United States v. Sauk

74 M.J. 594, 2015 CCA LEXIS 119, 2015 WL 1507841
United States Air Force Court of Criminal Appeals·Decided March 27, 2015·No. ACM 38398 (recon)·Published·Cited by 108 cases

Opinion

UPON RECONSIDERATION

OPINION OF THE COURT

PER CURIAM:

A general court-martial composed of officer and enlisted members convicted the appellant, contrary to his pleas, of involuntary manslaughter, aggravated assault, assault, and negligent homicide, in violation of Articles 119, 128, and 134, UCMJ, 10 U.S.C. §§ 919, 928, 934. The court sentenced the appellant to a bad-conduct discharge, confinement for 5 years, and reduction to E-l. The convening authority approved the sentence as adjudged.

On appeal, pursuant to United States v. Grostefon, 12 M.J. 431 (C.M.A.1982), the appellant contends: (1) the evidence is factually and legally insufficient to sustain his convictions; (2) his trial defense counsel were ineffective; (3) unlawful command influence made it impossible for him to receive a fair trial and clemency consideration; (4) he is entitled to relief pursuant to Article 13, UCMJ, 10 U.S.C. § 813; and (5) the sentence is inappropriately severe. He also contends the military judge erred by failing to merge the specifications as either being multiplicious or as an unreasonable multiplication of charges. Before turning to the assignments of error,'we address the Government’s failure to obey an order this court issued to produce post-trial discovery.

Background

The charges in this case stemmed from the death of the appellant’s two-month-old son. The infant had been rushed to a local emergency room by paramedics after his parents' called 911 early on the morning of 10 January 2011. When the infant arrived at the emergency room, he was not breathing, had no pulse, and was not responsive. A pediatrician was eventually able to restore the infant’s heartbeat, but she observed indications the child had suffered what she believed to be non-accidental head trauma (lack of pupil response to light, eye hemorrhages, low body temperature, and seizures). The infant was transferred to The Johns Hopkins Hospital where he could be treated at a pediatric intensive care unit. His brain began to swell, causing irreversible brain damage. On 11 January 2011, he was removed from life support.

The appellant was charged with six offenses involving the death of his son: - unpremeditated murder, involuntary manslaughter by culpable negligence, aggravated assault by force likely to cause death or grievous bodily harm, negligent homicide, assault, and child endangerment. He was acquitted of the murder charge and child endangerment charges and convicted of the remaining offenses.

On 20 January 2015, a panel of this court issued its decision in this ease, dismissing the aggravated assault, negligent homicide, and assault specifications, as explained below. We subsequently granted the Government’s request for en bane reconsideration.

Orders Issued by Courts of ■ Criminal Appeals

Two days after we issued our initial decision in this case, the appellant moved for leave to file a motion to compel production of post-trial discovery. The appellant noted that the Inspector General for the Department of Defense had recently issued a report on the evaluation of military criminal investigative organizations’ child death investigations during a two-year time period. The report found that six eases studied had “significant deficiencies,” with two of them originating from the Air Force Office of Special Investigations (AFOSI), the organization that was involved in the appellant’s case. 2 The *599 appellant moved this court to order the production of any and all documents related to the investigation concerning any deficiencies committed by investigative organizations that investigated the appellant’s case. The Government opposed the motion.

After considering both parties’ submissions and the direction outlined in United States v. Campbell, 57 M.J. 134 (C.A.A.F.2002), this court granted the appellant’s motion in part. The court ordered the Government to disclose by 17 February 2015 whether the appellant was referenced in either investigation returned to AFOSI. The Government promptly moved for reconsideration and asked this court to consider that motion en banc. We denied their request and issued a revised order directing the Government to comply by 20 February 2015.

The Government did not comply with that order. Instead, on the date by which the court had ordered it to provide post-trial discovery, the Government filed a “motion for leave to file response.” The Government’s motion expressed its continued -disagreement with this court’s post-trial discovery order and indicated the Government was “considering whether to accept this Court’s decision or to pursue it further by way of certification to our superior Court.” The Government did not indicate it had requested any relief from the United States Court of Appeals for the Armed Forces (C.A.A.F.) or this court. Further, the Government did not request a delay of the compliance deadline or that this court stay enforcement of its post-trial discovery order until a certification decision could be made.

The appellant timely filed a response to the Government’s pleading, asking this court to set aside the findings and sentence “based on the government’s intentional refusal to comply with a judicial order without seeking relief from the order with this Court.” We ordered the Government to show cause why the appellant’s request should not be granted.

In response to a show cause order from this court and during oral argument, the Government asserted the United States is allowed 60 days from the issuance of our revised order to seek certification to C.A.A.F. The Government generally asserted that The Judge Advocate General could certify this matter for our superior court’s review under Article 67(a)(2), UCMJ, 10 U.S.G. § 867(a)(2). While the Government’s position centered on the post-trial discovery order issued in this case, the Government indicated that all orders from this court are theoretically subject to the same 60-day period during which a party need not comply with this court’s orders if it believes certification to review the order is appropriate. The Government explained it did not seek an enlargement to comply or a stay of the order’s execution because this court’s orders, like its decisions, are not self-executing and thus are not final until this period has run. We disagree.

A service court order is “a command or directive issued by the Court” as part of its duties under Article 66, UCMJ, 10 U.S.C. § 866. A.F. Ct.Crim.App. R. Prac. and Proc. 18.1. Unlike its decisions, interlocutory orders issued by this court as part of its review under Article 66, UCMJ, are self-executing and do not require the issuance of a mandate to be effective. The effective date of such an order is the date it was issued. Cf. C.A.A.F. R. Prac. and Proc. 43A(b). It is true that final decisions or opinions of the court are not self-executing because the parties enjoy a statutory right to appeal such decisions or opinions. United States v. Miller, 47 M.J. 352 (C.A.A.F.1997).

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United States v. Sauk, 74 M.J. 594, 2015 CCA LEXIS 119, 2015 WL 1507841 (afcca 2015).

74 M.J. 594 (United States v. Sauk) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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