United States v. Hagen

25 M.J. 78, 1987 CMA LEXIS 3973
CourtUnited States Court of Military Appeals
DecidedSeptember 25, 1987
DocketNo. 53,245; CM 445028
StatusPublished
Cited by40 cases

This text of 25 M.J. 78 (United States v. Hagen) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Hagen, 25 M.J. 78, 1987 CMA LEXIS 3973 (cma 1987).

Opinions

Opinion of the Court

COX, Judge:

A military judge, sitting as a general court-martial, convicted appellant, contrary to his pleas, of larceny, wrongful sale of military property, attempted wrongful sale of military property, and conspiracy to sell military property, in violation of Articles 121, 108, 80, and 81, Uniform Code of Military Justice, 10 U.S.C. §§ 921, 908, 880, and 881, respectively.1 We granted review of the following issue:

WHETHER THE MILITARY JUDGE ERRED TO APPELLANT’S SUBSTANTIAL PREJUDICE BY FAILING TO COMPEL THE CONVENING AUTHORITY TO TESTIFY CONCERNING HIS DECISION TO REFER TO TRIAL CHARGES AGAINST APPELLANT CONTRARY TO THE ADVICE OF HIS STAFF JUDGE ADVOCATE.

Appellant’s theory of error is considerably more involved than the issue would admit. He argues essentially that the convening authority was vindictive and discriminatory in his decision to cause or persist in appellant’s prosecution, such that appellant's rights under the Due Process Clause of the Fifth Amendment (which includes the concept of Equal Protection) of the United States Constitution were violated. In support of these claims, appellant cites the convening authority’s actions in the following particulars: (1) his decision not to prosecute others associated with the underlying course of criminal conduct;

(2) certain of his comments to a group of noncommissioned officers; (3) his resistance to securing a defense-requested expert witness; (4) his refusal to be inters viewed by civilian defense counsel; and (5) his failure to follow the acting staff judge [80]*80advocate’s advice to withdraw the charges. The issue merely states the fallback position that, since it was appellant’s burden to establish vindictiveness or selectivity, if the other indications of record were not sufficient in and of themselves to carry that burden, then at least they raised enough of an inference of impropriety to warrant a judicial examination of the convening authority to ascertain his motives.2 Finding no error in either the convening authority’s conduct or the military judge’s decision, we affirm.

I

A full development of the facts and chronology of the case is necessary to put the granted issue in perspective. The Government’s evidence was that, during the period March to July, 1982, at Fort Benning, Georgia, appellant stole quantities of “inert” hand grenades and other munitions from the Government. In addition, First Lieutenant Scott L. Johnston, in collaboration with appellant, converted these grenades into live explosives. Finally, in furtherance of the joint enterprise, appellant sold a number of these reconstituted grenades on four occasions, and he attempted a fifth sale.3

The case against appellant was initiated by agents of the Bureau of Alcohol, Tobacco, and Firearms (ATF), United States Department of Treasury. They gained appellant’s acquaintance and confidence through an informant. All transactions of which appellant was convicted and the attempt were made directly to ATF agents. Appellant was led to believe that he was supplying munitions to the Mafia. The Criminal Investigation Command (CID) at Fort Benning was first notified of the operation after it was in progress. CID agents then got involved in taking statements and other nonoperational aspects of the investigation. Basically, the Government’s evidence consisted of: a description of appellant’s conduct and statements as observed by one of the ATF agents who participated in the transactions; audio and videotapes of portions of the transactions; the contraband as received or seized from appellant; and appellant’s sworn, written confession.

Like appellant, Johnston was a range control officer and had access to and control over various types of ammunition and [81]*81weapons. Apart from appellant’s assertions and confessions, relatively little is shown in this record about Johnston’s activities. Unlike appellant, Johnston was not personally involved in the transfer of contraband to ATF agents. Further, upon being questioned by the CID, Johnston exercised his rights and declined to make a statement. If he made a statement at another time, this record does not so indicate.

During his unwitting contacts with federal agents, appellant kept mentioning that he had a partner; but, up until the time of his arrest, he never revealed Johnston’s name. The agents worked hard to get an introduction to this partner. On at least one occasion, they flew appellant to a location where they -wined and dined him, and they introduced him to some supposedly “heavy people” (ATF agents posing as mafiosi) in an unsuccessful attempt to “loosen him up” and get the introduction to Johnston. Even after appellant was apprehended, had agreed to work for the agents, and was wired for sound, they were unable to get any incriminating statements from Johnston. To be sure, there is some indication in this record of other, independent evidence against Johnston, but it is largely peripheral, at least as to the more serious charges. There can be no doubt, based on this record or any other facts or evidence suggested by the defense, that appellant’s testimony against Johnston would have been the heart of any military prosecution of Johnston.

The convening authority referred appellant’s charges to the court-martial on August 18, 1982. Thereafter, pursuant to defense request and with the concurrence of the Government, the military judge ordered that a medical board be convened to assess appellant’s sanity. On November 4, 1982, Gerson Z. Escondo, M.D., the psychiatrist who constituted the board, reported that

at the time of [the] alleged offense, as a result of post-traumatic stress disorder, [appellant] might lack the capacity to appreciate the criminality of his conduct ... [and] might lack the capacity to conform his conduct to the requirement of the law.

(Emphasis added.) Dr. Escondo concluded, however, that appellant was competent to stand trial.

In the meantime, Johnston had been charged with conspiracy, larceny, conduct unbecoming an officer and a gentleman, unlawfully possessing hand grenades, and unlawfully making destructive devices, in violation of Articles 81, 121, 133, and 134, UCMJ, 10 U.S.C. §§ 881, 921, 933, and 934, respectively. On October 22, 1982, Johnston submitted a “Resignation for the Good of the Service,” under the provisions of chapter 5, Army Regulation 635-120.

On November 24, 1982, the acting staff judge advocate formally advised the convening authority to recommend approval of Johnston’s request (secretarial approval was required and subsequently obtained). The reasons cited by the acting staff judge advocate were:

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Bluebook (online)
25 M.J. 78, 1987 CMA LEXIS 3973, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-hagen-cma-1987.