Smith v. Robbins

528 U.S. 259, 120 S. Ct. 746, 145 L. Ed. 2d 756, 2000 U.S. LEXIS 825
CourtSupreme Court of the United States
DecidedJanuary 19, 2000
Docket98-1037
StatusPublished
Cited by3,461 cases

This text of 528 U.S. 259 (Smith v. Robbins) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. Robbins, 528 U.S. 259, 120 S. Ct. 746, 145 L. Ed. 2d 756, 2000 U.S. LEXIS 825 (2000).

Opinions

Justice Thomas

delivered the opinion of the Court.

Not infrequently, an attorney appointed to represent an indigent defendant on appeal concludes that an appeal would be frivolous and requests that the appellate court allow him to withdraw or that the court dispose of the case without the filing of merits briefs. In Anders v. California, 386 U. S. 738 (1967), we held that, in order to protect indigent defendants’ constitutional right to appellate counsel, courts must safeguard against the risk of granting such requests in cases where the appeal is not actually frivolous. We found inadequate California’s procedure — which permitted appellate counsel to withdraw upon filing a conelusory letter stating that the appeal had “no merit” and permitted the appellate court to affirm the conviction upon reaching the same conclusion following a review of the record. We went on to set [265]*265forth an acceptable procedure. California has since adopted a new procedure, which departs in some respects from the one that we delineated in Anders. The question is whether that departure is fatal. We hold that it is not. The procedure we sketched in Anders is a prophylactic one; the States are free to adopt different procedures, so long as those procedures adequately safeguard a defendant’s right to appellate counsel.

I

A

Under California’s new procedure, established in People v. Wende, 25 Cal. 3d 436, 441-442, 600 P. 2d 1071, 1074-1075 (1979), and followed in numerous cases since then, see, e. g., People v. Rowland, 75 Cal. App. 4th 61, 63, 88 Cal. Rptr. 2d 900, 901 (1999), counsel, upon concluding that an appeal would be frivolous, files a brief with the appellate court that summarizes the procedural and factual history of the case, with citations of the record. He also attests that he has reviewed the record, explained his evaluation of the case to his client, provided the client with a copy of the brief, and informed the client of his right to file a pro se supplemental brief. He further requests that the court independently examine the record for arguable issues. Unlike under the An-ders procedure, counsel following Wende neither explicitly states that his review has led him to conclude that an appeal would be frivolous (although that is considered implicit, see Wende, 25 Cal. 3d, at 441-442, 600 P. 2d, at 1075) nor requests leave to withdraw. Instead, he is silent on the merits of the case and expresses his availability to brief any issues on which the court might desire briefing. See generally id., at 438, 441-442, 600 P. 2d, at 1072, 1074-1075.

The appellate court, upon receiving a “Wende brief,” must “conduct a review of the entire record,” regardless of whether the defendant has filed a pro se brief. Id., at 441-442, 600 P. 2d, at 1074-1075. The California Supreme Court [266]*266in Wende required such a thorough review notwithstanding a dissenting Justice’s argument that it was unnecessary and exceeded the review that a court performs under Anders. See 25 Cal. 3d, at 444-445, 600 P. 2d, at 1077 (Clark, J., concurring in judgment and dissenting in part); see also id., at 444, 600 P 2d, at 1076 (“The precise holding in Anders was that a ‘no merit’ letter . . . ‘was not enough.’. . . Just what is ‘enough’ is not clear, but the majority of the court in that case did not require an appellate court to function as co-counsel”). If the appellate court, after its review of the record pursuant to Wende, also finds the appeal to be frivolous, it may affirm. See id., at 443, 600 P 2d, at 1076 (majority opinion). If, however, it finds an arguable (i. e., nonfrivolous) issue, it orders briefing on that issue. Id., at 442, n. 3, 600 P. 2d, at 1075, n. 3.1

B

In 1990, a California state-court jury convicted respondent Lee Robbins of second-degree murder (for fatally shooting his former roommate) and of grand theft of an automobile (for stealing a truck that he used to flee the State after committing the murder). Robbins was sentenced to 17 years to life. He elected to represent himself at trial, but on appeal [267]*267he received appointed counsel. His appointed counsel, concluding that an appeal would be frivolous, filed with the California Court of Appeal a brief that complied with the Wende procedure.2 Robbins also availed himself of his right under Wende to file a pro se supplemental brief, filing a brief in which he contended that there was insufficient evidence to support his conviction and that the prosecutor violated Brady v. Maryland, 373 U. S. 83 (1963), by failing to disclose exculpatory evidence.

The California Court of Appeal, agreeing with counsel's assessment of the case, affirmed. The court explained that it had “examined the entire record” and had, as a result, concluded both that counsel had fully complied with his responsibilities under Wende and that “no arguable issues exist.” App. 39. The court added that the two issues that Robbins raised in his supplemental brief had no support in the record. Ibid. The California Supreme Court denied Robbins’ petition for review.

After exhausting state postconviction remedies, Robbins filed in the United States District Court for the Central District of California the instant petition for a writ of habeas corpus pursuant to 28 U. S. C. §2254.3 Robbins renewed his Brady claim, argued that the state trial court had erred by not allowing him to withdraw his waiver of his right to trial counsel, and added nine other claims of trial error. In addition, and most importantly for present purposes, he claimed that he had been denied effective assistance of appellate counsel because his appellate counsel’s Wende brief failed to comply with Anders v. California, 386 U. S., at 744. Anders [268]*268set forth a procedure for an appellate counsel to follow in seeking permission to withdraw from the representation when he concludes that an appeal would be frivolous; that procedure includes the requirement that counsel file a brief “referring to anything in the record that might arguably support the appeal,” ibid.

The District Court agreed with Robbins’ last claim, concluding that there were at least two issues that, pursuant to Anders, counsel should have raised in his brief (in a Wende brief, as noted above, counsel is not required to raise issues): first, whether the prison law library was adequate for Robbins’ needs in preparing his defense after he elected to dismiss his appointed counsel and proceed pro se at trial, and, second, whether the trial court erred in refusing to allow him to withdraw his waiver of counsel. The District Court did not attempt to determine the likelihood that either of these two issues would have prevailed in an appeal. Rather, it simply concluded that, in the language of the Anders procedure, these issues “might arguably” have “support[ed] the appeal,” App. 51, n. 6 (citing Anders),

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Cite This Page — Counsel Stack

Bluebook (online)
528 U.S. 259, 120 S. Ct. 746, 145 L. Ed. 2d 756, 2000 U.S. LEXIS 825, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-robbins-scotus-2000.