United States v. Joe

325 F. Supp. 3d 1226
CourtDistrict Court, D. New Mexico
DecidedMay 9, 2018
DocketNo. CR 16-4007 JB
StatusPublished

This text of 325 F. Supp. 3d 1226 (United States v. Joe) is published on Counsel Stack Legal Research, covering District Court, D. New Mexico primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Joe, 325 F. Supp. 3d 1226 (D.N.M. 2018).

Opinion

JAMES O. BROWNING, UNITED STATES DISTRICT JUDGE

THIS MATTER comes before the Court on the Sentencing Memorandum and Objections to Presentence Report, filed September 19, 2017 (Doc. 38)("Objection"). The Court held a sentencing hearing on *1228October 3, 2017. The primary issue is whether the vulnerable victim enhancement in U.S.S.G. § 3A1.1(b)(1) applies to Defendant Charley Joe, whose victim had cerebral palsy and could use only the right side of his body. The Court will overrule Joe's Objection to the application of the vulnerable victim enhancement in the Presentence Investigation Report, filed June 7, 2017 (Doc. 31)("PSR").

FACTUAL BACKGROUND

Joe and his brother, the victim, are registered members of the Navajo Nation and lived on the Navajo Nation Indian Reservation. See PSR ¶ 10, at 4.2 The two brothers had a bad relationship; Joe "drank a lot, which would cause frequent arguments with the victim." PSR ¶ 12, at 4. One day, they got into an altercation, in which the victim "started hitting" Joe, "punching him in the mouth, nose, and eye." PSR ¶ 16, at 5. Eventually, Joe used an axe against his brother, killing him. See PSR ¶ 17, at 5. The Office of the Medical Investigator determined that the cause of death was "chop wounds." PSR ¶ 18, at 6.

The victim "was born with cerebral palsy and only had the use of the right side of his body." Addendum to the Presentence Report at 1, filed September 27, 2017 (Doc. 39)("Addendum"). Joe "was fully aware of his brother's medical condition." Addendum at 1. Although "the victim reportedly did not let his disability stop him from completing daily activities, cerebral palsy did limit the victim in his movement." Addendum at 1. Many "of the victim's injuries were sustained on the left side of his body, which the victim could not use." Addendum at 1.

PROCEDURAL BACKGROUND

On October 12, 2016, a federal grand jury indicted Joe for one count of voluntary manslaughter "in violation of 18 U.S.C. §§ 1153 and 1112." Indictment at 1, filed October 12, 2016 (Doc. 11). Joe pled guilty to the Indictment. See Plea Minute Sheet at 1, filed March 23, 2017 (Doc. 29). The PSR assigned Joe a base offense level of 29 and a criminal history category of one. See PSR ¶¶ 32, 46, at 8-9. The PSR adds 2 levels to Joe's offense level based on the vulnerable victim enhancement. See PSR ¶ 34, at 8.

ANALYSIS

Under U.S.S.G. § 3A1.1(b)(1), "if the defendant knew or should have known that a victim of the offense was a vulnerable victim, increase by 2 levels." "Vulnerable victim" is defined as a person "who is a victim of the offense of conviction ... and who is unusually vulnerable due to age, physical or mental condition, or who is otherwise particularly susceptible to the criminal conduct." U.S.S.G. § 3A1.1(b)(1) App. Note 2. The vulnerable victim enhancement applies "to offenses involving an unusually vulnerable victim in which the defendant knows or should have known of the victim's unusual vulnerability." U.S.S.G. § 3A1.1(b)(1) App. Note 2.

Joe argues that his brother does not qualify as a vulnerable victim. See Objection at 1. He asserts that "neither the government nor United States Probation has provided any evidence to show that Mr. Joe selected his brother as a victim due to his age or his disability." Objection at 3. He further argues that the vulnerable victim enhancement "does not apply because *1229the government has not shown that the victim in this matter was unusually vulnerable due to some other characteristic." Objection at 4. According to Joe, "[t]he simple fact that Mr. Joe's brother suffered from cerebral palsy is not, in and of itself, sufficient to apply the 2 level enhancement." Objection at 4.

The United States Court of Appeals for the Tenth Circuit has written extensively on the vulnerable victim enhancement.

The status of "vulnerable victim" hinges on the idea that some characteristic renders a victim "particularly susceptible" to the criminal conduct. In other words, the "vulnerable victim" is someone who is unable to protect himself or herself from criminal conduct, and is therefore in need of greater societal protection than the average citizen.

United States v. Shumway, 112 F.3d 1413, 1423 (10th Cir. 1997). "The Guidelines' enhancement, however, is reserved for exceptional cases in which the victim is unusually vulnerable or particularly susceptible to the crime committed." United States v. Proffit, 304 F.3d 1001, 1007 (10th Cir. 2002) (emphasis in original).

"In assessing vulnerability, the sentencing court must make an individualized determination; it is not enough that a victim belongs to a class generally considered vulnerable." United States v. Scott, 529 F.3d 1290, 1300-01 (10th Cir. 2008). "Not only must there be particularized evidence of a victim's vulnerability, but the evidence must also distinguish the victim as atypical of the usual targets of the relevant criminal conduct." United States v. Caballero, 277 F.3d 1235, 1251 (10th Cir. 2002). "Specifically, the enhancement should apply when the victim is less able to resist than the typical victim and requires greater societal protection." United States v. Scott, 529 F.3d at 1300 (internal quotation marks and citation omitted).

The Tenth Circuit has rejected the vulnerable victim enhancement on the basis of advanced age alone. See United States v. Smith, 930 F.2d 1450, 1455 (10th Cir. 1991). The Tenth Circuit has also rejected the vulnerable victim enhancement on the basis of illness alone, holding that "allowing a vulnerable victim enhancement based on illness alone would suggest that sick individuals as a group qualify as 'vulnerable victims.' " United States v. Proffit, 304 F.3d at 1008. "Our prior cases reject the granting of vulnerable victim status to members of a group."

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Related

United States v. Kerley
544 F.3d 172 (Second Circuit, 2008)
United States v. Malone
78 F.3d 518 (Eleventh Circuit, 1996)
United States v. O’Brien
560 U.S. 218 (Supreme Court, 2010)
United States v. Caballero
277 F.3d 1235 (Tenth Circuit, 2002)
United States v. Proffit
304 F.3d 1001 (Tenth Circuit, 2002)
United States v. Scott
529 F.3d 1290 (Tenth Circuit, 2008)
United States v. Stan Smith
930 F.2d 1450 (Tenth Circuit, 1991)
United States v. Earl K. Shumway
112 F.3d 1413 (Tenth Circuit, 1997)
United States v. Vigil
476 F. Supp. 2d 1231 (D. New Mexico, 2007)

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Bluebook (online)
325 F. Supp. 3d 1226, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-joe-nmd-2018.