United States v. Smith

264 F.3d 1012, 2001 Colo. J. C.A.R. 4464, 2001 U.S. App. LEXIS 19322, 2001 WL 987481
CourtCourt of Appeals for the Tenth Circuit
DecidedAugust 29, 2001
Docket00-3321
StatusPublished
Cited by30 cases

This text of 264 F.3d 1012 (United States v. Smith) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Smith, 264 F.3d 1012, 2001 Colo. J. C.A.R. 4464, 2001 U.S. App. LEXIS 19322, 2001 WL 987481 (10th Cir. 2001).

Opinion

EBEL, Circuit Judge.

DefendanL-Appellant John Smith pleaded guilty to possession of pseudoephedrine, one of the ingredients that may be used to make methamphetamine, and was sentenced under the guideline for attempt to manufacture methamphetamine. He argues that there was insufficient evidence that he had attempted to manufacture methamphetamine. We uphold the district court’s finding and therefore AFFIRM.

BACKGROUND

The underlying facts in this case are not disputed. John Smith’s girlfriend was in a car accident. The towing company reported a possible methamphetamine lab in the vehicle. DEA agents searched the car and found several jugs full of a milky substance with white sediment at the bottom, two glass cooking pans, a bottle' of butane, coffee filters, and a digital scale. The milky substance contained more than 194 grams of pseudoephedrine, one of the main ingredients needed to manufacture methamphetamine using the ephedrine reduction method. 1 One step in this manufacturing process is to crush pseudoephedrine pills and soak them in water.

Also in the car were sales receipts for distilled water, fuel, solvent, filters, alumi *1015 num foil, acetone, and pickles. On the basis of these receipts, DEA agents obtained a surveillance video from a local Wal-Mart showing Smith buying the aluminum foil, a gallon of Coleman camp fuel, and a jar of pickles. All of these products have a role in the manufacturing process for methamphetamine. Even pickle jars have a role; they are commonly used as “improvised glassware.”

DEA agents also found a handwritten note with telephone numbers for Brook-side and Kalo, two businesses that distribute chemicals. Brookside sells iodine and red phosphorus, the other principle ingredients needed to make methamphetamine; it is unknown whether Kalo sells these products, as well. The note also contained a list of “need[s]” and “want[s]” that seemed unrelated to manufacturing methamphetamine, including, for example, mascara, throwing knives, and a dart board.

The agents did not find any evidence in the car of iodine, red phosphorus, sodium hydroxide, hydrochloric acid, or siphoning equipment, all of which are used in the ephedrine-reduction method of manufacturing methamphetamine. There is also no evidence that Smith had a recipe for manufacturing methamphetamine. In 1998, however, Smith was arrested for running a methamphetamine lab and was caught with red phosphorus, iodine, sodium hydroxide, and rubber tubing.

Smith pleaded guilty in this case to possessing pseudoephedrine (a “listed chemical”) knowing or having reasonable cause to believe that it would be used to manufacture methamphetamine, in violation of 21 U.S.C. § 841(c)(2). The relevant Sentencing Guideline for possessing a listed chemical (such as pseudoephedrine) is § 2D1.11. In Smith’s case, his base offense level under § 2D1.11 for 194 grams of pseudoephedrine would be 18. That guideline provides, however, that “[i]f the offense involved ... attempting to manufacture a controlled substance unlawfully, apply § 2D1.1 ... if the resulting offense level is greater than” the level under § 2D1.11. See U.S.S.G. § 2Dl.ll(c)(l) & application note 2. The PSR determined that Smith was attempting to manufacture methamphetamine, a controlled substance, and therefore applied the cross-reference to § 2D1.1. Using a conservative 50% conversion rate, the PSR found that Smith could have produced 89.7 grams of pure methamphetamine from the pseudoephed-rine found in Smith’s car, for a base offense level of 30 under the Sentencing Guidelines in effect at the time of Smith’s crime.

Smith objected to the application of § 2D1.1 instead of § 2D1.11. The district court overruled this objection and sentenced him to 92 months’ imprisonment. On appeal, Smith argues that his actions were not an attempt to manufacture methamphetamine and therefore the application of § 2D1.1 was incorrect.

DISCUSSION

The district court had jurisdiction under 18 U.S.C. § 3231. We have jurisdiction to review the sentence under 18 U.S.C. § 3742(a). We review the district court’s interpretation and application of the Sentencing Guidelines de novo and its factual findings for clear error. United States v. Arevalo, 242 F.3d 925, 927 (10th Cir.2001). We must “give due deference to the district court’s application of the guidelines to the facts.” 18 U.S.C. § 3742(e).

To prove an attempt to manufacture methamphetamine, the government must show “(1) intent to manufacture methamphetamine, and (2) commission of an act which constitutes a substantial step towards commission of the substantive of *1016 fense.” United States v. Becker, 230 F.3d 1224, 1234 (10th Cir.2000), cert. denied, — U.S. -, 121 S.Ct. 1666, 149 L.Ed.2d 647 (2001). Because the main dispute on appeal is whether Smith’s actions constituted a substantial step toward manufacturing methamphetamine, we discuss that prong first.

A. Substantial Step

The “substantial step” question appears to be a factual one, or at least one regarding the application of the guidelines to a particular set of facts. See United States v. Neal, 78 F.3d 901, 906 (4th Cir.1996) (“Whether conduct represents a substantial step depends on the surrounding factual circumstances and, therefore, such determinations are necessarily fact specific.” (quotation marks omitted)); United States v. Montanye, 996 F.2d 190, 191 (8th Cir.1993) (“Whether a defendant’s conduct amounts to a substantial step necessarily depends on the facts of each case.”).

The “substantial step” required to establish an attempt must be something beyond mere preparation. It must be an act adapted to, approximating, and which in the ordinary and likely course of things will result in, the commission of the particular crime. A substantial step is an appreciable fragment of a crime and an action of such substantiality that, unless frustrated, the crime would have occurred. The step must be strongly corroborative of the firmness of the defendant’s criminal intent and must unequivocally mark the defendant’s acts as criminal. It should evidence commitment to the criminal venture. However, it is not necessary that the evidence exclude every reasonable hypothesis of innocence or be wholly inconsistent with every conclusion except that of guilt....

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Bluebook (online)
264 F.3d 1012, 2001 Colo. J. C.A.R. 4464, 2001 U.S. App. LEXIS 19322, 2001 WL 987481, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-smith-ca10-2001.