United States v. Garcia

59 F.4th 1059
Court of Appeals for the Tenth Circuit·Decided February 8, 2023·No. 20-1386·Published·Cited by 6 cases

Opinion

Appellate Case: 20-1386 Document: 010110810027 Date Filed: 02/08/2023 Page: 1 FILED

United States Court of Appeals PUBLISH Tenth Circuit

UNITED STATES COURT OF APPEALS February 8, 2023

Christopher M. Wolpert

FOR THE TENTH CIRCUIT Clerk of Court

UNITED STATES OF AMERICA, Plaintiff - Appellant, v. No. 20-1386 JOSHUA OMAR GARCIA,

Defendant - Appellee.

Appeal from the United States District Court for the District of Colorado (D.C. No. 1:17-CR-00358-CMA-1)

J. Bishop Grewell, Assistant United States Attorney (Matthew T. Kirsch, Acting United States Attorney, with him on the briefs), Denver, Colorado, for Plaintiff-Appellant.

Shira Kieval, Assistant Federal Public Defender, (Virginia L. Grady, Federal Public Defender, Jacob Rasch-Chabot, Assistant Federal Public Defender, and Joshua Omar Garcia with her on the brief), Denver, Colorado, for Defendant-Appellee.

Before McHUGH, MURPHY, and CARSON, Circuit Judges.

CARSON, Circuit Judge.

Violating a defendant’s Sixth Amendment speedy-trial right compels a severe remedy: dismissing the indictment with prejudice. But a defendant cannot avail himself of that protection when he did not diligently assert that right. After a

Appellate Case: 20-1386 Document: 010110810027 Date Filed: 02/08/2023 Page: 2

shoplifting incident at a Colorado Kmart and a shootout two days later, the federal and state governments both indicted Defendant Joshua Garcia. The federal government waited nearly twenty-three months to prosecute Defendant, while the state prosecution ran its course. The district court held the delay violated Defendant’s Sixth Amendment right to a speedy trial and dismissed the federal indictment against him. Exercising jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. § 3731, we reverse.

I.

On July 3, 2017, Defendant allegedly shoplifted from a Kmart in Aurora, Colorado. When he exited the store, Kmart employees, who had been watching him, confronted him. While talking with the employees outside the store, Defendant brandished and discharged a firearm at the ground before fleeing. Authorities did not apprehend Defendant until two days later, when they responded to a complaint of a man with a gun in a trailer. During his arrest, Defendant allegedly shot at law- enforcement officers. The District Attorney’s Office filed a complaint against Defendant on July 11 based on the July 5 incident.

Then, on September 27, a federal grand jury returned a three-count indictment against Defendant based on the July 3 events. The indictment alleged that Defendant possessed a weapon in violation of 18 U.S.C. § 922(g)(1), robbed a Kmart store in violation of 18 U.S.C. § 1951(a), and knowingly used, brandished, or discharged a firearm during and in relation to a crime of violence in violation of 18 U.S.C.

Appellate Case: 20-1386 Document: 010110810027 Date Filed: 02/08/2023 Page: 3

§ 924(c)(1)(A)(i), (ii), and (iii). The indictment remained sealed for almost two years while Colorado’s case against Defendant proceeded in state court.

In state court, Defendant pleaded guilty to first-degree assault, and the court sentenced him to twenty-three years’ imprisonment on August 16, 2019. The day before, the government moved for a writ of habeas corpus ad prosequendum, requesting authorities bring Defendant from the state detention facility into the United States Marshal’s custody to begin prosecuting the federal case.1 The district court granted that motion, unsealed the federal indictment, and on August 20, 2019, Defendant made his initial appearance in federal court.2 Defendant filed three motions to exclude 210 days from the speedy-trial clock, all of which the district court granted. And, eight months after his initial appearance in federal court, Defendant moved to dismiss the indictment with prejudice for violation of his Sixth Amendment right to a speedy trial. The district court granted Defendant’s motion and dismissed the indictment against him, finding that all factors set forth in Barker v. Wingo, 407 U.S. 514, 530–32 (1972), favor Defendant and that the government violated his right to a speedy trial. The district court determined that the delay prejudiced Defendant because it resulted in lost evidence and an

1 Defendant contends that he spent the entire twenty-three-month pretrial period incarcerated only because of the federal detainer preventing him from bonding out of state custody, because though he could not afford the bond at first, his family committed to raising the money.

