United States v. Roach

66 M.J. 410, 2008 CAAF LEXIS 809, 2008 WL 2566958
CourtCourt of Appeals for the Armed Forces
DecidedJune 26, 2008
Docket07-0870/AF
StatusPublished
Cited by24 cases

This text of 66 M.J. 410 (United States v. Roach) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Roach, 66 M.J. 410, 2008 CAAF LEXIS 809, 2008 WL 2566958 (Ark. 2008).

Opinions

Chief Judge EFFRON delivered the opinion of the Court.

A special court-martial composed of a military judge sitting alone convicted Appellant, pursuant to his pleas, of willful dereliction of duty and the use of cocaine, in violation of Articles 92 and 112a, Uniform Code of Military Justice (UCMJ), 10 U.S.C. §§ 892, 912a (2000). The sentence adjudged by the court-martial included a bad-conduct discharge, confinement for four months, and reduction to the lowest enlisted grade. The convening authority, pursuant to a pretrial agreement, approved that portion of the sentence that provided for a bad-conduct discharge, confinement for three months, and reduction to the lowest enlisted grade.

The case was transmitted to the United States Air Force Court of Criminal Appeals for mandatory review under Article 66, UCMJ, 10 U.S.C. § 866 (2000), with a submission by defense counsel due on November 14, 2006. At appellate defense counsel’s request, the court granted three enlargements of time. On March 14, 2007, the court denied appellate defense counsel’s request for a fourth enlargement. On August 28, 2007, appellate defense counsel submitted a motion to reconsider that denial and provide an additional sixty days to submit a brief on Appellant’s behalf. The court denied the motion on August 30, 2007. See United States v. Roach, No. ACM S31143, 2007 CCA LEXIS 402, at *2, 2007 WL 2790660, at *1 (A.F.Ct. Crim.App. Sept. 13, 2007) (per curiam) (unpublished).

On September 13, 2007, the Court of Criminal Appeals issued a decision affirming the findings and sentence as approved by the convening authority. Id. at *9, 2007 WL 2790660, at *3-*4. On Appellant’s petition, we granted review in light of United States v. May, 47 M.J. 478 (C.A.A.F.1998) (regarding proceedings in the Courts of Criminal Appeals when appellate defense counsel had not provided a submission on the merits of the case).1 For the reasons set forth below, we set aside the decision of the Air Force Court of Criminal Appeals and remand this case for further consideration.

[412]*412I. MILITARY APPELLATE REVIEW AT THE COURT OF CRIMINAL APPEALS

A. UNIQUE RESPONSIBILITIES UNDER ARTICLES 66 AND 70

Although the military justice system incorporates civilian criminal law practices in important respects, see, e.g., Article 36, UCMJ, 10 U.S.C. § 836 (2000), Congress in the UCMJ has preserved many of the historic aspects of military law. Appellate review in the Courts of Criminal Appeals, for example, embodies the traditional affirmative responsibility of military reviewing authorities to conduct mandatory, de novo review of court-martial proceedings. See Daniel T. Ghent, Military Appellate Processes, 10 Am.Crim. L. Rev. 125, 125 (1971) (comparing appellate procedures among military and civilian courts); Delmar Karlen, Civilian and Military Justice at the Appellate Level, 3 Wis. L. Rev. 786, 787 (1968) (same); William F. Frateher, Appellate Review in American Military Law, 14 Mo. L. Rev. 15, 59-64 (1949) (describing appellate review in the military justice system prior to enactment of the UCMJ).

In the Article III courts, the responsibility in a criminal ease for initiating a timely appeal, paying costs and fees, obtaining a transcript, and retaining counsel rests with the party seeking review. See, e.g., Fed. R.App. P. 3, 4(b), 10, 11. Provision of counsel on appeal at government expense and waiver of costs and fees occur only in the case of an indigent party. See 18 U.S.C. § 3006A(b), (d)(7) (2000); 3 Wayne R. La-Fave et al., Criminal Procedure §§ 11.1(a), 11.2(b) (3d ed.2007). The courts of appeals on direct review focus on issues of law, with the burden generally on the appellant to demonstrate prejudicial error. See, e.g., Fed.R.Crim.P. 52; 18 U.S.C. § 3742 (2000).

