United States v. John W. Patterson, Jr.

882 F.2d 595, 1989 WL 95742
CourtCourt of Appeals for the First Circuit
DecidedAugust 25, 1989
Docket88-1497
StatusPublished
Cited by62 cases

This text of 882 F.2d 595 (United States v. John W. Patterson, Jr.) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. John W. Patterson, Jr., 882 F.2d 595, 1989 WL 95742 (1st Cir. 1989).

Opinion

ON PETITION FOR REHEARING AND PETITION FOR WRIT OF MANDAMUS

BOWNES, Circuit Judge.

The government appealed from the district court’s determination that the prior convictions of defendant, John W. Patterson, Jr., for breaking and entering under Mass.Gen.L. ch. 266, §§ 16,18 did not qualify as predicate offenses for sentence enhancement pursuant to the Armed Career Criminal Act (ACCA), 18 U.S.C. § 924(e). After we issued an opinion reversing the district court, we withdrew the opinion and ordered a rehearing on the issue of whether the government had a right to appeal the sentence in this case.

We now hold that the government did not have a right to appeal the sentence of the district court, but under our mandamus authority reverse on the merits and order resentencing.

I. BACKGROUND

Patterson was indicted for violation of 18 U.S.C. § 922(g)(1) 1 — a felon in possession of a firearm which had been shipped in interstate commerce. When he was arraigned, the government notified him that if he were convicted, it would seek an enhanced sentence under 18 U.S.C. § 924(e)(1) because he had three previous convictions, each a “violent felony.” 2 After one day of trial, Patterson pleaded guilty to the violation of 18 U.S.C. § 922(g)(1).

The district court sentenced Patterson to five years, to be served consecutively to the state sentence he is presently serving, and a special assessment of $50.00. The government appealed. 3 Neither the government nor Patterson addressed the issue of appellate jurisdiction. On April 26, 1989, we issued an opinion which held “that both Massachusetts breaking and entering statutes are predicate crimes” and remand *597 ed for resentencing. Shortly thereafter, our attention was drawn to the case of United States v. Hundley, 858 F.2d 58 (2d Cir.1988), in which the Second Circuit held in a case also involving a government appeal under the ACCA, that it lacked appellate jurisdiction. Concerned about whether we had appellate jurisdiction, we withdrew our opinion, vacated the judgment, and ordered a rehearing limited to briefing on the issue of the government’s right to appeal the sentence in this case.

At the same time the government filed its brief with respect to appellate jurisdiction, it also filed a petition for a writ of mandamus under 28 U.S.C. § 1651(a). 4

II. APPELLATE JURISDICTION

It is well established that “[t]he government has no right of appeal in criminal cases except where a statute expressly grants such a right.” United States v. Kane, 646 F.2d 4, 5 (1st Cir.1981); see also United States v. Levasseur, 846 F.2d 786, 787 (1st Cir.), cert. denied, — U.S.-, 109 S.Ct. 232, 102 L.Ed.2d 222 (1988). The Second Circuit has expanded upon this point:

It is fundamental that “the United States has no right of appeal in a crimi-
nal case absent explicit statutory authority.” United States v. Scott, 437 U.S. 82, 84-85, 98 S.Ct. 2187, 2190, 57 L.Ed.2d 65 (1978). This rule is based on the well-settled principle in federal jurisprudence that “appeals by the Government in criminal cases are something unusual, exceptional, not favored.” Carroll v. United States, 354 U.S. 394, 400, 77 S.Ct. 1332, 1336, 1 L.Ed.2d 1442 (1957). Additionally, the policy “has deep roots in the common law, for it was generally understood, at least in this country, that the sovereign had no right to appeal an adverse criminal judgment unless expressly authorized by statute to do so.” Arizona v. Manypenny, supra, 451 U.S. [232] at 245, 101 S.Ct. [1657] at 1666 [68 L.Ed.2d 58 (1981)] (footnote omitted).

Hundley, 858 F.2d at 61 (citations omitted).

The ACCA does not explicitly provide for an appeal by the government from a district court’s refusal to impose an enhanced penalty. The government argues that its right to appeal stems from either of two more general statutes: 18 U.S.C. § 3731 5 or 28 U.S.C. § 1291. 6 In Hundley, 858 F.2d 58, the Second Circuit rejected both of these arguments. See also United *598 States v. Palmer, 871 F.2d 1202, 1209 (3d Cir.1989) (In ACCA cases, “[t]he government ... has no authority to take an appeal from a sentencing order.”). 18 U.S.C. § 3731 does not explicitly include sentencing orders within the categories of orders appealable by the government. The circuits are split on the issue of whether § 3731 permits government appeals from sentencing orders, see Hundley, 858 F.2d at 62 (citing cases on both sides of the issue), and this Circuit has not addressed the issue. 7 We adopt the Second Circuit’s analysis as to whether sentencing orders fit into § 3731.

We agree with those courts that have held that sentencing orders are not ap-pealable by the Government under section 3731. The statute plainly limits appeals by the United States to specified categories of district court orders — those (1) dismissing an indictment or granting a new trial, (2) suppressing evidence or requiring the return of seized property, and (3) relating to the temporary release of a person charged or convicted of an offense. Sentencing orders are not included in the statute, nor are they even similar to any of the types of orders that are included. In light of the statute’s precisely drawn provisions and the well-settled principle that Government appeals must be explicitly authorized by Congress, this conspicuous absence is highly significant.

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Bluebook (online)
882 F.2d 595, 1989 WL 95742, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-john-w-patterson-jr-ca1-1989.