United States v. Saul Ramirez-Castillo

748 F.3d 205, 2014 WL 1688634, 2014 U.S. App. LEXIS 8144
CourtCourt of Appeals for the Fourth Circuit
DecidedApril 30, 2014
Docket13-4158
StatusPublished
Cited by74 cases

This text of 748 F.3d 205 (United States v. Saul Ramirez-Castillo) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Saul Ramirez-Castillo, 748 F.3d 205, 2014 WL 1688634, 2014 U.S. App. LEXIS 8144 (4th Cir. 2014).

Opinion

Vacated and remanded by published opinion. Judge THACKER wrote the opinion, in which Judge GREGORY and Judge WYNN joined.

THACKER, Circuit Judge:

In this appeal, we review the propriety of a prison sentence imposed subsequent to a jury trial in which the jury made two specific factual findings but never returned a guilty verdict. Saul Ramirez-Castillo (“Appellant”) challenges his conviction and sentence for possession of a prohibited object by a federal inmate. On December 14, 2011, Appellant was charged in a single-count indictment with “knowingly possessing] prohibited objects, that is, two homemade weapons,” while an inmate at a Federal Correctional Institute in Estill, South Carolina (“FCI Estill”), in violation of 18 U.S.C. §§ 1791(a)(2), (b)(3), and (c). A jury trial was held on September 25, 2012. At the conclusion of the evidence, the district court charged the jury with determining: (1) whether the first object at issue was a “weapon”; and (2) whether the second object at issue was possessed by Appellant. The jury answered “yes” to each question, but was never asked to determine whether Appellant was “guilty” or “not guilty” of the charged offense. Although the jury never returned a guilty *209 verdict, the parties proceeded to sentencing on February 21, 2013. Appellant was sentenced to 33 months’ imprisonment, to be served consecutively to his prior undischarged term of imprisonment of 66 months.

Because we conclude the district court violated Appellant’s right to have a jury determine his guilt beyond a reasonable doubt, we vacate Appellant’s conviction and sentence, and we remand the case to the district court.

I.

A.

On November 5, 2011, while Appellant was serving a 66-month sentence for illegal re-entry after deportation at FCI Es-till, prison officials conducted two searches that gave rise to the charges in this case. The first search was a pat-down of Appellant’s person, during which a prison official found an object, described as “[a] homemade shank, approximately five inches long, with a sharp point,” J.A. 33 (“Exhibit l”), 1 inside of Appellant’s pocket. After discovering Exhibit 1, prison officials conducted a search of Appellant’s jail cell and locker. Inside Appellant’s locker, prison officials found a nine-and-a-half-ineh piece of metal, sharpened to a point on one end (“Exhibit 2”). Appellant’s locker also contained four pairs of shoes, as well as several of Appellant’s personal items.

Appellant did not waive his right to a trial by jury, and trial commenced on September 25, 2012. Testifying in his own defense, Appellant admitted to making and possessing Exhibit 1, claiming that he used it as a tool to alter or fix ill-fitting shoes. Further, Appellant identified several pairs of shoes that were recovered from his locker and stated that he had either sewn patches or attached new soles to those shoes. Appellant also testified that he never used Exhibit 1 as a weapon and that he never planned to use it as a weapon. On cross-examination, however, Appellant acknowledged that if he were attacked and his life was in danger, he would use Exhibit 1 to defend himself against such an attack. With respect to Exhibit 2, Appellant acknowledged that, based on its appearance, Exhibit 2 could seriously hurt someone. However, Appellant testified that he had never seen Exhibit 2 before the search nor had he used it for any reason. On cross-examination, Appellant also stated that his locker had a combination lock on it, that no one else had the combination, and that he was the only one who had access to the locker.

B.

Several times during the trial, Appellant’s counsel and Government counsel discussed possible jury instructions and verdict forms with the district court. Just before the close of the Government’s case, Appellant’s counsel summarized for the district court the issues that she believed were contested: “As to the first thing [Exhibit 1], the issue is whether the thing is a weapon. As to the second thing [Exhibit 2], the issue is whether the thing was possessed.” J.A. 73. Thus, Appellant’s counsel stated, “it may behoove us, notwithstanding the fact that they were indicted in a single count together, to prepare a special verdict form that allows the jury to walk through [the Exhibits] item by item.” Id. Government counsel suggested preparing a verdict form that separately listed Exhibit 1 and Exhibit 2 and asked the jury to find Appellant “guilty” or “not guilty” as to each Exhibit. Id. at 74. The district court, however, indicated that it did not “know that that’s any different *210 from telling the jury that in order to find [Appellant] guilty, ... they’ve got to find he had possession of one of these [Exhibits] that they considered to be a weapon.” Id. The district court then asked Appellant’s counsel, “[d]oes that suit you ... ?” Id. at 75. Appellant’s counsel replied, “[t]hat would be just fine, Your Honor.” Id.

During a subsequent discussion about the verdict form, the following exchange occurred:

THE COURT: Ms. Blazer [Appellant’s Counsel], as I understand that from [Appellant’s, really [Appellant’s own testimony, in so far as possession to Exhibit 1, he admits that?
MS. BLAZER: Yes.
THE COURT: And so far as the Exhibit 2, [Appellant] admits that that satisfies as a weapon?
MS. BLAZER: That ... is a reasonable conclusion for the jury to draw, yes, Your Honor.
THE COURT: Do I — I was thinking about charging the jury as to [Exhibit] 1 that they had to determine whether it was a weapon—
MS. BLAZER: Yes.
THE COURT: —and nothing else.
MS. BLAZER: As to Exhibit 1, yes, Your Honor.
THE COURT: And as to [Exhibit] 2, they have to determine whether he possessed it.
MS. BLAZER: Yes, Your Honor, I agree completely.
THE COURT: Now, Mr. United States Attorney, you agree with this?
MR. BIANCHI [Government Counsel]: I do, Your Honor. I think it’s undisputed on Exhibit 2 at this point.

J.A. 114-15. Appellant’s counsel also noted, “just out of an abundance of caution,” that “implicit in number 1 and number 2 on this verdict form is that if the answer to either number 1 or number 2 is yes, then the jury would be finding [Appellant] guilty,” but that “[i]f the answer to both is no, the jury must find him not guilty.” Id. at 115. The district court agreed that if the jury answered “no” to both questions, the court would find, “as a matter of law,” that Appellant was not guilty. See id. at 115-16. Appellant’s counsel agreed, describing the verdict form as the jury’s “verdict as a finding of fact.” Id. at 116.

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Cite This Page — Counsel Stack

Bluebook (online)
748 F.3d 205, 2014 WL 1688634, 2014 U.S. App. LEXIS 8144, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-saul-ramirez-castillo-ca4-2014.