Proceedings in the Courts of Criminal Appeals differ from civilian appeals in three significant respects. First, review is mandatory. The Judge Advocate General must submit each case of the type at issue in the present appeal to the court unless the accused affirmatively waives the appeal. See Article 66(b), UCMJ.

Second, the Judge Advocate General must provide government-furnished appellate counsel to the accused, regardless of indigence, on request of the accused, or when the government is represented on appeal by counsel. See Article 70, UCMJ, 10 U.S.C. § 870. The report accompanying enactment of Article 70, UCMJ, observed that such representation would “assure that the accused’s case will be thoroughly considered.” H.R.Rep. No. 81-491, at 33 (1949), as reprinted in 1950 U.S.C.C.A.N. 2220, 2256.

Third, the scope of review by the Courts of Criminal Appeals differs in significant respect from direct review in the civilian federal appellate courts. See United States v. Crider, 22 C.M.A. 108, 110-11, 46 C.M.R. 108, 110-11 (1973). In addition to reviewing the case for legal error in a manner similar to other appellate courts, see Article 59(a), UCMJ, 10 U.S.C. § 859(a) (2000), Congress has provided the Courts of Criminal Appeals with “plenary, de novo power of review” and the ability to “ ‘determine! ], on the basis of the [entire] record’ which findings and sentence should be approved.” United States v. Cole, 31 M.J. 270, 272 (C.M.A.1990) (citation omitted). In that regard, the court conducts a de novo review under Article 66(c) of the facts as part of its responsibility to make an affirmative determination as to whether the evidence provides proof of the appellant’s guilt of each offense beyond a reasonable doubt. United States v. Turner, 25 M. J. 324, 324-25 (C.M.A.1987). The court also conducts a de novo review of the sentence under Article 66(c) as part of its responsibility to make an affirmative determination as to sentence appropriateness. See United States v. Baier, 60 M.J. 382, 384-85 (C.A.A.F.2005) (discussing the requirement that the Courts of Criminal Appeals independently determine the sentence appropriateness of each case they affirm). The reports accompanying the enactment of the UCMJ identified the unique powers established under Article 66 as responding to significant deficiencies in the operation of the military justice system during World War II, particularly with respect to sentence disparities. See H.R.Rep. No. [413]*41381-491, at 31-32 (1949), as reprinted in 1950 U.S.C.C.A.N. 2220, 2253-54; see also Fratcher, 14 Mo. L. Rev. at 55-56, 59-60 (describing concerns growing out of the World War II experience).

B.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Couty
Air Force Court of Criminal Appeals, 2025
United States v. Private First Class WILLIS A. GRANT
Army Court of Criminal Appeals, 2022
Chapman v. Warden
E.D. Virginia, 2022
United States v. Witt
Air Force Court of Criminal Appeals, 2021
United States v. Wilson
Air Force Court of Criminal Appeals, 2021
Wagner v. Commander
D. Kansas, 2020
United States v. Harper
Navy-Marine Corps Court of Criminal Appeals, 2020
United States v. Jessie
Court of Appeals for the Armed Forces, 2020
United States v. Chin
75 M.J. 220 (Court of Appeals for the Armed Forces, 2016)
United States v. Reynolds
Navy-Marine Corps Court of Criminal Appeals, 2016
United States v. Moran
Navy-Marine Corps Court of Criminal Appeals, 2016
United States v. Hernandez
Navy-Marine Corps Court of Criminal Appeals, 2015
United States v. Bates
Navy-Marine Corps Court of Criminal Appeals, 2015
United States v. Walsh
Air Force Court of Criminal Appeals, 2015
United States v. Sauk
74 M.J. 594 (Air Force Court of Criminal Appeals, 2015)
United States v. Helpap
Air Force Court of Criminal Appeals, 2014
United States v. Denobriga
Navy-Marine Corps Court of Criminal Appeals, 2014
United States v. Grottenthaler
Air Force Court of Criminal Appeals, 2014
United States v. Dutta
Navy-Marine Corps Court of Criminal Appeals, 2014
United States v. Aldonis
Navy-Marine Corps Court of Criminal Appeals, 2014

Cite This Page — Counsel Stack

Bluebook (online)
66 M.J. 410, 2008 CAAF LEXIS 809, 2008 WL 2566958, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-roach-armfor-2008.