State v. Sassen Van Elsloo
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Opinions
WIGGINS, J.
¶ 1 Adrian Sassen Van Elsloo appeals the midtrial dismissal of an impaneled juror who was excused because she had a minor connection to an important defense witness. The trial judge in this case erred by dismissing an impaneled juror after multiple days of trial testimony when there was no evidence that the juror was biased. We must now decide the remedy for an erroneous dismissal of an impaneled juror. We hold that the defendant is entitled to a new trial if there is any reasonable possibility that the erroneous dismissal stemmed from the juror's views on the merits of the case. However, if an impaneled juror's dismissal does not stem from his or her view of the merits of the case but is nonetheless erroneous, no new trial will be granted if the State establishes that the error was harmless. Here, there is a reasonable possibility that juror 12 was dismissed because of her views of the merits of the case. Sassen Van Elsloo is entitled to a new trial.
¶ 2 Sassen Van Elsloo also appeals the sufficiency of evidence supporting a firearm enhancement. We hold that the State presented sufficient evidence to support the enhancement.
FACTS AND PROCEDURAL HISTORY
¶ 3 On September 7, 2012, while monitoring traffic, Bellingham police officer Lewis Leake saw a black Kia Sorrento make an illegal right turn. When Leake tried to stop the Kia, a chase ensued. When Leake overtook the Kia, he found it stopped in the middle of the road with the driver-side door open and the driver gone. A woman, Athena Aardema, was in the passenger seat and ultimately identified the driver as Adrian Sassen Van Elsloo.
¶ 4 The police permitted Aardema to leave the scene. While helping Aardema remove her belongings from the car, Officer Leake saw the handle of a shotgun. The police impounded the Kia and obtained a search warrant.
¶ 5 The search revealed a shotgun in the cargo hold. The search also revealed a digital scale, methamphetamine, 5 morphine pills, a pipe, a butane torch, 30 alprazolam pills, 67 clonazepam pills, seven small bags of heroin, a bill of sale with Sassen Van Elsloo's name, four prepaid cell phone cards, seven "burner" cell phones, gold jewelry, a bundle of 20 $1 bills, an iPad, the title for a 1990 Lincoln Town Car, a .38 revolver loaded with four bullets, a .22 pistol loaded with a magazine containing five bullets, six more rounds of ammunition, and a sock holding eight 12 gauge shotgun shells.
¶ 6 Three months later, Leake stopped a 1990 Lincoln Town Car driven by Sassen Van Elsloo. Sassen Van Elsloo was charged with nine felony counts relating to the earlier encounter. The State added firearm enhancements to five of the charges.
¶ 7 At trial, Sassen Van Elsloo's defense theory was misidentification, supported by an alibi witness named Sharon Burton. Burton testified that Sassen Van Elsloo was at her home on the day of the incident and therefore could not have been driving the Kia on that day.
¶ 8 Following Burton's testimony and cross-examination, juror 12 informed the bailiff that she recognized Burton from Burton's work with juror 12's nephew. Burton worked as an inpatient coordinator and a drug and alcohol counselor for the Lummi Nation. Juror 12 had met Burton when she went to the Lummi Business Council's "CARE" office, a chemical dependency treatment program for Lummi Nation tribal members, to obtain information that would help juror 12's nephew receive chemical dependency treatment services. Juror 12 had not recognized Burton's name on the juror questionnaire, but after seeing her testify, she recalled meeting Burton twice. Juror 12 said that she did not socialize with Burton, and that she would likely not remember Burton if she later saw her on the road.
¶ 9 The trial court allowed the parties to question juror 12 about her experience with Burton. The prosecutor pressed juror 12 about whether she had a "positive feeling" toward Burton:
[PROSECUTOR]: ... So you just told us about asking Ms. Burton to help you with your nephew?
JUROR NO. 12: Yes.
[PROSECUTOR]: Was this able to help you?
JUROR NO. 12: Well, she got us the help for our nephew to go into treatment. We got the help, they paid for the treatment program and the bus ticket for him to go there and back.
[PROSECUTOR]: So did you have a positive experience with her?
JUROR NO. 12: Well, I never did the intervention part of it because I left that up to my sister, his mother, and his siblings because he had four siblings, four sisters, so I kind of stepped back once my family kind of got back into trying to help him.
[PROSECUTOR]: Right, l understand that.
JUROR NO. 12: Do I believe she was a positive person for him? I can't say that because I think what was more positive for my nephew is when he finally went to treatment.
[PROSECUTOR]: My question is not so much about the nephew, but do you feel like, do you feel like it was a positive experience for you to deal with her?
JUROR NO. 12: I am not really sure....
[PROSECUTOR]: Was there a negative experience at all?
JUROR NO. 12: No, there was no good or bad, it was just all, you know, normal as it would be trying to just get the help I wanted for my family member.
