United States v. Ernest Adams

778 F.2d 1117, 1985 U.S. App. LEXIS 25643
CourtCourt of Appeals for the Fifth Circuit
DecidedDecember 20, 1985
Docket84-4558
StatusPublished
Cited by77 cases

This text of 778 F.2d 1117 (United States v. Ernest Adams) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ernest Adams, 778 F.2d 1117, 1985 U.S. App. LEXIS 25643 (5th Cir. 1985).

Opinion

GOLDBERG, Circuit Judge:

Ernest Adams, a/k/a Ernest Cole, has been convicted on six counts of violating 18 U.S.C. §§ 922(a)(6) and 924(a). Because the record convinces us that Adams might have been convicted of a crime with which he was not charged, we reverse.

The indictment charged Ernest Adams with six counts of violating 18 U.S.C. § 922(a)(6) 1 and 18 U.S.C. § 924(a). 2 It alleged that on six separate occasions Adams purchased handguns using a Mississippi driver’s license in the name of Ernest Cole. Each count read as follows:

That on or about [date] ... ERNEST ADAMS, in connection with his acquisition of a firearm ... from ... a licensed firearms dealer, did knowingly furnish and exhibit a false, fictitious and misrepresented identification, that is, a Mississippi Driver’s License Number 367-60-7243, to the firearms dealer, which identification was likely to deceive the firearms dealer with respect to a fact material to the lawfulness of the acquisition of the firearm by Ernest Adams ... in that Ernest Adams represented that he was *1119 Ernest Cole, whereas, in truth and in fact, as he then well knew, he was Ernest Adams, in violation of Sections 922(a)(6) and 924(a), Title 18, United States Code.

There is no question that Adams purchased the handguns or that he presented in connection with each purchase a Mississippi Driver’s License in the name of Ernest Cole. The difficulty with the trial and the judge’s charge to the jury arises from the prosecution’s efforts to present, and the judge’s willingness to admit, evidence regarding Adams’s alleged misrepresentations as to residence, when the indictment charged Adams only with misrepresentations as to name. By allowing proof of residence and by charging the jury so as to permit a conviction based on misrepresentation and false statements as to residence, the trial court constructively amended the indictment, thereby denying Adams his fifth amendment right to be tried only on those charges presented to and accepted by a grand jury.

Factual Background and the Trial

Ernest Adams was born in Mississippi, the illegitimate son 3 of Elnora Adams and Roosevelt Cole. His Mississippi birth certificate lists his name as Ernest Adams. His mother, whose parents had also been unmarried, then married a man named Adams to cover up her son’s illegitimacy and protect him from the stigma she herself had felt while growing up. When Ernest got old enough, Roosevelt Cole told him that he was his true father. Tr. 590-93.

At the time of the handgun purchases, Adams had been a resident of Detroit for thirty years. He owned several businesses and several houses there. During those thirty years, he had visited Meridian, Mississippi, several times to be with the Cole side of his family. When he was in Mississippi and with the Coles, he went by the name Cole. Outside of Mississippi he generally went by the name Adams. See infra note 14.

Adams received the Mississippi driver’s license in question on June 29, 1979, while visiting in Meridian. His Michigan license in the name of Adams had expired two months earlier. He gave as his name Ernest Cole, and as his mailing address he gave 1922 13th Ave. in Meridian. This address was that of Gloria Pearson, a woman to whom he later unsuccessfully proposed marriage. Back in Michigan, he obtained a Michigan driver’s license in the name of Ernest Adams on June 12, 1980, and he received another Michigan license in the name of Ernest Cole on August 13, 1980.

The handgun purchase that forms the basis of the first count took place on October 25, 1980, at the Rock House Trading Post in Meridian. The other five purchases took place October 27 and 31, 1980, and February 19, March 13, and March 31, 1981, at either the Rock House Trading Post or Maxey’s Gun Shop in Meridian.

Federal law required that Adams fill out ATF Form 4473 for each purchase. By means of this form, the Bureau of Alcohol, Tobacco and Firearms receives a record of every firearms transaction. 4 The form requests the following information of the purchaser: name, height, weight, race, residence, address, date of birth, place of birth. The form also requires that the purchaser answer eight questions concerning, among ojjher things, the buyer’s past criminal record. The form notifies the buyer that *1120 any false statements or a false answer to any of the eight questions may subject him to criminal prosecution. In addition, 18 U.S.C. § 922(a)(6) makes the presentation of false identification in connection with the purchase a criminal offense, and 18 U.S.C. § 924(a) makes any false statement in connection with the purchase a criminal offense.

Adams presented his Mississippi license in connection with each purchase. He filled out the form in the name of Ernest Cole and gave as his residence address 1705 29th Ave. in Meridian. This address was Gloria Pearson’s new address. He correctly gave the date of his birth as April 29,1944, and the place of his birth as Utica, Mississippi, and he answered negatively each of the additional eight questions. The dealers testified that had Adams presented an out-of-state license or given an out-of-state residence address, they would not have sold him the guns, but Adams was not informed of this at the time. Tr. at 168-69.

The indictment was filed on January 7, 1983, and the defendant was arraigned on February 10, 1983, at which time the court, Russell, J., appointed counsel for the defendant. Upon motion of the defendant, an Order Granting Continuance was filed on June 29, 1983. The defendant’s original court appointed counsel was allowed to withdraw from the case on June 11, 1984, and shortly thereafter the court appointed new counsel for the defendant. On July 6, 1984, the defendant moved to dismiss the indictment for violations of the Speedy Trial Act, and the District Judge denied the motion. 5

The defendant was tried before a jury. The government offered ten witnesses and twenty-four exhibits, the defendant three witnesses and 16 exhibits. The jury returned a verdict of guilty on each of the six counts, and the judge sentenced Adams to a total of eleven years imprisonment and five years probation.

The government’s theory of the case at trial was, in its own words, as follows:

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Cite This Page — Counsel Stack

Bluebook (online)
778 F.2d 1117, 1985 U.S. App. LEXIS 25643, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ernest-adams-ca5-1985.