2 Defendant also asserts that he did not learn of the sealed federal indictment against him pending in the District of Colorado until May 2019.

Appellate Case: 20-1386 Document: 010110810027 Date Filed: 02/08/2023 Page: 4

unnecessary two years’ pretrial incarceration for him. The government then moved for reconsideration, but the district court denied that too because the government had not shown that the court “misapprehended the facts, a party’s position, or the law.” United States v. Christy, 739 F.3d 534, 539 (10th Cir. 2014). The government appeals both the indictment’s dismissal and the denial of its motion for reconsideration.

II.

“The Sixth Amendment guarantees that ‘[i]n all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial.’” United States v. Jumaev, 20 F.4th 518, 532 (10th Cir. 2021) (quoting United States v. Medina, 918 F.3d 774, 779 (10th Cir. 2019)). Although we have described the speedy-trial right as “somewhat amorphous,” the remedy for violating that right is “severe: dismissal of the indictment with prejudice.” United States v. Black, 830 F.3d 1099, 1111 (10th Cir. 2016) (cleaned up). To determine whether a delay violates a defendant’s Sixth Amendment speedy-trial right, we apply the four-part balancing test set forth by the Supreme Court in Barker. Jumaev, 20 F.4th at 532. “The four factors are: ‘(1) the length of delay; (2) the reason for the delay; (3) the defendant’s assertion of his right; and (4) prejudice to the defendant.’” Medina, 918 F.3d at 780 (quoting United States v. Yehling, 456 F.3d 1236, 1243 (10th Cir. 2006)).

We review the legal question of whether the government violated a defendant’s Sixth Amendment right de novo “and any underlying district court factual findings for clear error.” United States v. Frias, 893 F.3d 1268, 1272 (10th

Cir. 2018) (citing Black, 830 F.3d at 1111). “Clear error exists when a factual finding lacks any factual support in the record, or after reviewing the evidence, the record convinces us the district court made a mistake.” United States v. Rico, 3 F.4th 1236, 1238 (10th Cir. 2021) (citing United States v. Hooks, 551 F.3d 1205, 1216 (10th Cir. 2009)).

III.

Under Barker’s test to determine whether a delay violates the Sixth Amendment, “[n]o single factor is determinative or necessary”; we consider “all four . . . to determine whether a violation has occurred.” Black, 830 F.3d at 1111 (quoting United States v. Seltzer, 595 F.3d 1170, 1176 (10th Cir. 2010)).

A.

The district court correctly determined that the first factor favors Defendant;

and the government agrees. The length-of-delay factor typically serves as a gatekeeper. Frias, 893 F.3d at 1272. “We examine the other factors only when the delay is presumptively prejudicial,” Jumaev, 20 F.4th at 532 (quoting Frias, 893 F.3d at 1272)—a requirement that “[d]elays approaching one year generally satisfy,” United States v. Batie, 433 F.3d 1287, 1290 (10th Cir. 2006) (citing Doggett v. United States, 505 U.S. 647, 652 n.1 (1992); Jackson v. Ray, 390 F.3d 1254, 1261 (10th Cir. 2004)). “The delay period starts with the indictment or arrest, whichever comes first.” Jumaev, 20 F.4th at 533 (quoting United States v. Nixon, 919 F.3d 1265, 1269 (10th Cir. 2019)). And it ends at conviction. Id. (citing Betterman v. Montana, 578 U.S. 437, 441 (2016)).

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