[PROSECUTOR]: Well ... it sounds to me like your nephew did get the help he needed?
JUROR NO. 12: Yes.
[PROSECUTOR]: You're pretty happy about that?
JUROR NO. 12: Yes.
[PROSECUTOR]: So that's kind of a positive thing or positive feeling that you're having about Ms. Burton; is that right?
JUROR NO. 12: Well it's not Ms. Burton, it's my nephew I'm more positive with. She wasn't inter-reacting with my nephew while he was gone or when he came back. It's more what he did for himself.
[PROSECUTOR]: I understand that, but it sounds like you kind of intellectualized it. I mean you're talking about, I mean you had a pretty good feeling, you must have a pretty good feeling about Ms. Burton and how she helped you; isn't that fair?
JUROR NO. 12: I guess. It's not, I wouldn't call it from her. I'd call it from our own community for the help so that's what your tribe is for is to try to help the funds with our community people that need the assistance.
[PROSECUTOR]: What do you think about me cross-examining her, is that something that concerned you?
JUROR NO. 12: No, I just brought up that I think I knew her. I don't socialize with her or anything. I just kind of recognize her. I don't know her by name, or first name.
[PROSECUTOR]: Okay.
JUROR NO. 12: I can tell you that if I was to see her again out on the road I probably won't remember her again any way.
5 Verbatim Report of Proceedings (VRP) (July 29, 2014) at 856-59.
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WIGGINS, J.
¶ 1 Adrian Sassen Van Elsloo appeals the midtrial dismissal of an impaneled juror who was excused because she had a minor connection to an important defense witness. The trial judge in this case erred by dismissing an impaneled juror after multiple days of trial testimony when there was no evidence that the juror was biased. We must now decide the remedy for an erroneous dismissal of an impaneled juror. We hold that the defendant is entitled to a new trial if there is any reasonable possibility that the erroneous dismissal stemmed from the juror's views on the merits of the case. However, if an impaneled juror's dismissal does not stem from his or her view of the merits of the case but is nonetheless erroneous, no new trial will be granted if the State establishes that the error was harmless. Here, there is a reasonable possibility that juror 12 was dismissed because of her views of the merits of the case. Sassen Van Elsloo is entitled to a new trial.
¶ 2 Sassen Van Elsloo also appeals the sufficiency of evidence supporting a firearm enhancement. We hold that the State presented sufficient evidence to support the enhancement.
FACTS AND PROCEDURAL HISTORY
¶ 3 On September 7, 2012, while monitoring traffic, Bellingham police officer Lewis Leake saw a black Kia Sorrento make an illegal right turn. When Leake tried to stop the Kia, a chase ensued. When Leake overtook the Kia, he found it stopped in the middle of the road with the driver-side door open and the driver gone. A woman, Athena Aardema, was in the passenger seat and ultimately identified the driver as Adrian Sassen Van Elsloo.
¶ 4 The police permitted Aardema to leave the scene. While helping Aardema remove her belongings from the car, Officer Leake saw the handle of a shotgun. The police impounded the Kia and obtained a search warrant.
¶ 5 The search revealed a shotgun in the cargo hold. The search also revealed a digital scale, methamphetamine, 5 morphine pills, a pipe, a butane torch, 30 alprazolam pills, 67 clonazepam pills, seven small bags of heroin, a bill of sale with Sassen Van Elsloo's name, four prepaid cell phone cards, seven "burner" cell phones, gold jewelry, a bundle of 20 $1 bills, an iPad, the title for a 1990 Lincoln Town Car, a .38 revolver loaded with four bullets, a .22 pistol loaded with a magazine containing five bullets, six more rounds of ammunition, and a sock holding eight 12 gauge shotgun shells.
¶ 6 Three months later, Leake stopped a 1990 Lincoln Town Car driven by Sassen Van Elsloo. Sassen Van Elsloo was charged with nine felony counts relating to the earlier encounter. The State added firearm enhancements to five of the charges.
¶ 7 At trial, Sassen Van Elsloo's defense theory was misidentification, supported by an alibi witness named Sharon Burton. Burton testified that Sassen Van Elsloo was at her home on the day of the incident and therefore could not have been driving the Kia on that day.
¶ 8 Following Burton's testimony and cross-examination, juror 12 informed the bailiff that she recognized Burton from Burton's work with juror 12's nephew. Burton worked as an inpatient coordinator and a drug and alcohol counselor for the Lummi Nation. Juror 12 had met Burton when she went to the Lummi Business Council's "CARE" office, a chemical dependency treatment program for Lummi Nation tribal members, to obtain information that would help juror 12's nephew receive chemical dependency treatment services. Juror 12 had not recognized Burton's name on the juror questionnaire, but after seeing her testify, she recalled meeting Burton twice. Juror 12 said that she did not socialize with Burton, and that she would likely not remember Burton if she later saw her on the road.
