United States v. Michael Andrew Smith, AKA the Bird

282 F.3d 758, 2002 Cal. Daily Op. Serv. 2177, 2002 Daily Journal DAR 2705, 2002 U.S. App. LEXIS 3585, 2002 D.A.R. 2705, 2002 WL 356295
CourtCourt of Appeals for the Ninth Circuit
DecidedMarch 7, 2002
Docket00-30120
StatusPublished
Cited by149 cases

This text of 282 F.3d 758 (United States v. Michael Andrew Smith, AKA the Bird) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Michael Andrew Smith, AKA the Bird, 282 F.3d 758, 2002 Cal. Daily Op. Serv. 2177, 2002 Daily Journal DAR 2705, 2002 U.S. App. LEXIS 3585, 2002 D.A.R. 2705, 2002 WL 356295 (9th Cir. 2002).

Opinion

TROTT, Circuit Judge.

Overview

Between 1996 and 1998, an extensive organization attempted to import into the United States three large loads of marijuana. Appellant Michael Smith was involved in the first two of those attempts. The organization initially attempted to import marijuana on a boat named the “OK Tedi.” When the U.S. Coast Guard intercepted the OK Tedi, the crew set fire to the vessel. Smith was not on board the OK Tedi, but he was found nearby on a small support craft.

A year later, the organization attempted to import marijuana from Cambodia. That attempt failed when Cambodian police caught members of the organization, including Smith, loading marijuana onto a boat at a Cambodian port.

The government charged Smith with four counts: Count 1 charged conspiracy to import marijuana; Count 2 charged attempted importation of marijuana with respect to the OK Tedi load; Count 3 also involved the OK Tedi load and charged aiding and abetting the possession of marijuana with intent to distribute on a vessel subject to U.S. jurisdiction; and Count 4 charged attempted importation of marijuana with respect to the Cambodian load. See 21 U.S.C. §§ 952(a), 960(a)(1), 960(b)(1)(G), 963; 46 U.S.CApp. § 1903; and 18 U.S.C. § 2. A jury convicted Smith of all counts, and the court sentenced him to 145 months’ imprisonment.

Smith raises several claims of error in his timely appeal. We have jurisdiction pursuant to 28 U.S.C. § 1291, and for the reasons expressed below, we affirm.

I. Motions For Substitute Counsel

A. Smith’s Second Pre-Trial Motion For Substitution of Counsel

1. Background

Initially, court-appointed attorney James Roe represented Smith. Smith, claiming a lack of meaningful communication with Roe, sought new appointed counsel. Out of an abundance of caution, the court granted Smith’s request. Walter Palmer was then court-appointed to represent Smith.

Smith again sought new appointed counsel. On August 28, 1999, Smith sent a letter to Palmer and the court, instructing Palmer to withdraw as counsel, and cutting off all communication between them. On September 14, 1999, Smith filed a formal motion seeking “substitution of a new court appointed lawyer.” After holding a status conference to discuss Smith’s letter and motion, the district court rejected Smith’s motion to substitute counsel.

2. Smith’s August 28th Letter Was Not a Request to Proceed Pro Se

Smith first argues that his August 28th letter was a clear request to represent himself and that the district court *763 erred by denying that request. We disagree.

A defendant’s request to proceed pro se must be explicit and unequivocal. See United States v. Arlt, 41 F.3d 516, 519 (9th Cir.1994). Smith’s August 28th letter does not meet this standard. The letter never once mentions Smith’s purported desire to represent himself. Instead, the letter simply instructs Palmer to withdraw as appointed counsel due to “irreconcilable differences.” Moreover, before the court ever ruled on Smith’s supposed request to represent himself, Smith filed a motion asking for substitute counsel, wherein he stated clearly, “I cannot go Pro Se.... I need a new lawyer.” At the status conference, Smith again asserted that he “wish[ed] to have a new court-appointed lawyer that will be effective.” It is clear that all along, Smith was seeking substitute counsel, not to proceed pro se.

