United States v. Dowty

60 M.J. 163, 2004 CAAF LEXIS 806, 2004 WL 1846295
CourtCourt of Appeals for the Armed Forces
DecidedAugust 18, 2004
Docket03-0152/NA
StatusPublished
Cited by55 cases

This text of 60 M.J. 163 (United States v. Dowty) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Dowty, 60 M.J. 163, 2004 CAAF LEXIS 806, 2004 WL 1846295 (Ark. 2004).

Opinions

Judge GIERKE

delivered the opinion of the Court.

A general court-martial composed of officer members convicted Appellant, contrary to his pleas, of three specifications of larceny and one specification of fraud against the United States in violation of Articles 121 and [165]*165132, Uniform Code of Military Justice [hereinafter UCMJ], 10 U.S.C. §§ 921 and 932 (2000), respectively. The adjudged and approved sentence provides for Appellant to pay a $30,000.00 fine and to be dismissed from the naval service. The Court of Criminal Appeals affirmed the findings and sentence. United States v. Dowty, 57 M.J. 707 (N.M.Ct.Crim.App.2002).

This Court granted review of the following issue:

WHETHER APPELLANT’S COURT-MARTIAL WAS PROPERLY CONVENED WHERE THE MEMBERS POOL WAS CREATED THROUGH SELF-SELECTION AND NO MEMBERS WERE SELECTED BY THE CONVENING AUTHORITY ACCORDING TO THE CRITERIA CONTAINED IN ARTICLE 25, UNIFORM CODE OF MILITARY JUSTICE.

The lower court properly characterized this issue as “unique in military jurisprudence.” Id. at 708. Appellant’s command initially used only volunteers for the court-marital panel. The granted issue asks this Court to evaluate a novel preliminary screening process that generated the volunteers for the court-martial panel and to examine the legal advice provided to the convening authority (CA) as he selected the panel. For the reasons set forth below, we conclude that (1) it was error to inject into the panel selection process the irrelevant variable of a servicemember volunteering to be a member and (2) although we reject and condemn the impermissible screening of potential members with this irrelevant variable, here it did not taint the proceedings or prejudice Appellant. We, therefore, affirm the decision of the Court of Criminal Appeals.

I. FACTS

A. General background of Appellant’s offenses and the extended delay of the trial on the merits

We outlined the general nature of the charges that Appellant now stands convicted of when his case was before us in 1998 on an interlocutory appeal.

While serving on active duty in the Medical Service Corps of the Navy, appellant allegedly conducted a private business named Health Care Associates, under which he submitted claims for reimbursement to the National Naval Medical Center at Bethesda, Maryland. The charges in this case allege that the claims submitted by appellant were fraudulent.
On September 28, 1993, the Defense Fraud, Waste, and Abuse Hotline received an anonymous allegation that claims submitted by appellant’s company to the Government between 1989 and 1992 were false and forged; that such claims had resulted in payment by the Government of $15,000 for services that appellant’s company never had rendered; and that appellant had deposited the checks paid by the Government for these fraudulent claims into his personal checking account. The caller subsequently was identified as appellant’s former wife.
[Eventually t]he charges were referred to general court-martial.

United States v. Dowty, 48 M.J. 102, 104-05 (C.A.A.F.1998).

The case was hotly contested from the outset with extensive interlocutory litigation at the lower court, in United States District Court, and at this Court. The lower court’s opinion documents the prior appellate history. 57 M.J. at 708. This extended appellate litigation resulted in postponing the trial on the merits. While this ease began on May 9, 1996, the substantive trial on the merits was delayed until early December 1998. This delay was problematic with regard to providing panel members for the court-martial. In the original convening order and first modification, the CA had detailed ten members to the court-martial. Because many of both the original and substituted panel members had been transferred, new panel members were needed.

B. The novel panel selection process

The genesis of the present issue is in a routine task frequently facing the command staff judge advocate—how to identify a pool of members from which the CA will select [166]*166the court-martial panel. Before 1998, the “standard procedure for selecting members” at the Bureau of Medicine and Surgery (BUMED) was for department heads to nominate the best qualified officers from their respective departments. This is similar to the accepted and traditional subordinate-commander nomination model that is frequently followed.

In the summer of 1998 as Appellant’s trial was to continue on the merits, the Assistant Staff Judge Advocate (ASJA) of BUMED in his own words “came up with the idea of publishing a Plan of the Week notice” requesting volunteers to serve as court-martial members. He took this admittedly “novel approach” because the BUMED command “had a severe need for a members pool.” His concern was to obtain members for Appellant’s case and potentially three other cases in the next several months.

With the approval of the Staff Judge Advocate (SJA) and other military supervisors, the ASJA presented the following announcement in the BUMED Plan of the Week for four days, June 20-23,1998:

3. LEGAL NOTE: MEMBERS NEEDED. Would you like to serve as a member in a general or special courts-martial in the greater Washington, DC area? Interested active-duty military personnel, both officers and enlisted, please contact [the ASJA] ... for further information.

The record does not address whether the CA had actual knowledge of this solicitation for volunteer members, but it does establish that he did not assume command until June 28, 1998, several days after the announcement in the BUMED Plan of the Week.

The lower court’s opinion reports the chain of events that followed:

Out of approximately 140 officers in BUMED, 50 or so officers and enlisted personnel responded to the solicitation. The ASJA provided the interested volunteers with members’ questionnaires. He received back 47 completed questionnaires. He separated out the enlisted volunteers, leaving him with 22 officer volunteers. The ASJA contacted 21 of the 22 officers who volunteered. He testified that he deleted two volunteers from the nominee pool due to “concerns” he had “because of their close relationship with legal” and that it would be therefore unfair for them to sit on the jury.
The ASJA contacted the remaining 20 volunteers and, without providing any details, such as the name of the accused or the amount of time the volunteers might be required, asked each of them if they would be “available” to serve on a court-martial during the first week of December 1998. The ASJA rejected another five volunteers because they said they were not “available.” Thus, the ASJA “combed” down the 140 member officer pool at BUMED to 15 qualified and available volunteers. From these 15, the ASJA nominated nine officers that he believed were best qualified to serve as members on Appellant’s court-martial.

57 M.J. at 713 (footnotes and citations omitted).

C. The advice the CA received as he selected the panel

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Cite This Page — Counsel Stack

Bluebook (online)
60 M.J. 163, 2004 CAAF LEXIS 806, 2004 WL 1846295, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-dowty-armfor-2004.