¶ 9 The trial court allowed the parties to question juror 12 about her experience with Burton. The prosecutor pressed juror 12 about whether she had a "positive feeling" toward Burton:
[PROSECUTOR]: ... So you just told us about asking Ms. Burton to help you with your nephew?
JUROR NO. 12: Yes.
[PROSECUTOR]: Was this able to help you?
JUROR NO. 12: Well, she got us the help for our nephew to go into treatment. We got the help, they paid for the treatment program and the bus ticket for him to go there and back.
[PROSECUTOR]: So did you have a positive experience with her?
JUROR NO. 12: Well, I never did the intervention part of it because I left that up to my sister, his mother, and his siblings because he had four siblings, four sisters, so I kind of stepped back once my family kind of got back into trying to help him.
[PROSECUTOR]: Right, l understand that.
JUROR NO. 12: Do I believe she was a positive person for him? I can't say that because I think what was more positive for my nephew is when he finally went to treatment.
[PROSECUTOR]: My question is not so much about the nephew, but do you feel like, do you feel like it was a positive experience for you to deal with her?
JUROR NO. 12: I am not really sure....
[PROSECUTOR]: Was there a negative experience at all?
JUROR NO. 12: No, there was no good or bad, it was just all, you know, normal as it would be trying to just get the help I wanted for my family member.
[PROSECUTOR]: Well ... it sounds to me like your nephew did get the help he needed?
JUROR NO. 12: Yes.
[PROSECUTOR]: You're pretty happy about that?
JUROR NO. 12: Yes.
[PROSECUTOR]: So that's kind of a positive thing or positive feeling that you're having about Ms. Burton; is that right?
JUROR NO. 12: Well it's not Ms. Burton, it's my nephew I'm more positive with. She wasn't inter-reacting with my nephew while he was gone or when he came back. It's more what he did for himself.
[PROSECUTOR]: I understand that, but it sounds like you kind of intellectualized it. I mean you're talking about, I mean you had a pretty good feeling, you must have a pretty good feeling about Ms. Burton and how she helped you; isn't that fair?
JUROR NO. 12: I guess. It's not, I wouldn't call it from her. I'd call it from our own community for the help so that's what your tribe is for is to try to help the funds with our community people that need the assistance.
[PROSECUTOR]: What do you think about me cross-examining her, is that something that concerned you?
JUROR NO. 12: No, I just brought up that I think I knew her. I don't socialize with her or anything. I just kind of recognize her. I don't know her by name, or first name.
[PROSECUTOR]: Okay.
JUROR NO. 12: I can tell you that if I was to see her again out on the road I probably won't remember her again any way.
5 Verbatim Report of Proceedings (VRP) (July 29, 2014) at 856-59. After questioning juror 12, the prosecutor could not point to any evidence of bias: "Now, whether I can absolutely put a finger on that she can't be fair or whether what she says is about, what she says about being fair or not I think that's kind of beside[ ] the point." 5 VRP (July 29, 2014) at 860.
¶ 10 The prosecutor sought dismissal nonetheless, claiming that Burton was an important witness for the defense and that "if the jurors believe Ms. Burton then it's a big deal" because "that means my case goes nowhere." 5 VRP (July 29, 2014) at 860.
¶ 11 Defense counsel objected to the motion, calling juror 12's interactions with Burton perfunctory and minimal, noting that juror 12 stated nothing about being unable to be fair, and pointing out that juror 12 was the only tribal member on the jury panel. The court acknowledged that it was a "close case" but dismissed juror 12 because "Ms. Burton is a critical witness and even though there is not a real strong relationship between the juror and the witness I think given the importance of the witness's role in the case it's appropriate for juror 12 to be excused...." 5 VRP (July 29, 2014) at 861. The jury convicted Sassen Van Elsloo on all counts.
ANALYSIS
¶ 12 Sassen Van Elsloo appealed on two grounds: that juror 12 was improperly dismissed and that the State presented insufficient evidence to support the firearm enhancements.
State v. Sassen Vanelsloo,
No. 72553-0-I, slip op. at 3-6,
I. Dismissal of an Impaneled Juror for Bias
¶ 13 Sassen Van Elsloo appeals the trial court's decision to dismiss juror 12 after she informed the court that she recognized one of the defense witnesses. The trial court abused its discretion when it dismissed juror 12.
A. Standard of Review
¶ 14 We review a trial court's decision to discharge a juror for abuse of discretion.
State v. Depaz,
¶ 15 Nonetheless, the trial court must apply the correct legal standard and rest its decision on facts supported by the record. Atrial court abuses its discretion if its decision is "manifestly unreasonable or based on untenable grounds."