3. The Court Did Not Abuse Its Discretion in Denying Smith’s Second Pre-Trial Motion to Substitute Counsel

Smith next argues that the district court abused its discretion in denying his motion to substitute. We review this question for an abuse of discretion, and should consider: (1) the timeliness of Smith’s motion; (2) the adequacy of the court’s inquiry; and (3) the extent of the conflict between the defendant and his counsel. United States v. Corona-Garcia, 210 F.3d 973, 976 (9th Cir.2000). We conclude that the court appropriately exercised its discretion.

Timeliness: Smith sent his August 28th letter to Palmer and the court over thirty days before the scheduled trial date. He sent his formal motion thirteen days before trial. Generally, such requests would be timely, see United States v. Moore, 159 F.3d 1154, 1161 (9th Cir.1998), but because new counsel probably would have required a continuance due to the complicated nature of the case, this factor only slightly favors Smith.

Adequacy of Inquiry: The court’s inquiry was more than adequate. The court provided Smith the opportunity to support his papers with oral argument. The court patiently and exhaustively queried Smith about the extent of communication between himself and Palmer, and about Smith’s reasons for seeking new counsel a second time. The' court confirmed that Palmer was prepared for trial. Finally, the court allowed the government to “weigh-in on this subject.” Therefore, this factor favors the government. See Corona-Garcia, 210 F.3d at 976-77 (approving of similar inquiry).

Extent of the Conflict: The circumstances of this case do not present an extensive, irreconcilable conflict. First, Smith’s own letter indicates that the dispute about when to file a discovery motion stemmed from a disagreement about “strategic purposes” and the application of “local Rule 16.” Litigation tactics are decisions generally left to defense counsel. Id. at 977 n. 1. Second, Palmer filed on-time the disputed discovery motion, though not in Smith’s preferred words, and was able to obtain substantial information from the government. See United States v. Garcia, 924 F.2d 925, 927 (9th Cir.1991) (“The record reflects that [defense counsel] defended [the defendant] fully and forcefully.”). Third, Smith’s excuse for unilaterally cutting-off communication with Palmer was that “[he] didn’t want to meet and discuss something and have nothing be done about it again.” However, the record reflects that Palmer visited with Smith regularly, explained that strategy and compliance with local rules required him to wait in filing the discovery motion on-time, and did actually file the motion. Accord *764 ingly, Smith’s proffered justification appears to arise out of “general unreasonableness or manufactured discontent.” United States v. Walker, 915 F.2d 480, 484 (9th Cir.1990). Finally, the district court already granted Smith one request for new counsel, and concluded that this second motion was filed to delay the proceedings. This factor strongly favors the government.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Henderson
Ninth Circuit, 2024
USA V. PHILLIP LOVE
Ninth Circuit, 2022
United States v. Randly Begay
33 F.4th 1081 (Ninth Circuit, 2022)
United States v. Hua Leung
Ninth Circuit, 2019
United States v. Mark Avery
Ninth Circuit, 2018
United States v. James Wells
879 F.3d 900 (Ninth Circuit, 2017)
United States v. Donny Love, Sr.
642 F. App'x 700 (Ninth Circuit, 2016)
United States v. Gary Conti
804 F.3d 977 (Ninth Circuit, 2015)
United States v. Sabil Mujahid
799 F.3d 1228 (Ninth Circuit, 2015)
United States v. Gustavo Garcia-Gonzalez
791 F.3d 1175 (Ninth Circuit, 2015)
United States v. Damien Zepeda
705 F.3d 1052 (Ninth Circuit, 2013)
United States v. James Watson
450 F. App'x 571 (Ninth Circuit, 2011)
United States v. Valdovinos-Mendez
641 F.3d 1031 (Ninth Circuit, 2011)
United States v. Lindsey
634 F.3d 541 (Ninth Circuit, 2011)
United States v. Arturo Rodriguez-Rios
392 F. App'x 545 (Ninth Circuit, 2010)

Cite This Page — Counsel Stack

Bluebook (online)
282 F.3d 758, 2002 Cal. Daily Op. Serv. 2177, 2002 Daily Journal DAR 2705, 2002 U.S. App. LEXIS 3585, 2002 D.A.R. 2705, 2002 WL 356295, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-michael-andrew-smith-aka-the-bird-ca9-2002.