Shepardson v. Roberts

14 M.J. 354, 1983 CMA LEXIS 19396
CourtUnited States Court of Military Appeals
DecidedJanuary 3, 1983
DocketMisc. No. 82-24
StatusPublished
Cited by40 cases

This text of 14 M.J. 354 (Shepardson v. Roberts) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shepardson v. Roberts, 14 M.J. 354, 1983 CMA LEXIS 19396 (cma 1983).

Opinions

Opinion of the Court

EVERETT, Chief Judge:

On November 10, 1981, petitioner was charged with conduct unbecoming an offi[355]*355cer and gentleman by using marihuana in the presence of enlisted members of the Air Force, in violation of Article 133, Uniform Code of Military Justice, 10 U.S.C. § 933, and with use, transfer, and possession of marihuana and introduction of marihuana into a military aircraft, in violation of Article 134, UCMJ, 10 U.S.C. § 934. Two weeks later these charges were referred to a general court-martial by Major General Don H. Payne, who then commanded Keesler Technical Training Center at Keesler Air Force Base, Mississippi.

On March 4,1982, petitioner submitted an Offer For Pretrial Agreement, wherein he proposed to plead guilty to all specifications and charges in return for a limitation on the sentence to be approved. The staff judge advocate, Colonel Farina, recommended that this offer not be accepted and personally discussed the offer with General Payne, who, nonetheless, decided to enter into the agreement because, in his opinion, the punishment proposed by petitioner was severe enough.

On March 8, 1982, for reasons unrelated in any way to General Payne’s exercise of discretion as convening authority in military justice matters, he was replaced as commander of the Technical Training Center by Major General Thomas C. Richards, who also became the general court-martial convening authority. The next day Colonel Farina informed General Richards of the status of petitioner’s case, discussed the pretrial agreement with him, and provided him with a copy of the report of the Article 32 investigation, the pretrial advice of the staff judge advocate, the pretrial agreement, and Colonel Farina’s original memorandum recommending against acceptance of that agreement. Colonel Farina also informed Major General Richards that paragraph 4-8i of Air Force Manual 111-1 provides:

The convening authority may withdraw from the plea agreement for any reason before arraignment, but this power should only be exercised with due regard for fairness.

On March 10, 1982, General Richards gave written notice to petitioner’s counsel that, having “reviewed the matters pertinent to the Pretrial Agreement entered into by my predecessor in command on 5 March 1982 [,] [i]n my opinion, this Pretrial Agreement does not meet a standard of fairness to both the accused and the United States,” so, “[pjursuant to authority vested in me under AFM 111-1, paragraph 4 — 8i, I hereby withdraw from the Pretrial Agreement entered into by my predecessor in command. The Pretrial Agreement of 5 March 1982 in the case of United States v. Shepardson shall hereafter be null and void.”

When petitioner was arraigned on March 18, his counsel stated that

it is the defense’s understanding that there is some concern as to a pretrial agreement that has been entered into between the accused and the convening authority, and the case law clearly shows if there is such a concern on the part of the Government, they must make a motion to withdraw that agreement. We would make an offer of proof that there is an agreement between the convening authority and the accused at this time.

Trial counsel responded that he was not aware of any requirement that “the Government . .. make a motion to withdraw from a pretrial agreement where they have a right to do so”; and he added:

If the accused wishes to make a motion for a specific enforcement of an existing pretrial agreement, that would seem to be a matter for a motion for appropriate relief to be made by the defense, and I would suggest that this matter be resolved prior to the entry of a plea, in order to prohibit any possibility of prejudice to the accused.

As the military judge promptly ascertained, it was the Government’s position that no pretrial agreement existed, while the defense position was exactly contrary.

After the parties stipulated to relevant facts and argument had been heard, the military judge made his findings of fact and conclusions of law. He reasoned that under the terms of petitioner’s original of[356]*356fer for a pretrial agreement, “if simple contract law were to be applied, Major General Richards had an absolute right to withdraw from the agreement. However, case law makes it plain that contract law can not be directly applied.”

Among his other conclusions were these:
' 3. I have no doubt that had the accused entered pleas of guilty or otherwise acted to his detriment in reliance upon the pretrial agreement prior to its withdrawal General Richards would have been obliged to fulfill the promises made by General Payne. But as none of the conditions precedent set out in the offer had occurred, no obligation to take any particular action existed when General Richards withdrew from the agreement on 10 March 1982.
4. I am of the opinion that the statement that the power to withdraw should be exercised with “due regard for fairness” found in paragraph 4 — 8i refers to regard for fairness to the accused rather than fairness to the accused and the United States. But at the same time, I am of the opinion that the consideration of fairness arises only in the context where the accused has acted in some substantial way to his detriment in reliance on the acceptance of his offer. Here there has been no detriment to the accused. He was on 10 March 1982 and is at the present time in precisely the same position with respect to these charges as he was on 4 March 1982 when he made his offer. Accordingly, he has not been treated unfairly in any manner. He may elect trial on these charges or he may enter into further negotiations with the new convening authority, or may take any other action he desires with regard to the charges.

Accordingly, the judge granted “the motion to withdraw.” Then noting defense counsel had indicated that, in relying on the pretrial agreement, petitioner had made incriminating remarks to various persons, the judge further commented, “I would think that those statements would not be admissible at a trial, if such statements were made.”

Next, the defense moved for dismissal of the charges because the Government had not complied with “due process requirements of fairness” by its “conduct, in suggesting and creating reasonable expectations on the part of the accused, and then crushing them wholeheartedly.” To this motion the judge responded:

Well, there is nothing before the court that shows any misconduct on the part of any of the participants, either the Staff Judge Advocate, General Payne, or General Richards, let alone any egregious misconduct on the part of anyone.... I would find that there has been no egregious — this is not an egregious case, and there has been no misconduct, and therefore the motion to dismiss is denied.

Finally, defense counsel moved for a continuance in order to apply for extraordinary relief. The trial counsel did not oppose this motion and it was granted “tentatively” by the judge, who then set the new trial date for April 19, 1982. ■

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14 M.J. 354, 1983 CMA LEXIS 19396, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shepardson-v-roberts-cma-1983.