Wash. State Physicians Ins. Exch. & Ass'n v. Fisons Corp.,
B. Standard of Proof
¶ 16 The Sixth Amendment to the United States Constitution and Washington Constitution article I, section 22 guarantee the right to a fair trial "by an impartial jury." U.S. CONST. amend. VI ; WASH. CONST. art. I, § 22. This right exists throughout the entire trial process and is safeguarded in part by statutes and rules that require the trial judge to dismiss biased jurors. RCW 4.44.170 ; RCW 2.36.110 ; CrR 6.5. The operation of these statutes and rules depends on whether the juror is a potential, impaneled, or deliberating juror.
¶ 17 "Potential jurors" are those who have been summoned for jury duty prior to the beginning of trial, have appeared, and have not been excused. RCW 4.44.120. This opinion refers to "impaneled jurors" as jurors who have been sworn and are seated on the panel while the trial is ongoing and testimony is being heard. We refer to "deliberating jurors" as those who were impaneled, listened to the trial testimony, and have begun deliberation of the case with the objective of reaching a verdict.
¶ 18 To resolve this case, we must first determine the standard of proof necessary for a trial judge to dismiss an impaneled juror for bias. To do so, we review prior decisions in which this court and the Court of Appeals have addressed the standard of proof necessary to dismiss a potential juror for bias. We hold that dismissal of an impaneled juror for bias requires the same findings as dismissal of a potential juror for bias-proof that the juror has formed a biased opinion and, as a result, cannot try the case impartially.
1. Dismissal of a potential juror for actual bias requires proof that the juror cannot try the case impartially
¶ 19 The dismissal of a potential juror during voir dire is primarily governed by statute.
Relevant here is RCW 4.44.170, which outlines three reasons potential jurors may be challenged for particular cause: implied bias, actual bias, and physical inability.
¶ 20 We are concerned here with "actual bias," defined by RCW 4.44.170 as "the existence of a state of mind on the part of the juror in reference to the action, or to either party, which satisfies the court that the challenged person cannot try the issue impartially and without prejudice to the substantial rights of the party challenging."
¶ 21 RCW 4.44.190 outlines the facts that a trial judge must find to dismiss a potential juror who was challenged for actual bias:
[O]n the trial of such challenge, although it should appear that the juror challenged has formed or expressed an opinion upon what he or she may have heard or read, such opinion shall not of itself be sufficient to sustain the challenge, but the court must be satisfied, from all the circumstances, that the juror cannot disregard such opinion and try the issue impartially.
(Emphasis added.) Actual bias must therefore be established by proof.
Noltie,
2. Dismissal of an impaneled juror for bias requires the same findings as dismissal of a potential juror for bias: proof that the juror cannot try the case impartially
¶ 22 We now turn to the issue present here: dismissal of an
impaneled
juror. Discharge and excusal of an impaneled juror is governed by RCW 2.36.110 and CrR 6.5. The statute imposes on the judge a duty to excuse any impaneled juror who, in the opinion of the judge, has demonstrated unfitness to continue on the jury "by reason of bias, prejudice, indifference, inattention or any physical or mental defect or by reason of conduct or practices incompatible with proper and efficient jury service." RCW 2.36.110. The rule requires the court to discharge any impaneled juror who "is found unable to perform the duties" and to appoint an alternate juror. CrR 6.5. Together, the statute and rule "place a continuous obligation on the trial court to excuse any juror who is unfit and unable to perform the duties of a juror."
Jorden,
¶ 23 Relevant to this action, RCW 2.36.110 requires a judge to excuse an impaneled juror who has manifested unfitness by reason of bias. However, the statute does not elaborate on the definition of bias or the findings necessary to warrant the dismissal of a juror by reason of bias.
¶ 24 The Court of Appeals has applied to impaneled jurors the standard of actual bias required to dismiss a potential juror.
See
Hough v. Stockbridge
,
¶ 25 We now adopt this definition of actual bias and apply it to the dismissal of impaneled jurors for bias: when challenging a juror for bias, the challenging party must prove actual bias, regardless of whether the challenge occurs during voir dire or during the trial. Accordingly, to properly dismiss an impaneled juror for actual bias, the challenging party must prove (1) that the impaneled juror has formed or expressed a biased opinion and (2) that "from all the circumstances, that the juror cannot disregard such opinion and try the issue impartially." RCW 4.44.190.
C. Dismissal of Juror 12
¶ 26 Here, the trial court abused its discretion by dismissing juror 12 on untenable grounds and for an untenable reason.
See
Rohrich,
¶ 27 The importance of a witness alone is not a proper basis on which to dismiss an impaneled juror who had prior contact with that witness if the record does not indicate that the juror displayed actual bias. The governing statute does not contemplate the role, import, or significance of a particular witness as a basis for dismissal.
See
RCW 2.36.110. Furthermore, a juror's acquaintance with a witness is not, in itself, grounds for finding a juror unfit to serve.
