United States v. Holmes

65 M.J. 684, 2007 CCA LEXIS 241, 2007 WL 2004422
Navy-Marine Corps Court of Criminal Appeals·Decided July 9, 2007·No. NMCCA 200601110·Published·Cited by 4 cases

Opinion

COUCH, Judge:

The appellant was convicted, pursuant to his pleas, by a military judge sitting as a special court-martial, of three specifications of making a false official statement and one specification of wrongful appropriation, in violation of Articles 107 and 121, Uniform Code of Military Justice, 10 U.S.C. §§ 907 and 921. The appellant was sentenced to confinement for 180 days, reduction to pay grade E-l, and a bad-conduct discharge. The convening authority approved the findings and the sentence as adjudged, but suspended all confinement in excess of 100 days pursuant to the terms of a pretrial agreement. In an act of clemency, the convening authority suspended the bad-conduct discharge for 12 months from the date of his action.1

After considering the record of trial, the appellant’s sole assignment of error and reply brief, and the Government’s response, we conclude that the findings as to Specifications 2 and 3 of Charge I must be set aside. We will take corrective action in our decretal paragraph. Following our corrective action, we find that the findings and the sentence, as modified, are correct in law and fact and that no error materially prejudicial to the substantial rights of the appellant remains. See Arts. 59(a) and 66(c), UCMJ, 10 U.S.C. §§ 859(a) and 866(c).

The appellant’s sole assignment of error contends that his pleas to two of the specifications of making a false official statement are improvident as there is no evidence that the statements were “official” as required by Article 107, UCMJ, 10 U.S.C. § 907. We agree that the appellant’s pleas to Specifications 2 and 3 of Charge I were improvident.

Background

The appellant was stationed at Camp Pendleton, California, when he drove away with a car from the base “lemon lot”2 and took it for a joy ride that included a brief jaunt into Mexico. When he attempted to re-enter the United States, the appellant was stopped at the border by a U.S. Customs agent who, as a routine matter and without reading the appellant his rights, asked to whom the car belonged. Record at 19-20. The appellant lied when he told the agent the car belonged to his cousin. This lie is the basis of the second false official statement specification.

Shortly thereafter, a California Highway Patrol officer arrived and, after reading the appellant his rights, also questioned the appellant about the car. Id. at 24. The appellant lied when he told the patrolman that he “purchased the car from a Hispanic male for $20.” Id. This lie by the appellant is the basis of the third false official statement specification.

[686] Within a week the appellant deployed to Iraq, where he was interviewed by Special Agent Gomez, Criminal Investigation Division (CID), as part of an inquiry into the theft of the car.3 The appellant stated that Special Agent Gomez questioned him about the ear in Iraq because his unit at Camp Pendleton knew about the car, and that Special Agent Gomez was conducting “some sort of military investigation” as to why the appellant had the car. Id. at 16-17. After being read his rights, the appellant lied to Special Agent Gomez when he stated, “I gave the guy $20 for the car on Friday.” Id. at 17-18. This he by the appellant was the basis of the first false official statement specification.

Standard of Review

As a predicate matter, we address some confusion as to the appropriate standard of review we should apply to our analysis of whether an appellant’s guilty plea was provident. In United States v. Shaw, 64 M.J. 460, 462 (C.A.A.F.2007), our superior court said: “‘A military judge’s decision to accept a guilty plea is reviewed for an abuse of discretion.’ ” (quoting United States v. Eberle, 44 M.J. 374, 375 (C.A.A.F.1996)(citing United States v. Gallegos, 41 M.J. 446 (C.A.A.F.1995))); see also United States v. Phillippe, 63 M.J. 307, 309 (C.A.A.F.2006). By contrast, in United States v. Pena, 64 M.J. 259 (C.A.A.F.2007), cert. denied, — U.S. -, 127 S.Ct. 2281, 167 L.Ed.2d 1095 (2007), the Court said, “We review claims as to the providency of a plea under a de novo standard.” Id. at 267 (citing United States v. Harris, 61 M.J. 391, 398 (C.A.A.F.2005)(military judge’s legal conclusion appellant’s pleas were provident reviewed de novo)).

There is no confusion a guilty plea will be rejected on appeal only where the record of trial shows a substantial basis in law and fact for questioning the plea. United States v. Carr, 65 M.J. 39, 40-41 (C.A.A.F.2007); United States v. Hardeman, 59 M.J. 389, 391 (C.A.A.F.2004); Phillippe, 63 M.J. at 309; United States v. Jordan, 57 M.J. 236, 238 (C.A.A.F.2002); United States v. Prater, 32 M.J. 433, 436 (C.M.A.1991); United States v. Logan, 47 C.M.R. 1, 3, 1973 WL 14641 (C.M.A.1973)(hereinafter the “Prater substantial basis test”). For the reasons set out below, we conclude the proper standard of review for the providence of a guilty plea is abuse of discretion, where the issue is whether a factual basis exists to support the plea.

In general, “abuse of discretion” as a standard of review is commonly used in two different ways. Sometimes, “abuse of discretion” is a conclusory label, such as when it is said a lower court abused its discretion because its findings of fact were clearly erroneous or because it was mistaken on the law. 19 Moore’s Federal Practice § 206.05[1] (Matthew Bender 3d ed.); see United States v. Parker, 62 M.J. 459, 465 (C.A.A.F.2006); United States v. Ayala, 43 M.J. 296, 298 (C.A.A.F.1995); United States v. Sullivan, 42 M.J. 360, 363 (C.A.A.F.1995). In such cases, factual findings have been reviewed under a “clearly erroneous” standard, and legal determinations under a de novo standard. To say the lower court abused its discretion may be a technically correct usage of this “term of art,” but it can obscure the trae standard of review.

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United States v. Holmes, 65 M.J. 684, 2007 CCA LEXIS 241, 2007 WL 2004422 (N.M. 2007).

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