United States v. David Sohappy, Sr., United States of America v. David Sohappy, Sr.

770 F.2d 816, 1985 U.S. App. LEXIS 22758
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 4, 1985
Docket84-3032 to 84-3044, 83-3063 to 83-3065, 83-3070, 83-3072 to 83-3079, 83-3084
StatusPublished
Cited by60 cases

This text of 770 F.2d 816 (United States v. David Sohappy, Sr., United States of America v. David Sohappy, Sr.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. David Sohappy, Sr., United States of America v. David Sohappy, Sr., 770 F.2d 816, 1985 U.S. App. LEXIS 22758 (9th Cir. 1985).

Opinion

CHOY, Senior Circuit Judge:

This is a consolidated appeal from the convictions of thirteen Indian defendants for violating the Lacey Act prohibitions against transporting, selling, or acquiring fish taken or possessed in violation of Indian tribal law, or State law. See 16 U.S.C. § 3372(a)(1) & (a)(2)(A). 1

Defendants do not deny that in the spring of 1982 they caught and sold fish outside the seasons prescribed by Indian tribal and state law and sold ceremonial fish in violation of other tribal and state regulations. However, they contend that the Lacey Act prohibitions apply only to non-Indians, in part because they claim that federal prosecution of Indians for violations of tribal fishing law violates Indian sovereignty and Indian treaty reserved fishing rights.

They also argue that the government failed to prove that their offenses occurred within Indian country, a prerequisite to a Lacey Act conviction incorporating a violation of tribal law. Finally, they contend that the trial judge, in summarily denying *818 their numerous motions for subpoenas, improperly denied them a chance meaningfully to challenge the validity of the state regulations subsumed under their Lacey Act prosecutions.

Just before trial, the district judge, citing massive publicity and prejudice in Washington and Oregon against Indian treaty fishermen, granted a motion to change venue under Fed.R.Crim.Pro. 21(a) from Washington to Los Angeles. Because we affirm the defendants’ convictions, we need not address the government’s cross-appeal from that venue decision.

ISSUES

1) Do the Lacey Act prohibitions apply to Indians as well as non-Indians?

A) Do the Indian tribes have a treaty reserved right to exclusive jurisdiction over tribal law offenses committed by Indians?

B) Did Congress intend that all persons, including Indians, be subject to the Lacey Act prohibitions?

2) Did the government prove that the violations of tribal law occurred in Indian country?

3) Did the government adequately demonstrate the validity of the state regulations underlying its Lacey Act prosecution and did the trial court err in rejecting the defendants’ requests for subpoenas to support their challenge to the regulations?

ANALYSIS

I. Application of Lacey Act to Indians

A. No Treaty Reserved Right to Exclusive Jurisdiction

Defendants’ primary contention is that application of the Lacey Act to Indian defendants who violate tribal law would amount to an abrogation of the treaty reserved rights of the defendants’ tribes to control and regulate Indian fishing. While Congress can override existing treaty rights through legislation, see Menominee Tribe v. United States, 391 U.S. 404, 412-13, 88 S.Ct. 1705, 1710-11, 20 L.Ed.2d 697 (1968), the Lacey Act specifically states that “[njothing in this chapter shall be construed as ... repealing, superseding, or modifying any right, privilege, or immunity ... reserved, or established pursuant to treaty ... pertaining to any Indian tribe.” 16 U.S.C. 3378(c)(2). Thus, defendants contend that Congress must not have meant the Lacey Act prohibitions to apply to Indians.

The validity of the above argument rests on the proposition that federal enforcement of the Lacey Act penalties against Indians who violate tribal fishing law is a violation of the tribes’ treaty reserved right to control Indian fishing. The crucial issue, therefore, is whether the treaties reserved to the tribes exclusive jurisdiction over enforcement of tribal fishing law against Indians.

In support, defendants rely to a large extent on United States v. Jackson, 600 F.2d 1283 (9th Cir.1979), which held that an Indian was subject to exclusive tribal jurisdiction for unauthorized hunting on reservation land. It is undisputed that the power to punish offenses committed by tribe members is part of the tribe’s retained sovereignty. United States v. Wheeler, 435 U.S. 313, 328, 98 S.Ct. 1079, 1088, 55 L.Ed.2d 303 (1978). However, Jackson’s assertion of exclusivity was based on the doctrine initiated in Ex parte Crow Dog, 109 U.S. 556, 3 S.Ct. 396, 27 L.Ed. 1030 (1883), in which the Supreme Court ruled that, “in the absence of an explicit Congressional directive, Indian tribes have exclusive criminal jurisdiction over offenses committed by one Indian against another Indian.” Jackson, 600 F.2d at 1285 (emphasis added). The Indian defendant in Jackson was charged with unauthorized entrance upon Indian land for the purpose of hunting. The offense was thus one committed by an Indian against other Indians. It was reasonable to preclude federal juris *819 diction over such purely fairs. 2 intra-Indian af-

Here, however, the Lacey Act is being applied to an offense committed by an Indian not against any particular Indian or Indians, but against tribal law and federal law (through the Lacey Act’s incorporation of tribal law) designed to preserve fishing opportunities of Indians and non-Indians. As will be discussed in more detail later, Congress, in enacting the Lacey Act, wished to curb trafficking in illegally acquired wildlife in order to help support the web of federal, state and Indian tribal law protecting wildlife. This desire to protect wildlife reflects a concern for the general public welfare.

Furthermore, the Indians’ right to take fish at all “usual and accustomed places” was not exclusive but was to be shared “in common with citizens of the Territory.” Therefore, because fishing offenses are not purely intra-Indian matters but impact upon federal and state interests (involving non-Indians) as well, Jackson and Crow Dog do not support the theory that the tribes retained by treaty exclusive jurisdiction over Indians committing fishing offenses.

The cases cited in the defendants’ brief support the right of the tribes to enforce their fishing laws (and other tribal laws) against tribal members. See, e.g., United States v. State of Washington, 520 F.2d 676, 686 (9th Cir.1975) (“These tribes have the power to regulate their own members and to arrest violators ... at usual and accustomed fishing sites.”), cert. denied, 423 U.S.

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Bluebook (online)
770 F.2d 816, 1985 U.S. App. LEXIS 22758, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-david-sohappy-sr-united-states-of-america-v-david-ca9-1985.