United States v. Kazena

11 M.J. 28, 1981 CMA LEXIS 15242
CourtUnited States Court of Military Appeals
DecidedApril 27, 1981
DocketNo. 38,784; NCM 79 1084
StatusPublished
Cited by31 cases

This text of 11 M.J. 28 (United States v. Kazena) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Kazena, 11 M.J. 28, 1981 CMA LEXIS 15242 (cma 1981).

Opinions

Opinion

FLETCHER, Judge:

On February 5, 1979, the appellant was arraigned on four specifications of unauthorized absence, in violation of Article 86, Uniform Code of Military Justice, 10 U.S.C. § 886. On February 7, 1979, the military judge accepted the appellant’s pleas of guilty to these offenses. The appellant was then sentenced by the judge to a bad-conduct discharge, 2 months’ confinement at hard labor, and forfeitures. The convening authority approved this sentence, except for confinement in excess of 1 month. The United States Navy Court of Military Review, 8 M.J. 814, affirmed this conviction.

Our attention is called by the Judge Advocate General of the Navy 1 to the circum[30]*30stances surrounding the acceptance of the appellant’s pleas of guilty by the military judge. Additional information is needed to appreciate the particular subjects of his inquiries.

On October 27, 1978, Colonel Slack, the special court-martial convening authority in this case, referred to trial against the appellant two specifications of unauthorized absence. The alleged periods of unauthorized absence were April 18 to 19, 1978, and May 2 to September 10,1978. These two specifications were originally referred as a single Charge under Article 86, supra. On November 21, 1978, the convening authority amended his referral to include an Additional Charge under Article 86, supra. It embraced a third specification of unauthorized absence which covered an alleged period from November 1 to 7, 1978.

Sometime thereafter the appellant offered a pretrial agreement to the convening authority, Colonel Slack. In this signed offer, the appellant agreed to plead guilty to the above Charge (two specifications) and the Additional Charge (one specification), if the convening authority promised to suspend any punitive discharge his court-martial might adjudge for these offenses. On January 17, 1979, the appellant again was absent without leave. His offer of a pretrial agreement, however, reached the convening authority, who signed this agreement on January 18, 1979, without knowledge of this new offense. The appellant returned to military control on January 22, 1979. On January 29, 1979, the convening authority again amended his referral order to include Additional Charge II, a fourth specification of unauthorized absence covering this last period.

On February 5, 1979, the appellant was arraigned on the above four specifications of unauthorized absence. The military judge prior to accepting these pleas inquired into their providency and the existence of a pretrial agreement. Defense counsel indicated such an agreement did exist, and the above agreement dated January 18, 1979, was accepted by the court as Appellate Exhibit I. The military judge had several problems with this agreement,2 most important was the fact that the agreement did not cover Additional Charge II. After a brief recess, trial counsel notified the military judge that the convening authority had earlier disapproved the agreement, but his decision had not reached the law center. He indicated to the military judge that the convening authority now wished to withdraw from the pretrial agreement. Defense counsel insisted that the document was controlling and the court-martial should proceed accordingly.

The military judge, concerned about his power to rule effectively on this question, adjourned the court to afford both parties an opportunity to agree on the terms of the pretrial agreement, if possible. Otherwise, he indicated there would be no pretrial agreement at all. Court was reopened on February 7, 1979. Defense counsel offered Appellate Exhibit II to the military judge. This was a second pretrial agreement between the two parties. It encompassed the four specifications of unauthorized absence on which the appellant was arraigned. The military judge accepted the agreement and the appellant’s guilty pleas. The sentencing portion of the court-martial proceeded and the military judge announced the punishment as indicated earlier. Then the military judge reviewed the sentence provisions in the agreement. Its only limitation was that the convening authority would remit confinement at hard labor in excess of 30 days if the accused received a bad-conduct discharge and submitted a request for appellate leave prior to the thirtieth day of his confinement.

[31]*31Before the Court of Military Review, the appellant challenged the failure of the convening authority to suspend his punitive discharge as provided in the original pretrial agreement. That Court held there was no pretrial agreement as claimed by the defense. It stated:

We hold that there is no pretrial agreement if that agreement does not encompass all the charges and specifications under which an accused is arraigned.

I

The first certified question by the Judge Advocate General and the ruling of the Court of Military Review invite this Court to interfere in a broad way with discretionary decisions made by the parties concerning legitimate subjects of the plea-bargain process. Cf. Moyer, Justice and The Military § 2-456 (1972). In the past, this Court, without mandating particulars, has only said that the pretrial agreement should be limited to bargaining for charges, sentence, and pleas. United States v. Cummings, 17 U.S.C.M.A. 376, 38 C.M.R. 174 (1968). The degree to which the agreement must address these permissible matters is a question not essential to our review of this case nor is it one to be readily embraced. See Bordenkircher v. Hayes, 434 U.S. 357, 98 S.Ct. 663, 54 L.Ed.2d 604 (1978). In any event, it should be noted that such partial pretrial agreements seem unsuited to the military justice system because of the President’s preference for a single sentence for all offenses for which an accused is found guilty. See generally para. 76, Manual for Courts-Martial, United States, 1969 (Revised edition). Cf. Wright, Federal Practice and Procedure § 527.

II

Turning to the second certified question, it should be rephrased in light of the critical fact of the case before us, i. e. the request for withdrawal by the convening authority. Moreover, in view of the reluctance of this Court to decide similar questions strictly on contract-law grounds, such a reformulation seems particularly appropriate. The critical question is whether as a matter of military due process the trial judge was correct in permitting the convening authority to withdraw from the original pretrial agreement because of the subsequent preferral and referral of an additional criminal charge against the appellant at the same court-martial. See Virgin Islands v. Scotland, 614 F.2d 360 (3rd Cir. 1980); Cooper v. United States, 594 F.2d 12 (4th Cir. 1979).

The first matter to be addressed is the apparent misgivings of the military judge as to his role in the plea-agreement process.

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Bluebook (online)
11 M.J. 28, 1981 CMA LEXIS 15242, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-kazena-cma-1981.