United States v. James Small

74 F.3d 1276, 316 U.S. App. D.C. 15, 1996 U.S. App. LEXIS 1150, 1996 WL 31975
CourtCourt of Appeals for the D.C. Circuit
DecidedJanuary 30, 1996
Docket93-3161
StatusPublished
Cited by33 cases

This text of 74 F.3d 1276 (United States v. James Small) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. James Small, 74 F.3d 1276, 316 U.S. App. D.C. 15, 1996 U.S. App. LEXIS 1150, 1996 WL 31975 (D.C. Cir. 1996).

Opinion

Opinion for the Court filed by Circuit Judge ROGERS.

ROGERS, Circuit Judge:

Appellant James Small appeals his conviction of possession of cocaine base with intent to distribute, in violation of 21 U.S.C. § 841(a) (1988), on the grounds that: (1) the prosecutor’s prejudicial references in opening and closing arguments to the jury about matters never put into evidence denied Small a fair trial; (2) the district court abused its discretion by denying a mistrial after the government, in violation of Federal Rule of Criminal Procedure 16, unexpectedly used Small’s prejudicial non-verbal statement communicating consciousness of guilt; and (3) the district court erred in refusing to postpone sentencing so that the drugs could be reweighed. Although the prosecutor erred by referring during opening and closing arguments to matters not in evidence, Small has failed to show a sufficient likelihood that the prosecutor’s statements prevented the jury from properly weighing the evidence, particularly given the split verdict of the jury, which acquitted Small of the charge to which his defense of innocent presence might have applied. Additionally, we find no violation of Rule 16 in light of the ambiguous and non-communicative conduct; moreover, Small has shown no prejudice. Finally, we find no error by the district court in refusing to postpone sentencing to have the drugs reweighed when the defense failed to alert the court to any problem until the day of sentencing and then proffered no basis for doubting the weight. Accordingly, we affirm.

I.

Small was arrested as a result of drugs being found in an Amtrak sleeper ear after a review of an Amtrak reservation form by Amtrak officials caused them to suspect that Small and his companion might be drug couriers. Amtrak Investigator Thomas Cook, accompanied by Detective Barbara Lyles and *1280 Investigator Maria Pena of the Metropolitan Police Department, confronted Small and his companion in the sleeper car. After conversing with the two men about their tickets, identification, and destination, Cook decided to search the sleeper car. Small, before stepping out into the hallway so that Cook could search the car, put on his socks and sneakers. Cook thereafter found a packet of white rock substance, later determined to weigh 35.69 grams, underneath the roll of toilet paper in the bathroom. Small and his companion were arrested and, upon searching Small, in the presence of the two officers, Cook found 54.47 grams of crack cocaine in Small’s sock. Cook also seized $306 in currency from Small.

Small was indicted for two counts of possession with intent to distribute crack cocaine in violation of 21 U.S.C. § 841(a)(1), (b)(1)(A)(iii) & (b)(1)(B)(iii) and 18 U.S.C. § 2. Following the district court’s denial of Small’s motion to suppress the evidence, the jury acquitted Small of count one, relating to the bathroom drugs, but convicted him of count two, possession with intent to distribute the drugs found in his sock. The district court, upon determining that the 35.69 grams found in the bathroom was “relevant conduct” under the Sentencing Guidelines, United States Sentencing Guidelines (U.S.S.G.) § 1B1.3(a) (1995), to be added to the weight of the 54.47 grams found in Small’s sock for purposes of determining his base offense level, sentenced Small to the mandatory minimum of ten years’ imprisonment followed by five years of supervised release.

II.

This circuit has long made clear that the government must take care to ensure that statements made in opening and closing arguments to the jury are supported by evidence introduced at trial. In Gaither v. United States, 413 F.2d 1061, 1079 (D.C.Cir.1969), the court viewed such rigor to be required by Berger v. United States, 295 U.S. 78, 88, 55 S.Ct. 629, 633, 79 L.Ed. 1314 (1935), where the Supreme Court observed “that the interest of the Government in a criminal prosecution ‘is not that it shall win a case, but that justice shall be done,’ and that ‘the average jury ... has confidence that these obligations [of fairness and accuracy] ... will be faithfully observed.’ ” Notwithstanding the prosecutor’s good faith and jury instructions that arguments of counsel are not evidence, the Gaither court concluded that the court “must carefully examine the error committed to determine whether it sufficiently prejudiced [the defendants] to call for reversal.” Gaither, 413 F.2d at 1079. The defendant must show substantial prejudice. United States v. Perholtz, 842 F.2d 343, 361 (D.C.Cir.1988); United States v. Monaghan, 741 F.2d 1434, 1443 (D.C.Cir.1984), ce rt. denied, 470 U.S. 1085, 105 S.Ct. 1847, 85 L.Ed.2d 146 (1985). In assessing prejudice, the Gaither court built on the harmless-error analysis in Kotteakos v. United States, 328 U.S. 750, 765, 66 S.Ct. 1239, 1248, 90 L.Ed. 1557 (1946), and identified three factors: “the closeness of the case, the centrality of the issue affected by the error, and the steps taken to mitigate the effects of the error.” 413 F.2d at 1079 (footnotes omitted). This court has continued to apply the Gaither analysis to claims of prosecutorial misconduct. See Perholtz, 842 F.2d at 361; United States v. Jordan, 810 F.2d 262, 265 (D.C.Cir.), cert. denied, 481 U.S. 1032, 107 S.Ct. 1963, 95 L.Ed.2d 535 (1987).

Small contends that the prosecutor’s opening and closing arguments to the jury denied him a fair trial. Specifically, Small points to the fact that in opening statement the prosecutor made several direct and indirect references to prejudicial details in the Amtrak reservation form, which had caused Amtrak officials to focus on Small and his companion, including the payment in cash for his ticket, the payment of an extra $163 for the sleeper car, the late timing of the reservation, and the last-minute purchase of the tickets, although the form was never introduced into evidence. Small also points to the prosecutor’s statement that Small and his companion were unemployed and that when the telephone number on the Amtrak form was dialed, the name given on the answering machine message did not match the reservation form. Likewise, Small points to the prosecutor’s reference to Small’s “confessional” statement to his companion to the effect *1281 that the government would keep seized money because it was “drug related.”

The government concedes that no evidence was introduced at trial to support these statements. Consequently, the court must determine, as in Gaither,

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Cite This Page — Counsel Stack

Bluebook (online)
74 F.3d 1276, 316 U.S. App. D.C. 15, 1996 U.S. App. LEXIS 1150, 1996 WL 31975, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-james-small-cadc-1996.