See
State v. Tingdale,
¶ 28 Here, the record contains no indication that juror 12 formed an opinion about Burton or that such opinion would prevent her from trying the case impartially. The record indicates that juror 12 was indifferent to Burton, not biased toward her. Juror 12 made it clear that her interactions with Burton were neither positive nor negative, despite being asked four times by the prosecutor whether she had positive feelings toward Burton.
¶ 29 Defense counsel, the State, and the trial judge all agreed that juror 12 had not shown bias. Defense counsel objected to the dismissal and argued that juror 12 "stated nothing about how she couldn't be fair or that she had any feeling one way or another." 5 VRP (July 29, 2014) at 861. The trial court agreed that juror 12 hadn't expressed any bias, replying, "You know, that's true."
¶ 30 Further, the record does not support a finding that juror 12 was unable to try the case impartially. Regardless of juror 12's feelings about Burton, the statute states that a biased opinion alone is not sufficient to dismiss the juror for actual bias. RCW 4.44.190. The juror must be unable to try the case impartially due to the biased opinion.
¶ 31 Here, neither the state nor the trial judge inquired whether juror 12 could put aside any prior opinions and judge the case
fairly, and the record contains no facts supporting such a finding. Furthermore, while this court has emphasized the importance of deferring to the trial court's observations of demeanor, facial expressions, and nonverbal communications to assess a juror's fitness,
see
Noltie
¶ 32 The record indicates that the trial court dismissed juror 12 because of the importance of Burton as a witness for the defense, not because juror 12 was biased or unable to try the case fairly. Instead of arguing that juror 12 had expressed a biased opinion and would be unable to try the case impartially, the prosecutor argued that keeping juror 12 on the jury "just didn't feel fair" because "if the jurors believe Ms. Burton then it's a big deal"; "if they believe her that means my case goes nowhere." 5 VRP (July 29, 2014) at 860.
¶ 33 The trial judge conceded that juror 12 had not expressed any bias but dismissed juror 12 anyway, explaining that juror 12 was being dismissed because of the significance of Burton's role as a witness for the defense: "Counsel [for the State] points out correctly that Ms. Burton is a critical witness and even though there is not a real strong relationship between the juror and the witness[,] I think given the importance of the witness's role in the case it's appropriate for juror 12 to be excused ..." 5 VRP (July 29, 2014) at 860. The trial court then stated unequivocally, "I'm satisfied that State's request that the juror be disqualified is not for any discriminatory or inappropriate purpose, and
given the importance of Ms. Burton's testimony and that's why I'm granting the State's motion
."
¶ 34 This was an abuse of discretion. The importance of Burton as a defense witness is an improper basis on which to dismiss juror 12, and no facts in the record indicate that juror 12 displayed actual bias. Therefore, the trial court abused its discretion when it dismissed juror 12.
See
Rohrich,
II. Sassen Van Elsloo Is Entitled to a New Trial
¶ 35 All criminal defendants are constitutionally entitled to a unanimous jury verdict, WASH. CONST. art. I, § 21 ;
State v. Petrich,
¶ 36 We must now consider the appropriate remedy for the erroneous dismissal of an
impaneled juror. The dissent maintains that this case is controlled by prior case law.
¶ 37 We hold that the rights implicated by the erroneous dismissal of an impaneled juror lie between the rights implicated by the erroneous dismissal of a potential juror and the erroneous dismissal of a deliberating juror. Thus, to determine the appropriate remedy when an impaneled juror is erroneously dismissed, we analyze the framework already established for remedying the erroneous dismissals of potential and deliberating jurors. In doing so, we conclude that prejudice exists when the erroneous dismissal of an impaneled juror stems from concern over the juror's views of the merits of the evidence presented, thus warranting a new trial. However, when the erroneous dismissal of an impaneled juror does not stem from concern over the juror's views of the merits of the evidence presented, no new trial is warranted if the State establishes that the error was harmless.
A. The Erroneous Dismissal of a Potential Juror
¶ 38 We look first at the remedy for the erroneous dismissal of a potential juror. If a trial judge erroneously dismisses a potential juror, the defendant is entitled to a new trial if he or she establishes that the erroneous dismissal was prejudicial.
¶ 39 During voir dire, any party may challenge a potential juror. RCW 4.44.130. Challenges may be peremptory or for cause.
¶ 40 When the trial court dismisses a potential juror, whether properly or improperly, the parties call and examine the next potential juror. He or she will either be preemptively challenged by a party, dismissed for cause, or determined suitable to sit on the jury. The parties and the court repeat this process until a full panel of suitable jurors is selected. In addition, the trial judge has discretion to impanel one or more alternate jurors. CrR 6.5. After a full panel of suitable jurors and alternates is selected, those jurors will be sworn, and the trial will commence.
