinion of the Court.

In this case we are asked to decide whether a university enjoys a special privilege, grounded in either the common law or the First Amendment, against disclosure of peer review materials that are relevant to charges of racial or sexual discrimination in tenure decisions.

*185 I

The University of Pennsylvania, petitioner here, is a private institution. It currently operates 12 schools, including the Wharton School of Business, which collectively enroll approximately 18,000 full-time students.

In 1985, the University denied tenure to Rosalie Tung, an associate professor on the Wharton faculty. Tung then filed a sworn charge of discrimination with respondent Equal Employment Opportunity Commission (EEOC or Commission). App. 23. As subsequently amended, the charge alleged that Tung was the victim of discrimination on the basis of race, sex, and national origin, in violation of § 703(a) of Title VII of the Civil Rights Act of 1964, 78 Stat. 255, as amended, 42 U. S. C. §2000e-2(a) (1982 ed.), which makes it unlawful “to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s race, color, religion, sex, or national origin.”

In her charge, Tung stated that the department chairman had sexually harassed her and that, in her belief, after she insisted that their relationship remain professional, he had submitted a negative letter to the University’s Personnel Committee which possessed ultimate responsibility for tenure decisions. She also alleged that her qualifications were “equal to or better than” those of five named male faculty members who had received more favorable treatment. Tung noted that the majority of the members of her department had recommended her for tenure, and stated that she had been given no reason for the decision against her, but had discovered of her own efforts that the Personnel Committee had attempted to justify its decision “on the ground that the Wharton School is not interested in China-related research.” App. 29. This explanation, Tung’s charge alleged, was a pretext for discrimination: “simply their way of saying they do not want a Chinese-American, Oriental, woman in their school.” Ibid.

*186 The Commission undertook an investigation into Tung’s charge and requested a variety of relevant information from petitioner. When the University refused to provide certain of that information, the Commission’s Acting District Director issued a subpoena seeking, among other things, Tung’s tenure-review file and the tenure files of the five male faculty members identified in the charge. Id., at 21. Petitioner refused to produce a number of the tenure-file documents. It applied to the Commission for modification of the subpoena to exclude what it termed “confidential peer review information,” specifically, (1) confidential letters written by Tung’s evaluators; (2) the department chairman’s letter of evaluation; (3) documents reflecting the internal deliberations of faculty committees considering applications for tenure, including the Department Evaluation Report summarizing the deliberations relating to Tung’s application for tenure; and (4) comparable portions of the tenure-review files of the five males. The University urged the Commission to “adopt a balancing approach reflecting the constitutional and societal interest inherent in the peer review process” and to resort to “all feasible methods to minimize the intrusive effects of its investigations.” Exhibit 2 to EEOC’s Memorandum in Support of Application for Order to Show Cause 6.

The Commission denied the University’s application. It concluded that the withheld documents were needed in order to determine the merit of Tung’s charges. The Commission found: “There has not been enough data supplied in order for the Commission to determine whether there is reasonable cause to believe that the allegations of sex, race and national origin discrimination is [sic] true.” App. to Pet. for Cert. A31. The Commission rejected petitioner’s contention that a letter, which set forth the Personnel Committee’s reasons for denying Tung tenure, was sufficient for disposition of the charge. “The Commission would fall short of its obligation” to investigate charges of discrimination, the EEOC’s order *187 stated, “if it stopped its investigation once [the employer] has . . . provided the reasons for its employment decisions, without verifying whether that reason is a pretext for discrimination.” Id., at A32. The Commission also rejected petitioner’s proposed balancing test, explaining that “such an approach in the instant case . . . would impair the Commission’s ability to fully investigate this charge of discrimination.” Id., at A33. The Commission indicated that enforcement proceedings might be necessary if a response was not forthcoming within 20 days. Ibid.

The University continued to withhold the tenure-review materials. The Commission then applied to the United States District Court for the Eastern District of Pennsylvania for enforcement of its subpoena. The court entered a brief enforcement order. 1 Id., at A35.

The Court of Appeals for the Third Circuit affirmed the enforcement decision. 850 F. 2d 969 (1988). 2 Relying upon its earlier opinion in EEOC v. Franklin and Marshall Col *188 lege, 775 F. 2d 110 (1985), cert. denied, 476 U. S. 1163 (1986), the court rejected petitioner’s claim that policy considerations and First Amendment principles of academic freedom required the recognition of a qualified privilege or the adoption of a balancing approach that would require the Commission to demonstrate some particularized need, beyond a showing of relevance, to obtain peer review materials. Because of what might be thought of as a conflict in approach with the Seventh Circuit’s decision in EEOC v. University of Notre Dame du Lac, 715 F. 2d 331, 337 (1983), and because of the importance of the issue, we granted certiorari limited to the compelled-disclosure question. 488 U. S. 992 (1988), and amended, 490 U. S. 1015 (1989).

II

As it had done before the Commission, the District Court, and the Court of Appeals, the University raises here essentially two claims. First, it urges us to recognize a qualified common-law privilege against disclosure of confidential peer review materials. Second, it asserts a First Amendment right of “academic freedom” against wholesale disclosure of the contested documents. With respect to each of the two claims, the remedy petitioner seeks is the same: a requirement of a judicial finding of particularized necessity of access, beyond a showing of mere relevance, before peer review materials are disclosed to the Commission.

A

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493 U.S. 182, 110 S. Ct. 577, 107 L. Ed. 2d 571, 1990 U.S. LEXIS 333, 15 Fed. R. Serv. 3d 369, 58 U.S.L.W. 4093, 52 Empl. Prac. Dec. (CCH) 39,539, 51 Fair Empl. Prac. Cas. (BNA) 1118, Counsel Stack Legal Research, https://law.counselstack.com/opinion/university-of-pennsylvania-v-equal-employment-opportunity-commission-scotus-1990.