United States v. Jose Luis Robles-Vertiz

155 F.3d 725, 1998 WL 634220
CourtCourt of Appeals for the Fifth Circuit
DecidedOctober 23, 1998
Docket97-50937
StatusPublished
Cited by56 cases

This text of 155 F.3d 725 (United States v. Jose Luis Robles-Vertiz) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jose Luis Robles-Vertiz, 155 F.3d 725, 1998 WL 634220 (5th Cir. 1998).

Opinions

JERRY E. SMITH, Circuit Judge:

Jose Robles-Vertiz challenges his conviction of illegal transportation of aliens and for aiding and abetting, in violation of 8 U.S.C. § 1324(a)(l)(A)(ii) and 18 U.S.C. § 2. We affirm.

I.

Efrain Trejo-Mendieta sought to smuggle his wife and her friend into the United States from Mexico. He approached Robles-Vertiz for help in this venture and secured his agreement. The two men traveled to Mexico and hired a guide with expertise in border crossings. Trejo, his wife, her friend, and the guide waded across the Rio Grande River to Texas, where they were met by Robles-Vertiz. The wife’s friend, an illegal alien named Anna Guerrero, accepted a ride in Robles-Vertiz’s car. Trejo drove his wife in a separate car.

Robles-Vertiz and Trejo were pulled over and arrested by Border Patrol agents near Bracketville. Robles-Vertiz directed Guerrero to identify herself to investigators as “Monica Martinez-Salazar,” which she did. As Guerrero had no identifying documents on her at the time of arrest, the initial criminal complaint against Robles-Vertiz named the smuggled alien as Monica Martinez-Salazar. The single-count indictment, however, charged the following:

That on or about November 28, 1996, in the Western District of Texas, Defendants, JOSE LUIS Robles-V ertiz-VERTIZ, AND EFRAIN TREJO-MENDIETA, aided and abetted by each other, did knowingly and in reckless disregard of the fact that the hereinafter named alien entered and remained in the United States in violation of law, willfully and unlawfully transported and moved, and attempted to transport and move, in furtherance of such violation of law, a certain alien, to-wit: MONICA RAMIREZ-SANCHEZ, in violation of Title 8, United States Code, Section 1324(a)(l)(A)(ii), and Title 18, United States Code, Section 2.

Trejo pleaded guilty and testified against Robles-Vertiz. No evidence was introduced concerning anyone named “Monica Ramirez-Sanchez”; the evidence showed that Robles-Vertiz had transported an alien named Anna Guerrero, also known as Monica Martinez-Salazar.

II.

Robles-Vertiz points out that the indictment charged him with transporting an alien named Monica Ramirez-Sanchez, whereas the evidence at trial showed he had transported a woman named Anna Guerrero, also known as Monica Martinez-Salazar. He asserts that this discrepancy amounts to a constructive amendment of the indictment.

A.

Only the grand jury can broaden an indictment through amendment. United States v. Salvatore, 110 F.3d 1131, 1145 (5th [728]*728Cir.1997). A constructive amendment occurs when the government changes its theory during trial so as to urge the jury to convict on a basis broader than that charged in the indictment, or when the government is allowed to prove “an essential element of the crime on an alternative basis permitted by the statute but not charged in the indictment.” Id. (quoting United States v. Slovacek, 867 F.2d 842, 847 (5th Cir.1989)). In United States v. Young, 730 F.2d 221, 223 (5th Cir.1984), we explained that “[t]he accepted test is that a constructive amendment of the indictment occurs when the jury is permitted to convict the defendant upon a factual basis that effectively modifies an essential element of the crime charged.”

If, however, the indictment “contained an accurate description of the crime, and that crime was prosecuted at trial, there is no constructive amendment.” United States v. Mikolajczyk, 137 F.3d 237, 244 (5th Cir.1998), cert. denied,—U.S.-, 119 S.Ct. 250,—L.Ed.2d-(1998) No. 98-5534), cert. denied,—U.S.-, 119 S.Ct. 250,—L.Ed.2d-(1998) (No. 98-5559), and cert. denied,—U.S.-, 119 S.Ct. 250,—L.Ed.2d-(1998) (No. 98-5560). We still must determine whether the variance, if any, was harmless. See United States v. Puig-Infante, 19 F.3d 929, 936 (5th Cir.1994). In this inquiry, “our concern is that the indictment notifies a defendant adequately to permit him to prepare his defense, and does not leave the defendant vulnerable to a later prosecution because of failure to define the offense with particularity.” Id. (internal quotation omitted).

B.

In Stirone v. United States, 361 U.S. 212, 80 S.Ct. 270, 4 L.Ed.2d 252 (1960), the Court found a constructive amendment when the indictment alleged that the defendant had unlawfully interfered with the importation of sand, but the court instructed the jury that it could base a conviction on interference with the exportation of steel. The Court explained that “when only one particular kind of commerce is charged to have been burdened a conviction must rest on that charge and not another, even though it be assumed that under an indictment drawn in general terms a conviction might rest upon a showing that commerce of one kind or another had been burdened.” Id. at 218, 80 S.Ct. 270. In deciding that this modification constituted a constructive amendment, the Court reasoned that the grand jury did not indict the defendant for the conduct that may have formed the basis for his conviction; it refused to permit him to be “convicted on a charge the grand jury never made against him.” Id. at 219, 80 S.Ct. 270.

We have found constructive amendments in cases where the government alleges one theory of the case in the indictment, but argues another at trial. For example, in United States v. Salinas, 654 F.2d 319 (5th Cir.1981), overruled on other grounds by United States v. Adamson, 700 F.2d 953 (5th Cir.1983) (en banc), we held that an indictment was constructively amended when it alleged that the defendant had aided and abetted theft by a certain named bank officer, but the evidence showed that he aided and abetted theft by a different bank officer — a person not named in the indictment. We explained that

the mistake in the particular name of the officer involved is not like a variance in a date or place. The appellant was not formally charged with theft. The indictment said in effect that [the named officer] stole and that the appellant helped. Once it is shown that the named principal did not steal, it begins to look like the appellant was convicted of a crime different from that of which he was accused.

Id. at 324-25 (emphasis in original).

Similarly, in United States v. Adams, 778 F.2d 1117

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Cite This Page — Counsel Stack

Bluebook (online)
155 F.3d 725, 1998 WL 634220, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jose-luis-robles-vertiz-ca5-1998.