¶ 41 During this process, the defendant's constitutional rights to an impartial jury or a unanimous verdict are not automatically violated when the trial court erroneously dismisses
a potential juror. This is true because " '[n]o party can acquire a vested right to have a particular member of the panel sit upon the trial of his cause, until he has been accepted and sworn. It is enough that it appear that his cause has been tried by an impartial jury.' "
State v. Phillips,
¶ 42 Furthermore, erroneously dismissing a potential juror does not cause a biased juror to be impaneled. Rather, after the trial court dismisses a potential juror, the process of jury selection will continue until an impartial jury has been selected. When a potential juror is dismissed, " 'it is to be presumed that the juror chosen in the place of the one rejected, is an impartial juror, such as the law requires.' "
Phillips,
¶ 43 Therefore, if a fair and impartial jury was ultimately obtained, " 'notwithstanding the exclusion of the juror that the accused was anxious to have, ... surely we cannot conclude that the accused was so seriously injured by the ruling as to entitle him to a new trial.' "
Phillips,
¶ 44 Defendants do not have the right to any particular juror, and the erroneous dismissal of a potential juror does not cause a biased juror to be impaneled. Thus, as we said in
Phillips,
if a juror is dismissed before being impaneled, the defendant is not entitled to a new trial, even if the juror " 'was rejected by the court upon insufficient grounds, unless through rejecting qualified persons, the necessity of accepting
others
not qualified has been purposely created.' "
Phillips,
B. The Erroneous Dismissal of a Deliberating Juror
¶ 45 In contrast to the dismissal of a potential juror, the erroneous dismissal of a
deliberating
juror requires reversal and remand, regardless of prejudice, because the dismissal implicates the rights to an impartial jury and a unanimous verdict.
See
State v. Elmore,
¶ 46 This is so in part because jury deliberation is a crucial phase of trial during which the jurors discuss the case and arrive at a verdict. Jury deliberations must remain secret.
Elmore,
¶ 47 In
Elmore,
we addressed the standard of proof trial courts must apply when considering whether a deliberating juror is unfit to continue deliberating and the remedy that follows an erroneous dismissal.
¶ 48 In determining the correct standard of proof and the resulting remedy applicable to the dismissal of a deliberating juror, we recognized the importance of balancing the defendant's right to a unanimous verdict and the right to an impartial jury with allowing the trial court's broad discretion.
Id.
at 777,
¶ 49 We held that "[i]f it appears that a trial court is reconstituting a jury in order to reach a particular result, then the right to an impartial jury is sacrificed."
Id.
at 772,
¶ 50 Applying the "reasonable possibility" standard, we reversed because the record supported a reasonable possibility that the holdout juror's refusal to convict stemmed from an evaluation of the witnesses' credibility.
Id.
at 778-79,
¶ 51 In
State v. Berniard,
the Court of Appeals applied the
Elmore
standard where a juror's extreme emotional distress stemmed, at least in part, from a difference in opinion with other jurors regarding the merits of the case.
¶ 52 In
Depaz,
this court declined to extend the "reasonable possibility" standard to the dismissal of a holdout juror who committed misconduct during deliberations.
¶ 53 Accordingly, these authorities establish that reversal is required and no showing of prejudice is necessary if the erroneous dismissal of a deliberating juror results in the violation of a constitutional right.
¶ 54 In contrast, the
proper
dismissal of a deliberating juror and the replacement of that juror with an alternate is not a constitutional violation if (1) the alternate juror was only temporarily excused and not dismissed at the beginning of deliberations,
CrR 6.5, and (2) after replacement, the trial court instructed the jury to disregard all previous deliberations and begin new deliberations.
See
Ashcraft,
¶ 55 In sum, when a deliberating juror is erroneously dismissed, a new trial is warranted if there is any reasonable possibility that the dismissal arose because of that juror's view of the merits of the case. Similarly, a new trial is warranted when a deliberating juror is dismissed on grounds that are not supported by the record. But, when a deliberating juror is dismissed on proper and supported grounds, the replacement of that juror with an alternate is not a constitutional violation warranting a new trial, as long as the trial judge takes the appropriate steps to ensure the defendant's rights to an impartial and unanimous jury are not violated.
C. The Erroneous Dismissal of an Impaneled Juror
¶ 56 We must now determine the appropriate remedy for the erroneous dismissal of an impaneled juror. The erroneous dismissal of an impaneled juror shares constitutional implications with the erroneous dismissal of both potential jurors and deliberating jurors.
¶ 57 On one hand, "[i]f it appears that a trial court is reconstituting a jury in order to reach a particular result," then a defendant's constitutional rights to a unanimous verdict by an impartial jury are implicated.
See
Elmore,
¶ 58 On the other hand, if an impaneled juror's erroneous dismissal does not stem from the juror's evaluation of the evidence, and a suitable alternate replaces the dismissed juror, the circumstances resemble the dismissal of a potential juror, in which the error is cured by the replacement with an impartial juror. Just as the dismissal of a potential juror during voir dire does not
cause
a biased juror to be impaneled, replacing an impaneled juror with a suitable alternate does not place a biased juror onto the panel. To the contrary, an alternate juror is presumably unbiased, having been approved and sworn by the trial judge.
