United States v. Penister

25 M.J. 148, 1987 CMA LEXIS 3988
CourtUnited States Court of Military Appeals
DecidedSeptember 30, 1987
DocketNo. 54,943; NMCM 85 3684
StatusPublished
Cited by85 cases

This text of 25 M.J. 148 (United States v. Penister) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Penister, 25 M.J. 148, 1987 CMA LEXIS 3988 (cma 1987).

Opinions

Opinion of the Court

EVERETT, Chief Judge:

A general court-martial consisting of a military judge alone tried the accused at Long Beach, California, on a charge that on February 8, 1985, he assaulted a fellow sailor with a loaded firearm and intentionally inflicted grievous bodily harm upon him, in violation of Article 128, Uniform Code of Military Justice, 10 U.S.C. § 928. Pursuant to his guilty pleas, Penister was convicted of the lesser-included offense of assault with a dangerous weapon, and the judge sentenced him to a bad-conduct discharge, confinement for 12 months, forfeiture of $300.00 pay per month for 12 months, and reduction to pay grade E-l.

Upon review of the case, the Court of Military Review concluded that the accused had been prejudiced by the military judge’s rejection of his guilty pleas when initially the assault charge had been referred to a special court-martial. Accordingly, the findings of guilty and the sentence were set aside, and the record of trial was ordered returned to the convening authority, who was authorized either to direct special court-martial proceedings or to dismiss the charge and specification.

In turn, the Judge Advocate General of the Navy certified to us this issue:

WHETHER THE NAVY-MARINE CORPS COURT OF MILITARY REVIEW ERRED IN CONCLUDING THAT THE MILITARY JUDGE AT THE ACCUSED’S SPECIAL COURT-MARTIAL ABUSED HIS DISCRETION IN REJECTING THE ACCUSED’S GUILTY PLEAS, WHICH REJECTION RESULTED IN REFERRAL OF THE ACCUSED’S CASE TO A GENERAL COURT-MARTIAL.

I

After the aggravated-assault charge was preferred on March 26,1985, Penister, who was assigned to the USS OGDEN, entered into a pretrial agreement with Captain C. R. Edwards, commanding officer of the vessel, which contained this provision:

In exchange for my offer to plead guilty to Article 128 (Assault) with intent to commit grievous bodily harm, the Convening Authority agrees to refer my case to a special court-martial rather than a general court-martial. This agreement is valid only if my pleas are entered and accepted as provident on or before 1 Apr 1985.

The convening authority was allowed by the agreement to approve whatever sentence the special court-martial adjudged.

Captain Edwards referred the charge to a special court-martial; and when the case came to trial on April 1, Penister entered the required guilty pleas. Thereupon, the military judge conducted an extensive providence inquiry — some 36 pages in the record — during which the accused, after being correctly advised of the elements of the offense charged, described in detail the events surrounding the shooting and admitted intending to injure the victim. The Court of Military Review summarized Penister’s narrative in this manner:

The appellant stated that throughout the whole day he and the victim had been [150]*150“exchanging horseplay;” that this horseplay included verbal and physical aspects —i.e., the appellant tweaked the victim’s nose several times and kidded him about its size — the victim at least twice grabbed the appellant’s hand and twisted it, causing him pain, and the victim tormented the appellant by saying he would beat up the appellant because the appellant did not have his gun handy; that at about 2300 the two had begun a game of dominoes in the appellant’s on-base quarters while awaiting the arrival of the victim’s wife to drive him home; that the two had consumed some beer prior to arriving at the appellant’s residence, with the appellant drinking “three — four” beers; that the appellant obtained a pistol from his upstairs bedroom, checked that it was loaded, laid it on the table while the game was in progress, and commented, “Well you said I didn’t have my gun then you said what you’d do. Now, if I had taken you serious you’d be in a world of trouble,” referring to the victim’s earlier remarks about the appellant not having his gun with him; that he was not afraid of the victim (whom he considered a friend) but rather brought the pistol out as a continuation of the exchange of remarks and physical horseplay that had occurred earlier; that when Mrs. M arrived he described the horseplay to her and she began laughing; that the victim grabbed the appellant’s left hand in a manner causing pain and this reminded the appellant of the earlier instances during the day when the victim had done the same thing to the appellant; that the appellant could not remember actually firing the shots but was familiar with statements by witnesses indicating he had raised the pistol, cocked it, and pulled the trigger; that the appellant recalled the victim falling out of his chair; and that the appellant aided the victim after the shooting.

Unpub. op. at 2.

Having heard the accused’s account, and then having reviewed with him the terms of the pretrial agreement and determined that it was voluntary, the judge apparently was ready to accept the pleas; but, with commendable caution, he inquired whether “either counsel have any additional questions concerning the providenc[e] of the accused’s pleas?” Trial counsel responded:

Your Honor, at this time the government would move that you reject the pleas and enter pleas of not guilty on his behalf. This is a specific intent offense, during the course of providenc[e] he brought up the alcohol and also his statement as to any lack of memory at the time, and as such we don't believe that specific intent has been sufficiently shown.

Defense counsel in turn replied:

Your Honor, OS3 Penister indicated that he was not drunk when he did the offense and that he did, in fact, experience anger and intend to shoot OS1 Marshall. We would urge the court to find that his pleas are provident, or if the court determines they are not provident we would ask the court to enter findings on a lesser included offense. But, we believe, Your Honor, that the pleas are, and the accused’s response indicate, that his pleas are provident.

After a recess, the judge interrogated Penister again and determined that he had no problem with drinking, did not get drunk easily, had not felt that he was under the influence of alcohol, and had no reason to believe that he was incapable of forming the intention to inflict grievous bodily harm on his victim. Moreover, although Penister could not recall the incident itself, he had been thinking clearly enough to know that the shooting was not accidental.

The judge inquired of the defense whether there was any indication of need for a psychiatric inquiry; and, after a recess, he was assured by both trial and defense counsel that they had consulted with medical authorities and believed that there was no necessity for psychiatric evaluation. Penister then assured the judge that he also believed that there was no need for [151]*151such inquiry. Finally, after still another recess, the judge ruled:

At this stage of the game I do find specifically that the accused was not of such an intoxicated state on the night in question that that would have prevented him from forming the intent in question to inflict grievous bodily harm.

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Cite This Page — Counsel Stack

Bluebook (online)
25 M.J. 148, 1987 CMA LEXIS 3988, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-penister-cma-1987.