United States v. Dale J. Scott

529 F.2d 338, 174 U.S. App. D.C. 96, 1975 U.S. App. LEXIS 11313
CourtCourt of Appeals for the D.C. Circuit
DecidedDecember 24, 1975
Docket75--1570
StatusPublished
Cited by21 cases

This text of 529 F.2d 338 (United States v. Dale J. Scott) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Dale J. Scott, 529 F.2d 338, 174 U.S. App. D.C. 96, 1975 U.S. App. LEXIS 11313 (D.C. Cir. 1975).

Opinions

Opinion for the court filed by Circuit Judge J. SKELLY WRIGHT.

Dissenting opinion filed by Senior. District Judge VAN PELT.

J. SKELLY WRIGHT, Circuit Judge:

On December 19, 1974 appellant Dale J. Scott entered the National Bank of Washington, pushed a customer aside [339]*339from a teller’s window, stated in a loud voice that this was a stickup, and demanded that the teller give him money. Although he carried no weapon, one hand was thrust toward the teller with “the first finger bent with a knuckle extended” “as though he might have wanted to hold a gun or was holding a gun.” Tr. 19. A scuffle with the customer ensued, and a blow from the customer knocked Scott to the floor and rendered him unconscious. He was charged in a single-count indictment with entering a bank with intent to rob, 18 U.S.C. § 2113(a) (1970), a charge requiring proof of specific intent. The jury found him guilty, and he was sentenced under 18 U.S.C. § 4208(a)(2) (1970) to not less than six years, with a recommendation that he be sent to the facility at Springfield, Missouri equipped to provide treatment for chronic alcoholics.1

Testimony at the trial established firmly that Scott is indeed a chronic alcoholic. That fact, coupled with his claim that he was intoxicated at the time of the incident in the bank, gave rise to the only real issue at trial: because of his alleged intoxication, did he have the specific intent to rob at the time he entered the bank? Although some witnesses testified that Scott did not appear drunk, several testified that his breath smelled strongly of alcohol. Scott himself said that he awoke early that morning, drank a half pint of gin, then a half pint of whiskey, and then a half pint of vodka. He testified that he remembered nothing from the time he finished the vodka until he came to, handcuffed to a chair at the police station.

It is well established that intoxication may be so severe as to make a defendant incapable of forming the requisite specific intent. United States v. Martin, 154 U.S.App.D.C. 359, 362, 475 F.2d 943, 946 (1973); Womack v. United States, 119 U.S.App.D.C. 40, 41, 336 F.2d 959, 960 (1964) (per curiam); Heideman v. United States, 104 U.S.App.D.C. 128, 131, 259 F.2d 943, 946 (1958), cert. denied, 359 U.S. 959, 79 S.Ct. 800, 3 L.Ed.2d 767 (1959). The question whether the defendant was sufficiently drunk to preclude specific intent is one of fact. There was ample evidence here for this factual question to go to the jury — and of course to go to the jury under proper instructions.

Scott’s counsel made a timely request that the following instruction be given:

There is evidence in this case tending to show that the defendant may have been intoxicated prior to and at the time of the alleged commission of the offense with which he is charged.
Voluntary intoxication or drunkenness is not in itself a defense to a charge of crime. But the fact, if it is a fact, that the defendant may have been intoxicated at the time of the commission of the offense may negative the existence of a state of mind that is an essential element of the offense.
An essential element of the offense with which the defendant is charged is that at the time he allegedly entered the National Bank of Washington he had the specific intent to rob it. Even though the defendant may have been intoxicated to some degree, if you find that the Government has proved beyond a reasonable doubt that the defendant was capable of forming the specific intent to and had the specific intent to rob at the time he entered the bank and that the Government has proved beyond a reasonable doubt all other essential elements of the offense, you may find the defendant guilty.
On the other hand, if you find that the Government has failed to prove beyond a reasonable doubt that at the time of the commission of the alleged offense the defendant was capable for [sic] forming the specific intent to rob and had the specific intent to rob at the time he entered the bank, you must find the defendant not guilty.

[340]*340The requested instruction is unassailable. It accurately states the law on intoxication and specific intent in a way not unduly favorable to the defendant. As counsel pointed out at trial, the instruction is taken directly from Instruction 5.12 of the standard “Redbook,” Criminal Jury Instructions for the District of Columbia (1972 ed.).

Unfortunately the court did not give the requested instruction. Instead it submitted the question to the jury under instructions which might well have been understood as shifting the burden of proof to the defendant, and those instructions form the only issue we reach on this appeal. The court charged:

Intoxication is not an excuse for the commission of a crime. Voluntary drunkenness is no defense to a criminal act unless specific intent or knowledge is an element of the offense; then drunkenness may be shown to prove mental incapability to form the specific intent.
The defendant in this case contends that he was intoxicated prior to and at the time of the alleged commission of the offense for which he is charged.
As previously indicated, being intoxicated is not in itself a defense to the charge of the crime. The fact, if it is a fact, that the defendant may have been intoxicated at the time of the commission of the offense, may negate the existence of a state of mind that is an element of the offense.

Tr. 160 — 161 (emphasis added). Defense counsel objected to the charge as delivered, referring specifically to possible prejudice on the burden of proof. Tr. 162. Nonetheless the court declined to correct or augment the instruction.

In Edwards v. United States, 84 U.S.App.D.C. 310, 172 F.2d 884 (1949) (per curiam), the trial court had delivered a charge on specific intent and intoxication susceptible to the same misunderstanding on burden of proof as the charge given here. We found that instruction erroneous, and we held:

[Wjhere a specific intent is essential to the crime charged, and evidence is introduced that might create a reasonable doubt whether the defendant was sober enough to be capable of forming this intent, the jury must be instructed to acquit if they have such a doubt.

Id. Clearly there was evidence here that might have created a reasonable doubt as to Scott’s specific intent; it was error not to give an instruction adequately apprising the jury of its duty to acquit should the case leave them with any reasonable doubt on the issue.2

Of course, an error may be harmless. Rule 52(a), Fed.R.Crim.P. Erroneous allocation of the burden of proof is, however, an error of constitutional dimension. United States v. Martin, supra, 154 U.S.App.D.C.

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United States v. Dale J. Scott
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Cite This Page — Counsel Stack

Bluebook (online)
529 F.2d 338, 174 U.S. App. D.C. 96, 1975 U.S. App. LEXIS 11313, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-dale-j-scott-cadc-1975.