See
Persinger,
¶ 59 For this reason, the erroneous dismissal of a juror and replacement with an alternate does not automatically violate a defendant's constitutional rights, as long as the dismissal does not stem from the juror's views of the merits of the case.
See
Gentry,
125 Wash.2d at 616,
¶ 60 Keeping in mind the legal framework governing the dismissal of potential and deliberating jurors and the distinct interests and constitutional rights at play when an impaneled juror is dismissed, we now hold the following. The defendant's constitutional right to a unanimous verdict is violated and a new trial is warranted if there exists a reasonable possibility that the trial judge dismissed an impaneled juror because of that juror's "views of the sufficiency of the evidence."
See
Elmore,
¶ 61 To show that an erroneous dismissal of an impaneled juror was harmless, the State must present evidence that allows the appellate court "to 'say, with fair assurance, after pondering all that happened without stripping the erroneous action from the whole, that the judgment was not substantially swayed by the error.' "
Hinton,
D. New Trial
¶ 62 Here, the trial court abused its discretion by improperly dismissing juror 12, and there is a reasonable possibility that the improper dismissal was based on juror 12's views of the merits of the case. Therefore, Sassen Van Elsloo is entitled to a new trial.
¶ 63 Juror 12 repeatedly denied that she had positive feelings toward Burton because of their prior encounters, and the State failed to articulate any evidence that juror 12 was biased or unfit to serve as a juror. Rather, the State argued that juror 12 should be dismissed because Burton was an important witness for the defense, that it "just didn't feel fair," and that "if the jurors believe Ms. Burton then it's a big deal." 5 VRP (July 29, 2014) at 860.
¶ 64 The trial judge dismissed juror 12 not because she was biased but because of the importance of Burton's testimony to the success of the defendant's case. The trial judge stated, "Counsel [for the State] points out correctly that Ms. Burton is a critical witness and even though there is not a real strong relationship between the juror and the witness[,] I think given the importance of the witness's role in the case it's appropriate for Juror 12 to be excused...." 5 VRP (July 29, 2014) at 861. The trial court then stated unequivocally, "I'm satisfied that State's request that the juror be disqualified is not for any discriminatory or inappropriate purpose, and
given the importance of Ms. Burton's testimony and that's why I'm granting the State's motion.
"
¶ 65 There is at the least a very real possibility that the judge dismissed juror 12 because of her evaluation of the testimony and her views of the merits of the case. Indeed, it is nearly impossible to draw any other conclusion when a juror was dismissed because of an entirely unsupported concern that the juror will believe testimony of a witness whose testimony, if believed by the jurors, "means [the State's] case goes nowhere." 5 VRP (July 29, 2014) at 860. It would be illogical to conclude otherwise-there is no indication that juror 12 was biased for or against Burton and defendant Sassen Van Elsloo; the only possible reason to excuse juror 12 was for her views on the merits of the case.
¶ 66 Therefore, the trial court abused its discretion by dismissing juror 12 without finding actual bias and violated Sassen Van Elsloo's right to a unanimous verdict when it dismissed juror 12 because of her views on the merits of the case. We reverse the Court of Appeals and remand for a new trial.
III. Firearm Enhancements
¶ 67 We now turn to the second issue in this case: whether there was sufficient evidence to support the firearm enhancements with which the State charged Sassen Van Elsloo. See RCW 9.94A.825, .533(3). Though we need not address this question in light of our decision to reverse and remand for a new trial, we nonetheless do so for guidance as the issue may arise on remand. RAP 2.4. We hold that there was sufficient evidence and affirm the imposition of the enhancements.
¶ 68 Whether a person is armed is a mixed question of law and fact.
State v. Schelin,
B. The State Presented Sufficient Evidence To Support Firearm Enhancements on Sassen Van Elsloo's Drug Charges
¶ 69 To establish that a defendant was armed for the purpose of a firearm
enhancement, the State must prove (1) that a firearm was easily accessible and readily available for offensive or defensive purposes during the commission of the crime and (2) that a nexus exists among the defendant, the weapon, and the crime.
State v. Eckenrode,
¶ 70 The presence, close proximity, or constructive possession of a weapon at the scene of a crime is, by itself, insufficient to show that the defendant was armed for the purpose of a firearm enhancement.
State v. Barnes,
¶ 71 In addition to proving that a weapon was readily available and easily accessible at the time of the crime, the State must offer sufficient evidence that there existed a nexus between Sassen Van Elsloo, the gun, and the commission of the drug crimes. The requirement of a nexus between the defendant, the weapon, and the crime "serves to place 'parameters ... on the determination of when a defendant is armed, especially in the instance of a continuing crime such as constructive possession' of drugs."
