United States v. Ortiz

962 F. Supp. 2d 565, 91 Fed. R. Serv. 1411, 2013 WL 3863888, 2013 U.S. Dist. LEXIS 104616
District Court, S.D. New York·Decided July 25, 2013·No. Nos. 08 Cr 548(DC), 11 Civ. 8387(DC)·Published·Cited by 1 cases

Opinion

OPINION

CHIN, Circuit Judge.

On June 5, 2009, a jury convicted defendant Nathaniel L. Ortiz of conspiracy to distribute and to possess with intent to distribute crack cocaine, in violation of 18 U.S.C. §§ 842 and 841(a)(1) and (b)(1)(A), and possession of a firearm in furtherance of the drug conspiracy, in violation of 18 U.S.C. § 924(c)(l)(B)(ii) and (c)(2). On October 28, 2009,1 sentenced Ortiz principally to a term of imprisonment of life. On May 30, 2013,1 reduced Ortiz’s sentence to 360 months’ imprisonment. Before the Court is Ortiz’s pro se motion pursuant to 28 U.S.C. § 2255 to vacate, set aside, or correct his sentence on the basis that (1) with its proof at trial the government constructively amended the superseding indictment; (2) I erred in admitting certain co-conspirator testimony; (3) I failed to require the jury to answer special interrogatories; and (4) the Second Circuit erred on direct appeal. For the reasons set forth below, the motion is denied.1

BACKGROUND

A. The Facts

From at least 2004 through 2008, Ortiz served as the leader of the Grand Concourse Crew, a crack-distribution organization centered at the 1269 Grand Concourse housing complex in the Bronx, New York. (PSR ¶ 24).2 The organization sold [568]*568“crack” cocaine twenty-four hours a day, seven days a week, in signature black plastic baggies representing the dark front gates of 1269 Grand Concourse. (Mem. Dec. at 2). Ortiz used apartments within the housing complex to store drugs and guns and hide from the police, and he recruited numerous children into the Grand Concourse Crew. (Sent. Tr. 33:6-14; Mem. Dec. at 2).

As the leader of the organization, Ortiz supplied his managers with crack. (Tr. 75, 136-37, 145-46). The managers distributed the crack to workers who, in turn, sold the crack and paid the managers from the proceeds. The managers were then responsible for remitting the money to Ortiz. (Tr. 102-03,136-37, 661-64).

Beginning in early 2007, the Federal Bureau of Investigation and the New York City Police Department conducted an investigation during which they used confidential informants to purchase crack and guns from members of the Grand Concourse Crew. (Tr. 273-82, 299-301, 459-61, 472-80, 860). At trial, the government offered video recordings of various purchases of crack cocaine from members of the Grand Concourse Crew, including a video, corroborated by telephone records, of Jorge Marcial — one of Ortiz’s customers — calling Ortiz to obtain a large order of. crack cocaine. (Tr. 862-63, 911-22; see also Tr. 906 (“[In the video recording] [s]omeone asked the question, who’s that, Nat[haniel Ortiz], and then Marcial responds, yeah.”).

B. Prior Proceedings

1. Indictment

Ortiz and fourteen codefendants were indicted on September 16, 2008. Count One charged the defendants with eonspiracy to distribute and possess with intent to distribute crack cocaine, in violation of 18 U.S.C. §§ 842 and 841(a)(1) and (b)(1)(A). Count Two charged the defendants with possession of a firearm in furtherance of the drug conspiracy, in violation of 18 U.S.C. § 924(c)(1)(B)(ii) and (c)(2). (Ind’t ¶ 1-2). The indictment described the offenses as occurring “from at least in or about 2007, up to and including in or about June 2008.” (Ind’t ¶ 1). All of the defendants pled guilty except Ortiz and Jose Reyes. (PSR ¶¶ 6, 8-22).

2. Trial, Superseding Indictment and Retrial

The trial of the charges against Ortiz and Reyes began on April 13, 2009, On April 23, 2009, after the jury deadlocked on both counts as to both Ortiz and Reyes, I declared a mistrial.

On May 4, 2009, the government filed a superseding indictment against Ortiz and Reyes. The superseding indictment asserted the same two counts but it broadened the timeframe of the conspiracy, charging Ortiz with involvement in a conspiracy running “from at least in or about 2004, up to and including in or about June 2008.” (Compare Superseding Ind’t ¶ 1, with Ind’t ¶ 1).

The second trial commenced on May 26, 2009. The government called sixteen witnesses, including four cooperating witnesses. All the cooperating witnesses testified that Ortiz was the leader of the Grand Concourse Crew and identified several other members of his crew. (Tr. 75-76, 93-108, 119, 315-16, 515-19, 653-58).

Of particular relevance to Ortiz’s present motion, on May 27, 2009, the government’s first cooperating witness, Jonathon Santiago, took the stand. (Tr. 74-260). Santiago was thirteen when he first met [569]*569Ortiz. In 2007, when he was approximately sixteen, he started selling crack for Ortiz. (Tr. 119, 127, 135). Santiago identified some of Ortiz’s workers including Javier, “a regular worker,” who started selling crack for Ortiz in 2003. (Tr. 108). Santiago testified that Javier told him that he got his crack cocaine from Ortiz. (Tr. 114-15). According to Santiago’s testimony, Javier stopped selling Ortiz’s crack before 2007 because “he was deported.” (Tr. 108).

On June 5, 2009, the jury convicted Ortiz on both counts and Reyes on Count One. Ortiz moved, pursuant to Rule 29(c) of the Federal Rules of Criminal Procedure, for a judgment of acquittal. I denied the motion in a written decision filed on October 23, 2009. See United States v. Ortiz, 666 F.Supp.2d 399, 406 (S.D.N.Y.2009).

3.Sentencing Hearing

On October 28, 2009, Ortiz appeared for sentencing. He submitted a sentencing letter arguing that the 18 U.S.C. § 3553(a) factors supported a 240-month sentence because (1) he had never been imprisoned for a significant term before; (2) he was a loving and supportive family member, capable of learning from his mistakes; (3) the low sentences imposed on his co-defendants justified at most a 20-year sentence for him; and (4) the Guidelines range in this case was unreasonable. (App. Br. 20).

The Guidelines calculation was based, in part, on a finding that Ortiz was responsible for 4.5 kilograms or more of crack cocaine. (PSR ¶64). Under the then-applicable Guidelines, his base offense level was 38. See United States Sentencing Guidelines (“U.S.S.G.”) § 2Dl.l(c)(l) (2008) (base offense level of 38 for 4.5 kilograms or more of cocaine base). (PSR § 64; Sent. Tr. 24:20-21). I applied a four-level enhancement for a leadership role and a two-level enhancement for involving minors, resulting in an adjusted offense level of 44. (PSR ff. 67, 69, 74).

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United States v. Ortiz, 962 F. Supp. 2d 565, 91 Fed. R. Serv. 1411, 2013 WL 3863888, 2013 U.S. Dist. LEXIS 104616 (S.D.N.Y. 2013).

962 F. Supp. 2d 565 (United States v. Ortiz) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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