United States v. Smith

135 F.3d 963, 50 Fed. R. Serv. 1584, 26 Media L. Rep. (BNA) 1457, 1998 U.S. App. LEXIS 2958, 1998 WL 72107
Court of Appeals for the Fifth Circuit·Decided February 23, 1998·No. 97-30320·Published·Cited by 50 cases

Opinion

HIGGINBOTHAM, Circuit Judge:

The government appeals from a district court order quashing a subpoena compelling the production at a criminal trial of a videotape recording of an interview of the defendant by a local television station. The district court held that the newsreporters’ qualified privilege protected from disclosure to the government of unaired portions of the interview conducted by Taylor Henry on behalf of WDSU-Television, Inc. Finding that there is no privilege under the circumstances of this case, we vacate the district court’s order and remand for further proceedings.

I. '

On March 21, 1996, two successive fires destroyed the MacFrugal’s Regional Distribution Center in New Orleans, Louisiana. After federal agents spoke with him, Frank Smith, an employee at the center, became aware that he was under suspicion for setting the fires. On March 27,1996, Smith contacted WDSU-TV and represented that he had information regarding the cause of the fires. That day, Taylor Henry, a reporter with WDSU-TV, videotaped his interview with Smith. During the interview, Smith accused others of burning down the structure.

Later that same day, Smith met with New Orleans Fire Department Superintendent Warren McDaniels. Superintendent McDan-iels, with Smith’s consent, tape recorded their conversation. Smith informed Superintendent McDaniels that after the first fire occurred, he overheard the manager and assistant manager of the distribution center plotting to set the second blaze, at the direction of the MacFrugal’s Corporate Office in California. Superintendent McDaniels later provided his tape recording to the government.

The next day, the Bureau of Alcohol, Tobacco, and Firearms also interviewed Smith. Again, Smith repeated his story about overhearing a plot to set the second fire, but the version of events he gave to the BATF differed slightly from the one he provided to Superintendent McDaniels.

On April 2, 1996, the government arrested Smith on charges that he had set the first of the two fires. Following his arrest, WDSU-TV televised a small portion of its interview with Smith. In the ten second segment aired on television, Smith claimed that he overheard the manager and assistant manager of the distribution center plotting to set the second fire. Smith’s face was obscured in the footage, but he was identified by name. On April 26, 1996, a grand jury indicted Smith and charged him with setting the first of the two fires at the distribution center. By this time, the BATF had determined that an electrical overload had caused the second fire, not arson. The BATF’s conclusion, of course, rendered suspicious Smith’s assertions that he had overheard a plot to set the second fire.

The government decided that it wanted as evidence the entire WDSU-TV interview, hoping that it would contain more of Smith’s allegedly false accusations. On April 23, 1996, the government requested that WDSU-TV provide it with a copy of both the televised and untelevised portions of the interview. WDSU-TV expressed a general willingness to cooperate with the prosecution, but it refused to turn over any footage to the government absent a subpoena. The government then obtained a subpoena for the aired portion of the interview, with which WDSU-TV complied.

To procure a subpoena for the untelevised portions of the videotape, the Attorney General’s Guidelines required the prosecutors first to obtain the Attorney General’s authorization. On May 16, 1996, after receiving the necessary approval, the government filed a motion asking the district court to issue a Rule 17(c) subpoena to Taylor Henry and WDSU-TV (collectively WDSU-TV hereinaf *967 ter) for the untelevised portion of their interview videotape. Believing that the videotape might contain exculpatory evidence, Smith later joined the government’s subpoena request.

WDSU-TV responded by moving to quash the subpoena on First Amendment grounds, claiming a newsreporters’ privilege. On July 2, 1996, the district court issued an order granting WDSU-TV’s motion, citing WDSU-TV’s First Amendment rights. On July 24, 1996, the government filed notice of interlocutory appeal from the court’s order. However, on October 22, 1996, the government agreed to a request by WDSU-TV to dismiss its appeal without prejudice, so that the district court could inspect the videotaped interview in camera. After doing so, the district court entered a second order on February 25, 1997, confirming its initial decision to quash the subpoena. The court ruled that the government’s interest in the interview was not sufficient to defeat WDSU-TV’s qualified privilege, as the videotape contained evidence that was cumulative of what the government already possessed. On March 21,1997, the government reinstated its original appeal. Although Smith originally joined in the government’s subpoena request, he neither joined nor opposed any of its appeals.

II.

Before reaching the merits of the district court’s order, we must first consider our jurisdiction. WDSU-TV asserts that the government may not appeal from the district court’s order quashing the subpoena. It argues both that the order was not an appeal-able final order under 28 U.S.C. § 1291 and that the government may not avail itself of the appellate route set forth in 18 U.S.C. § 3731. We need not reach WDSU-TV’s § 1291 argument, however, because we find jurisdiction to entertain this appeal pursuant to § 3731.

Title 18, U.S.C. § 3731, permits the United States to appeal orders “suppressing or excluding” evidence in criminal cases so long as the relevant United States Attorney “certifies to the district court that the appeal is not taken for purpose of delay and that the evidence is substantial proof of a fact material in the proceeding.” 18 U.S.C. § 3731. The government must take its appeal under § 3731 within thirty days of the district court order being challenged. See id.

We have little difficulty concluding that § 3731 affords the government a basis for an appeal. Section 3731 provides the government with as broad a right to appeal as the Constitution will permit. See United States v. Wilson, 420 U.S. 332, 337, 95 S.Ct. 1013, 1018-19, 43 L.Ed.2d 232 (1975). Here, the district court’s order quashing the WDSU-TV subpoena is a ruling that effectively “suppress[es] or exelud[es] evidence ... in a criminal proceeding,” as the district court denied the government the videotaped evidence on the basis of privilege. Furthermore, Smith’s allegedly false allegations contained in the videotape make it “substantial proof of a fact material in the proceeding.” Finally, the government’s appeal certainly was not brought for “the purpose of delay,” as the defendant has in no way opposed the appeal or complained about delay.

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United States v. Smith, 135 F.3d 963, 50 Fed. R. Serv. 1584, 26 Media L. Rep. (BNA) 1457, 1998 U.S. App. LEXIS 2958, 1998 WL 72107 (5th Cir. 1998).

135 F.3d 963 (United States v. Smith) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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