United States v. Fausto D. Ruiz

905 F.2d 499, 1990 U.S. App. LEXIS 9020, 1990 WL 72957
CourtCourt of Appeals for the First Circuit
DecidedJune 5, 1990
Docket89-1815
StatusPublished
Cited by224 cases

This text of 905 F.2d 499 (United States v. Fausto D. Ruiz) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Fausto D. Ruiz, 905 F.2d 499, 1990 U.S. App. LEXIS 9020, 1990 WL 72957 (1st Cir. 1990).

Opinion

SELYA, Circuit Judge.

Defendant-appellant Fausto D. Ruiz appeals his conviction and sentence on racketeering and drug trafficking charges, 1 hawking a gusher of reasons for reversal. Finding a dry hole, we affirm.

1. BACKGROUND

We set forth the evidence in the light most flattering to the prosecution, as the law and the present posture of the case demand. See, e.g., United States v. Ingraham, 832 F.2d 229, 230 (1st Cir.1987), cert. denied, 486 U.S. 1009, 108 S.Ct. 1738, 100 L.Ed.2d 202 (1988).

Ruiz was a patrolman in the Lawrence, Massachusetts police department (LPD) during the period 1980-88. His codefend-ant, Daniel Fillipon, frequently served as his partner. 2 Ruiz, and to a lesser extent Fillipon, obtained gram-sized quantities of cocaine from Lazaro Fernandez, Victor Graciano, Olegario Marte, Jose Rodriguez and their confederates (including Miguel Abreu, Vincente Paulino, and Neo Marte). In return, the officers allowed the drug traffickers to ply their nefarious trade unmolested and provided them with confidential police information and services.

The evidence clearly established that Ruiz, by virtue of his LPD affiliation, was *502 useful to the cocaine dealers in various ways. We offer three representative samples of the available proof and a catchall containing an assortment of other items.

1. Registry ■ Data. Employing the LPD’s connections with the state Registry of Motor Vehicles (RMV) to the behoof of Graciano and Paulino, Ruiz determined that a particular individual (Cepero) was likely an undercover narcotics agent. He also obtained information from the RMV for Fernandez and received personal use quantities of cocaine (PUQs) in return. 3 Two witnesses testified that the general public did not have access to RMV information of the sort which appellant procured for his criminal confederates.

2. The Search Warrant Tip. Through confidential information available within the LPD, Ruiz learned of an impending raid on Neo Marte’s apartment. Alerted by appellant, Marte departed the premises hastily, removing a large quantity of narcotics. When the police executed the search warrant, they found that their pigeon had flown the coop. No contraband remained. Marte gave Ruiz three and one-half grams of cocaine in exchange for the tip.

3. Escort Services. On one occasion, Ruiz and Fillipon used a marked police cruiser to escort a dealer who was delivering what Ruiz had described as a “large amount” of cocaine. Ruiz also told Fillipon about a time when he accompanied a dealer to New York, obtained a kilogram of cocaine, and brought it back to Lawrence.

4. Potpourri. Ruiz furnished Fernandez, Paulino and Abreu with ammunition from LPD stock; warned them of outstanding arrest warrants; drove Graciano to pick up cocaine and then to meet a customer; and informed his associates of a secret departmental decision to step up narcotics enforcement.

Just as Ruiz’s labors on behalf of his criminal comrades were integrated with his police work, so too the rewards of Ruiz’s complicity were intermixed with his law enforcement role. For example, Ruiz picked up and used cocaine while on duty, in uniform and carrying a handgun. On several occasions, dealers delivered cocaine to him within a marked police cruiser or inside LPD headquarters.

