United States v. Patricia M. Donato

99 F.3d 426, 321 U.S. App. D.C. 287, 1996 WL 647601
CourtCourt of Appeals for the D.C. Circuit
DecidedJanuary 17, 1997
Docket95-3195
StatusPublished
Cited by63 cases

This text of 99 F.3d 426 (United States v. Patricia M. Donato) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Patricia M. Donato, 99 F.3d 426, 321 U.S. App. D.C. 287, 1996 WL 647601 (D.C. Cir. 1997).

Opinion

Opinion for the court filed by Circuit Judge SENTELLE.

Separate opinion filed per curiam.

SENTELLE, Circuit Judge:

Appellant Patricia Donato and Charles Fraser were indicted on three counts charging conspiracy, mail fraud, and wire fraud. The indictment alleged that Donato and Fraser had conspired to have Fraser steal Donato’s car so that Donato could collect insurance benefits and be freed from the obligations of her lease., On the first day of trial Fraser pled guilty. Fraser subsequently testified for the government against Do-nato. After a ten-day trial, the jury returned a verdict of guilty on all three counts of the indictment.

The trial was marked by frequent clashes between the trial judge and Donato’s attorney. Donato now raises several challenges to her conviction. . Finding four of them to have merit, we reverse and remand for a new trial.

I. BACKGROUND

Appellant is an engineer and former Marine Corps officer with no prior criminal record. In September 1991, she leased a Nissan 300ZX automobile for five years from Infiniti Financial Services. The car quickly became burdensome. After someone unsuccessfully attempted to steal the car in February 1992, it became a joke between Donato and her friends that- it might have been better had the would-be thief succeeded.

The government contended at trial that soon after the attempted theft, Donato decided to take steps to see to it that the car “disappeared.” The government contended that Donato conspired with Charles Fraser, a handyman who had previously done work around appellant’s house, to have him steal the car. Donato would then report the car stolen, collect on the insurance, and be freed from having to deal with the car and the lease.

While the existence of an agreement between Fraser and Donato was the central dispute at trial, it was not disputed that Fraser eventually took the car from the *429 parking lot at Donato’s place of work. Fraser had enlisted a man named Barry Tate to help in the theft and disposal of the car. Unbeknownst to Fraser, Tate was an informant for the FBI. After some additional investigation, Fraser and Donato were both charged.

II. ANALYSIS

As noted, above, Donato raises several challenges to her conviction. We hold that four of them have merit. We consider three of her meritorious challenges seriatim herein. The fourth, we discuss in a separate per curiam opinion filed simultaneously herewith.

A Bule 2Jp(c)&emdash;Excusal of the Juror

On the afternoon of Thursday, September 21, after the jury had been given its instructions, and before it left to begin deliberations, the trial judge asked if “there is any member among the original 12 jurors who believes that you are too sick or you’ve had some great emergency in your family and you cannot proceed to deliberation.” Tr. 9/21/95 at 100-01. Juror 11 indicated that she might have such a problem.

Upon approaching the bench, Juror 11 said, “On Monday evening I do have airplane tickets to go to Boise, Idaho, to help teach a course.” Id. at 101. The juror expressed concern that the deliberations might last until Monday evening. The trial judge agreed that they might and then, over the objection of Donato’s attorney, dismissed the juror and empaneled the first alternate, with no further inquiry into the nature and purpose of the juror’s trip. Donato now argues that this dismissal of the juror was reversible error under Federal Rule of CRIMINAL Procedure 24(c).

Rule 24(c) authorizes a district court judge to dismiss a juror and empanel an alternate when the original juror “become[s] or [is] found to be unable or disqualified to perform [her] duties.” Donato argues that the judge in her case erred by not making a finding that the dismissed juror was “unable or disqualified” to perform. She argues that this error prejudiced her “valued right to a particular tribunal.” United States v. Jorn, 400 U.S. 470, 484, 91 S.Ct. 547, 557, 27 L.Ed.2d 543 (1971) (quoting Wade v. Hunter, 336 U.S. 684, 689, 69 S.Ct. 834, 837, 93 L.Ed. 974 (1949)).

We review a trial court’s ruling under Rule 24(c) for abuse of discretion. United States v. Simpson, 992 F.2d 1224, 1228 (D.C.Cir.), cert. denied, 510 U.S. 906, 114 S.Ct. 286, 126 L.Ed.2d 236 (1993). The government contends that the trial judge was acting within her discretion when she excused Juror 11.

We recognize that a trial judge is given great latitude under abuse of discretion review. We also recognize, however, that in order for our review of a Rule 24(e) determination to be meaningful, the trial court must indicate what factors it has considered in exercising its discretion. In this case the trial judge never explained why this juror could be excused under Rule 24(c). It is not clear from the record before us why this was so, and the court made no effort to either further develop the record or explain why the existing record was adequate to make this determination.

Matters entrusted to a trial judge’s discretion are not unreviewable. Rather, they are subject to review for abuse of that discretion. If the record provided a full foundation for a determination that the juror was unable to fulfill her duties, we might be able to sustain the district court’s dismissal of her without express findings, although certainly such findings would make review more satisfactory. Here, however, we have neither the findings nor a record sufficient in depth or in detail to support such findings. We must, therefore, conclude that we cannot sustain the district court’s decision. Cf. United States v. Sobamowo, 892 F.2d 90, 95 (D.C.Cir.1989) (“The district judge was best positioned to determine whether dismissal of Juror 9 was warranted under the circumstances, and he gave an adequate account of the ground for his decision.”), cert. denied, 498 U.S. 825, 111 S.Ct. 78, 112 L.Ed.2d 51 (1990).

The government argues that even if the trial court did violate Rule 24(c), the defendant has not shown that she suffered preju *430 dice from the error and the conviction therefore should not be reversed. This argument, however, misconstrues the nature of Rule 24. Rule 24 is carefully designed to provide defendants and the United States with a meaningful, if limited, say in the composition of the jury. Rule 24(a) provides for the questioning of prospective jurors either by counsel or the trial judge. Rule 24(b) determines the number of peremptory challenges that each side will be allowed to exercise. Rule 24(c) limits the use of alternate jurors to situations where regular jurors “become or are found to be unable ... to perform their duties.” This grant of a say to the parties is thwarted if judges can, without any reason at all, change the composition of the jury.

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Cite This Page — Counsel Stack

Bluebook (online)
99 F.3d 426, 321 U.S. App. D.C. 287, 1996 WL 647601, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-patricia-m-donato-cadc-1997.