Gurske,
¶ 72 Here, Sassen Van Elsloo argues that the shotgun was too far away from him to qualify as easily accessible and readily available because Sassen Van Elsloo would have had to exit the car or move to the back seat to reach the shotgun. Sassen Van Elsloo also argues that there was insufficient evidence to support a nexus between him, the drugs, and the crime because "[t]here was also no evidence that Sassen-Vanelsloo ever had, or indicated an intent to use, the shotgun to protect the drugs." Suppl. Br. of Pet'r at 20. In making this argument, Sassen Van Elsloo relies on this court's decision in
Gurske,
where we found insufficient evidence to support a firearm enhancement.
¶ 73 In
Gurske,
the police found a zipped-up backpack in the back seat of the defendant's truck containing an unloaded pistol, a loaded magazine, and drugs. We determined that the gun was not easily accessible and readily available at the time of the crime because the backpack containing the gun was zipped and could not be removed by the defendant unless he exited the truck.
¶ 74 Additionally, when the crime is of a continuing nature, such as a drug operation, a nexus exists if the firearm is "there to be used" in the commission of the crime.
Id.
at 138,
¶ 75 Sassen Van Elsloo argues that his case cannot be distinguished from Gurske. However, as the Court of Appeals pointed out, the present case is more closely aligned with those cases in which we found that reasonable juries could infer that guns kept at the site of ongoing drug crimes were easily accessible during and had a sufficient nexus to the commission of the crime.
¶ 76 For example, in
Eckenrode,
we found sufficient evidence to support a firearm enhancement.
¶ 77 There was sufficient evidence to support the firearm enhancements, even though Eckenrode was unarmed at the time of arrest.
Id.
at 494,
¶ 78 We distinguished
Eckenrode
from
Gurske
on the grounds that the State in
Gurske
presented no evidence that the weapon "was readily accessible at any relevant time or that there was any connection between the weapon and the crime,"
id.
at 495,
¶ 79 Here, there is sufficient evidence to conclude that the gun in Sassen Van Elsloo's car was easily accessible and readily available during the commission of the drug crimes and that a nexus existed between Sassen Van Elsloo, the gun, and the crime.
¶ 80 The State presented sufficient evidence that Sassen Van Elsloo was engaged in possessing and selling illegal drugs from the Kia as part of an ongoing criminal enterprise: Aardema testified that she and Sassen Van Elsloo were selling drugs; the car contained a locked bank bag holding controlled substances separated and packaged in a style consistent with personal use and sales; numerous burner cell phones, glassine envelopes, small "baggies," and a digital scale of the style often used in the sale of controlled substances were found in the backpack in the car; and a locked safe containing a roll of $1 bills, a revolver, and a small semiautomatic handgun was found in the back of the Kia, the key to which was found in the passenger console.
¶ 81 Additionally, sufficient evidence connected Sassen Van Elsloo to the drug operation being run out of the Kia. The backpack contained several receipts with Sassen Van Elsloo's name; his DNA was found on the shotgun; and Aardema testified that Sassen Van Elsloo had been driving on the date of the incident, that the safe belonged to Sassen Van Elsloo, and that he took it wherever he went.
¶ 82 Finally, there was sufficient evidence to find a nexus between the shotgun and Sassen Van Elsloo's ongoing possession and distribution of the drugs. First, the shotgun was found less than a foot from the backpack, which contained the drugs and was the sole source of the drug charges. Second, the gun was placed in the car with its grip facing at an angle toward the passenger compartment of the car, making it easy for someone entering the car to quickly grab the gun. Third, the gun had a shell in the magazine that could have been readily chambered and fired at another person. And fourth, the shotgun was kept out of the locked safe, unlike the revolver and semiautomatic handgun, which were not the subjects of the firearm enhancements. This is sufficient to support a conclusion that the firearm was "there to be used" in the commission of the drug crimes.
Gurske,
155 Wash.2d at 138,
¶ 83 Taking the evidence in the light most favorable to the State, there is sufficient evidence to demonstrate that the shotgun was easily accessible and readily available, and that there was a nexus among Sassen Van Elsloo, the shotgun, and the commission of the drug crimes.
CONCLUSION
¶ 84 We reverse the Court of Appeals in part and affirm in part. First, the trial court abused its discretion when it dismissed juror 12. Second, Sassen Van Elsloo is entitled to a new trial because there is a reasonable possibility that juror 12 was dismissed because of her views of the merits of the case. Third, the State presented sufficient evidence that Sassen Van Elsloo was armed as necessary to uphold a firearm enhancement.
¶ 85 We remand for further proceedings consistent with this decision.
Related
Cite This Page — Counsel Stack
425 P.3d 807, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-sassen-van-elsloo-wash-2018.