Notwithstanding this sordid backdrop, appellant mounts several arguments for relief. We have carefully considered the entire asseverational array. Save only for two broad topics, discussed infra, we reject his contentions without extended comment. 4

II. EVIDENTIARY SUFFICIENCY

Ruiz appeals the district court’s denial of his motion for judgment of acquittal on counts 1, 2 and 6, maintaining that “the evidence is insufficient to sustain a conviction of such ... offenses.” Fed.R.Crim.P. 29. In this context, a reviewing court is obliged to assess “the evidence in its totality, taken in the light most flattering to the government, together with all legitimate inferences to be drawn therefrom, in an effort to ascertain whether a rational trier of the facts could have found the appellant guilty beyond any reasonable doubt.” United States v. Tierney, 760 F.2d 382, 384 (1st Cir.), cert. denied, 474 U.S. 843, 106 S.Ct. 131, 88 L.Ed.2d 108 (1985); see also United States v. Boylan, 898 F.2d 230, 238 *503 (1st Cir.1990); United States v. Jimenez-Perez, 869 F.2d 9, 10 (1st Cir.1989).

A. Racketeering and RICO Conspiracy.

We need not differentiate between the first two counts for purposes of appellant’s sufficiency challenge. In this case, there is a considerable overlap. Count 2 is premised on 18 U.S.C. § 1962(c), which makes it “unlawful for any person employed by or associated with any enterprise ... af-fectpng] interstate or foreign commerce, to conduct or participate, directly or indirectly, in the conduct of such enterprise’s affairs through a pattern of racketeering activity....” To prove such a substantive RICO violation, the prosecution must show (1) conduct (2) of an “enterprise” (3) through a “pattern” (4) of “racketeering activity,” which in turn necessitates (5) the commission of two or more predicate crimes. See Sedima, S.P.R.L. v. Imrex Co., 473 U.S. 479, 496, 105 S.Ct. 3275, 3285, 87 L.Ed.2d 346 (1985).

On the other hand, Count 1 is premised on 18 U.S.C. § 1962(d), which renders it “unlawful for any person to conspire to violate” certain provisions of RICO, including section 1962(c). To convict for such a RICO conspiracy, the prosecution must prove (1) that a common plan existed (2) to conduct an “enterprise” through a “pattern” of “racketeering activity,” that (3) the defendant knowingly joined the venture, and (4) embarked upon, or agreed to carry it out, by committing, or agreeing to the commission of, two or more predicate crimes in connection with his enterprise participation. See Boylan, 898 F.2d at 241; United States v. Torres Lopez, 851 F.2d 520, 528 (1st Cir.1988), cert. denied, — U.S.-, 109 S.Ct. 1144, 103 L.Ed.2d 204 (1989); United States v. Angiulo, 847 F.2d 956, 964 (1st Cir.), cert. denied, 488 U.S. 928, 109 S.Ct.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Wester v. State of Florida
District Court of Appeal of Florida, 2024
United States v. Walker
89 F.4th 173 (First Circuit, 2023)
United States v. Flores-Gonzalez
34 F.4th 103 (First Circuit, 2022)
United States v. McKinney
5 F.4th 104 (First Circuit, 2021)
United States v. Sandoval
6 F.4th 63 (First Circuit, 2021)
United States v. Ilarraza
963 F.3d 1 (First Circuit, 2020)
United States v. Nygren
933 F.3d 76 (First Circuit, 2019)
United States v. Luis Vasquez
672 F. App'x 636 (Ninth Circuit, 2016)
United States v. Arturo Carillo-Ayala
713 F.3d 82 (Eleventh Circuit, 2013)
United States v. Shamah
624 F.3d 449 (Seventh Circuit, 2010)
United States v. Presgraves
658 F. Supp. 2d 770 (W.D. Virginia, 2009)
United States v. Bell
485 F.3d 54 (First Circuit, 2007)
United States v. Miliano
480 F.3d 605 (First Circuit, 2007)
United States v. Philip Morris USA, Inc.
449 F. Supp. 2d 1 (District of Columbia, 2006)
United States v. Jones
432 F.3d 34 (First Circuit, 2005)
United States v. Prochner
417 F.3d 54 (First Circuit, 2005)
United States v. Meada
408 F.3d 14 (First Circuit, 2005)
United States v. Taveras
118 F. App'x 516 (First Circuit, 2004)
United States v. Upshaw
114 F. App'x 692 (Sixth Circuit, 2004)

Cite This Page — Counsel Stack

Bluebook (online)
905 F.2d 499, 1990 U.S. App. LEXIS 9020, 1990 WL 72957, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-fausto-d-ruiz-ca1-1990.