United States v. Vigil

478 F. Supp. 2d 1285, 2007 U.S. Dist. LEXIS 9283, 2007 WL 505689
CourtDistrict Court, D. New Mexico
DecidedJanuary 12, 2007
DocketCR 05-2051 JB
StatusPublished
Cited by3 cases

This text of 478 F. Supp. 2d 1285 (United States v. Vigil) is published on Counsel Stack Legal Research, covering District Court, D. New Mexico primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Vigil, 478 F. Supp. 2d 1285, 2007 U.S. Dist. LEXIS 9283, 2007 WL 505689 (D.N.M. 2007).

Opinion

MEMORANDUM OPINION AND ORDER

BROWNING, District Judge.

THIS MIATTER comes before the Court on the Defendant Robert Vigil’s Motion to Set Aside Verdict and for Judgement of Acquittal on Count 24 of the Fifth Superseding Indictment Under Fed. R.Crim.P. 29 or in the Alternative for New Trial on Count 24, filed October 5, 2006 (Doc. 411)(“Motion to Acquit”). The Court held a hearing on this motion on December 1, 2006. The primary issues are: (i) whether the evidence was sufficient for a reasonable jury to find beyond a reasonable doubt that Vigil attempted to extort property from George Everage through the wrongful use of fear of economic harm and under color of official right; (ii) whether the jury’s verdict finding Vigil guilty of attempted extortion under the Hobbs Act is invalid as a matter of law because the victim of the attempted extortion, Ever-age, never acquired a property interest from which to extort; (iii) whether the evidence the United States presented at trial established a nexus between Vigil’s conduct and interstate commerce; and (iv) whether Vigil’s conviction offends due process because the Hobbs Act does not provide adequate notice that the conduct the United States alleged violates the Act. Because the Court finds that the evidence is sufficient to convict Vigil under either of the alternate theories upon which the Court instructed the jury, that Everage’s reasonable belief in some form of economic profit resulting from a contract with the New Mexico State Treasurer’s Office (“NMSTO”) established a property interest, that the attempted extortion possessed the requisite nexus to interstate commerce, and that Vigil’s conviction does not offend due process, it finds that a reasonable jury could have found beyond a reasonable doubt that Vigil attempted to extort property from Everage, and will therefore deny the motion.

FACTUAL BACKGROUND

Much of the factual evidence pertinent to this motion is not in dispute. Vigil does not seriously contend that the evidence presented at trial was insufficient for a reasonable jury to find that Vigil intended to extort Everage or that he took some steps toward extorting Everage. The issue is whether, as a matter of law, Vigil’s conduct constitutes a violation of the Hobbs Act.

1. Evidence of Vigil’s Motive to Commit the Crime.

The United States contends that it presented evidence at trial of several factors that motivated Vigil, while serving as the New Mexico State Treasurer, to transfer funds to Michael Montoya, the former State Treasurer who preceded Vigil. See United States’ Response to Motion to Set Aside Verdict and For Judgment of Acquittal on Count 24 of the Fifth Superseding Indictment Under Fed.R.Crim.P. 29 as the Evidence is Insufficient to Sustain a Conviction at 3, filed October 19, 2006 (Doc. 412). First, there is evidence that, in 1999, after Vigil was unsuccessful in his bid to run for Governor of New Mexico, Montoya hired Vigil as his Deputy State Treasurer. See Transcript of Trial at 158:10-15 (Montoya)(taken September 13, 2006)(“Sept. 13 Transcript”). 1 There is *1290 also evidence that, later, when Vigil ran for the position of Treasurer, Montoya, in combination with Angelo Garcia and Kent Nelson, provided Vigil significant monetary and other support. See id. at 242:22 — 243:12. There was evidence presented that Montoya and Garcia kept a record of these expenditures, that they shared this record with Vigil, and that they indicated to Vigil that they, and Nelson, had mutually contributed to cover these expenses. See id. at 258:6-14; 263:2-6.

The United States further asserts that it presented evidence that Vigil failed to report these contributions on his campaign finance report forms and knew that Montoya possessed documents through which he could prove Vigil received this money. See United States’ Response at 4. Montoya testified that he showed these documents to Judy Espinosa, the NMSTO’s public relations officer, and Espinosa confirmed that she confronted Vigil about what she believed were contributions missing from his campaign finance reports. See Sept. 13 Transcript at 285:2-286:24 (Montoya); Transcript of Trial at 49:11-14 (Espino-sa)(taken September 19, 2006)(“Sept. 19 Transcript”).

In addition, there was also evidence presented that Montoya pressured Vigil by threatening to run against him in the next election. See Sept. 13 Transcript at 283:10-15 (Montoya). The jury heard a recorded conversation in which Vigil told Garcia that, if the NMSTO was going to contract with George Everage for securities lending, the NMSTO needed to ensure that Samantha Sais, Montoya’s wife, receive a job as part of the transaction. See Transcript of Recorded Conversation at 7 (taken February 23, 2005)(Government’s Exhibit 589-T)(“Exhibit 589-T”). This statement was followed by Vigil’s acknowledgment that “[Montoya] is all over there telling everybody he’s running for Treasurer.” Id. Similarly, during a conversation with Nelson on May 2, 2005, Vigil indicated that he felt he could prevent Montoya from running for State Treasurer by securing Sais a job in the securities-lending project. See Transcript of Recorded Conversation at 38-39 (taken May 2, 2005)(Government’s Exhibit 592-T).

2. Securities Lending

Everage testified that he proposed to Vigil that the NMSTO initiate a securities-lending program to earn additional income on the office’s securities inventory. See Transcript of Direct Testimony of George Everage at 23:7-19 (Everage)(taken September 15, 2006)(“Everage Direct Examination”). Everage indicated that Vigil was initially reluctant because of his awareness that other state agencies had enjoyed varying degrees of success implementing similar programs. See id. at 24:24-25:3. In response to Vigil’s concerns, Everage suggested that the NMSTO could use multiple securities-lending agents, and bid the project out to the various agents to create competition and to ensure the NMSTO a better yield on its lending activity. See id. at 25:17-21. Everage estimated that the NMSTO could earn between one and three million dollars annually through the securities-lending program. See id. at 31:19-23. Everage understood, however, that the securities-lending program had the potential to not make money or to make less money than he estimated. See id. at 149:10-15; Transcript of Cross-Examination and Re-direcb-Examination of George Everage at 13:21-14:1 (Everage)(taken September 18, 2006)(“Everage Cross-Redirect”).

*1291 To institute the securities-lending program, Everage recommended that the NMSTO create a position — securities-lending oversight manager (“SLOM”) — -to oversee the securities-lending agents and to ensure the agents complied with the NMSTO’s investment policy. See Everage Direct Exam at 27:15-22.

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Related

United States v. Ford
550 F.3d 975 (Tenth Circuit, 2008)
United States v. Vigil
523 F.3d 1258 (Tenth Circuit, 2008)

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Bluebook (online)
478 F. Supp. 2d 1285, 2007 U.S. Dist. LEXIS 9283, 2007 WL 505689, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-vigil-nmd-2007.