United States v. Cunningham

201 F.3d 20, 2000 U.S. App. LEXIS 110, 2000 WL 2003
CourtCourt of Appeals for the First Circuit
DecidedJanuary 6, 2000
Docket99-1167
StatusPublished
Cited by41 cases

This text of 201 F.3d 20 (United States v. Cunningham) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Cunningham, 201 F.3d 20, 2000 U.S. App. LEXIS 110, 2000 WL 2003 (1st Cir. 2000).

Opinion

BOWNES, Senior Circuit Judge.

Defendant-Appellant, Rex W. Cunningham, Jr., pled guilty to an eight-count indictment. Count one of the indictment charged Cunningham with a racketeering *22 conspiracy in violation of 18 U.S.C. § 962(d) (1994). The second count charged a racketeering offense under 18 U.S.C. § 962(c). Counts three and five charged Cunningham with making an extortionate extension of credit in violation of 18 U.S.C. § 892 (1994). Counts four and six charged him with collecting an extortionate extension of credit with extortionate means in violation of 18 U.S.C. § 894 (1994). The seventh count charged another violation of 18 U.S.C. § 894, conspiring to use extortionate means to collect a debt. The eighth count charged Cunningham with operating an illegal gambling business in violation of 18 U.S.C. § 1955 (1994).

At sentencing, the district court awarded Cunningham a two-level decrease for acceptance of responsibility, pursuant to United States Sentencing Guidelines Manual (“U.S.S.G.”) § SEl.l(a) 1 (1995 & Supp. 1997) 2 , but declined to give him an additional one-level decrease for timely notification of his intent to plead guilty. 3 The district court also applied a four-level increase, pursuant to U.S.S.G. § 2E2.1(b)(3)(A), for abduction in the course of making or financing an extortionate extension of credit or collecting an extension of credit by extortionate means.

Cunningham appeals his sentence on the ground that the district court erred in refusing to grant him an additional one-level reduction, pursuant to U.S.S.G. § 3El.l(b). He also appeals the district court’s imposition of a four-level increase, pursuant to U.S.S.G. § 2E2.1(b)(3)(A).

I.

The government’s key evidence was obtained by electronic recordings of Cunningham’s statements at his principal place of business, Dillon’s Tavern, in Springfield, Massachusetts, and by interception and recording of his cellular phone conversations. The electronic surveillance was conducted pursuant to a warrant issued by a state court.

This is the second time this case has come before us. In the prior case, defendant moved to suppress the recorded wire and oral communications. The district court allowed the motion, and subsequently denied the government’s motion for reconsideration. The government filed a timely appeal, and we reversed the district court’s order of suppression. See United States v. Cunningham, 113 F.3d 289 (1st Cir.1997). We denied defendant’s petitions for a rehearing and a rehearing en banc. Thereafter, the defendant filed a petition for a writ of certiorari with the Supreme Court, which was denied, see Cunningham v. United States, 522 U.S. 862, 118 S.Ct. 165, 139 L.Ed.2d 109 (1997) (mem.), and mandate entered on December 12,1997.

The parties engaged in plea negotiations in December 1997 and January 1998, after the Supreme Court’s denial of certiorari. Nonetheless, by the time the district court held a status conference in late January 1998, the parties had not settled on a plea agreement. They informed the court that the case would go to trial and that there were still suppression issues outstanding. The court set a trial date of May 4, 1998.

On March 16, 1998, the defendant informed the government by letter that he intended to plead guilty to all counts of the indictment, but it was his “intention to try the issues relating to [the] forfeiture allegations.” Cunningham officially entered his guilty plea on April 20, 1998 and the court held a sentencing hearing on July 31, 1998. The court did not pronounce sentence at that time, but agreed to defer sentencing until after resolution of the for *23 feiture issues and until Cunningham had an opportunity to locate a witness to testify at the hearing. An agreement was eventually reached with Cunningham’s wife regarding forfeiture on October 23, 1998. Cunningham never located the witness and the court entered sentence on October 27, 1998. The court sentenced Cunningham to 200 months in prison on each count, to be served concurrently, and to three years of supervised release on each count, to be served concurrently and with certain conditions.

II.

A. U.S.S.G. § 3El.l(b)

U.S.S.G. § 3E1.1 allows for downward adjustments in offense level for acceptance of responsibility. 4 The district court found that Cunningham was eligible for the two-level decrease provided for in subsection (a). The district court refused, however, to grant Cunningham an additional one-level deduction under subsection (b). Subsection (b) provides:

(b) If the defendant qualifies for a decrease under subsection (a), the offense level determined prior to the operation of subsection (a) is level 16 or greater, and the defendant has assisted authorities in the investigation or prosecution of his own misconduct by taking one or more of the following steps:
(1) timely providing complete information to the government concerning his own involvement in the offense; or
(2) timely notifying authorities of his intention to enter a plea of guilty, thereby permitting the government to avoid preparing for trial and permitting the court to allocate its resources efficiently, decrease the offense level by 1 additional level.

U.S.S.G. § 3El.l(b). In ruling on this issue, the district court stated:

Well, the fact that you were in plea negotiations with the government from December 1997 on does not mean that [you were], in fact, going to plead guilty. The government then had to prepare, and it was six months after the Supreme Court response, and only six weeks before the trial date that you stated the intention to plead guilty was actually what you were going to do, and you went forward.
And then, of course, there is the issue, and you say it is not important, but I think it probably is, the government does have to prepare for trial regarding the forfeiture issue, regardless of whether it is preponderance of the evidence and I said no as far as anything beyond that is concerned, still means they have to prepare for it.

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Bluebook (online)
201 F.3d 20, 2000 U.S. App. LEXIS 110, 2000 WL 2003, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-cunningham-ca1-2000.